‘Failed Re X’: Deprivation of liberty and Re X (the streamlined process) – a social work perspective

By Eleanor Tallon, 10th October 2023

The words “Failed Re X” has appeared in Court of Protection lists recently – like the two reproduced below. 

‘Re X’ is the term used to refer to the streamlined process through which the Court of Protection (CoP) can authorise a ‘Deprivation of Liberty’ (DoL), as established in the case of Re X and others (Deprivation of Liberty)[2014] EWCOP 25.

Essentially, the streamlined process is designed for non-contentious cases which allow for judicial review without an oral hearing (or ‘on the papers’). 

Sometimes, though, ‘Re X’ applications are made, and upon reviewing the evidence, the court decides this streamlined process is not appropriate and the case needs to be heard. 

That is what the listings above refer to as a ‘Failed Re-X’.

In this blog post I’m going to explain the ‘Re X’ procedure in context and consider what sorts of cases lead to ‘Failed Re X’ hearings in the Court of Protection. I will cover:

  1. Deprivation of Liberty and ‘Cheshire West’
  2. The difference between ‘DoLS’ and ‘CoP DoL’ 
  3. Re X (streamlined process)
  4. Why the Re X process might ‘fail’

I am a registered Social Worker and Best Interests Assessor, and I work independently as an expert witness (ISW) for the Court of Protection. The aim of this explanatory blog is to provide a basic overview of the above, so it is likely to be most helpful for professionals and members of the public who don’t work in this area. 

‘Deprivation of liberty’ (DoL) 

Most readers will be familiar with the term ‘deprivation of liberty’ (DoL). There is no statutory definition of what constitutes a DoL. This is determined by case law, such as Stork v Germany [2005], which identifies the three elements of a DoL:  

(a) the objective component of confinement in a particular restricted place for a not negligible length of time; 

(b) the subjective component of lack of valid consent; and 

(c) the attribution of responsibility to the state.

In plain language, a DoL could be described as the combination of restrictions placed on a person’s freedom and movement (that in sum amount to a deprivation of liberty) to which the person lacks capacity to consent. 

A whole range of criteria must be considered and applied to the specific facts according to the person’s concrete situation, such as the type, duration, effects and manner of the arrangements in place. The distinction between ‘restriction’ and ‘deprivation’ (of liberty) relates to the degree or intensity, and is not one of nature or substance (Guzzardi v Italy, 1980).

If it is identified that a person is deprived of their liberty, the European Convention of Human Rights (ECHR)provides that the person ‘shall be entitled to take proceedings by which the lawfulness of his detention shall be decided speedily by a court and his release ordered if the detention is not lawful (Article  5).

So, where Article 5 (right to liberty) is triggered, the relevant legal framework must be followed to ensure that the person has an independent check on the arrangements, and if a DoL is unavoidable, they must have access to appropriate representation and legal appeal (these are the legal safeguards). 

Cheshire West and the ‘acid test’ 

In 2014, a landmark Supreme Court judgment was given by Lady Hale, which formulated the ‘acid test’ to determine whether a DoL is taking place (P v Cheshire West and Chester Council [2014], or ‘Cheshire West’ as it is more commonly known). The acid test in effect widened the definition of DoL and made clear the factors which are not relevant. 

The acid test is met when:

  • The person is under continuous[i] supervision and control; 
  • The person is not free to leave (in a permanent sense); 
  • The arrangements are ‘imputable to the state’ (i.e., the arrangements are known, or ought to be known by the state); and
  • The person lacks capacity to decide on the arrangements.  

The following factors are not relevant

(a) the person’s compliance or lack of objection; 

(b) the relative normality of the placement (whatever the comparison made); and 

(c) the reason or purpose behind a particular placement. 

A detailed commentary by Dr Lucy Series on the Cheshire West judgment is available here.

The legal safeguards: DoLS and CoP DoL applications (Court of Protection)

The Deprivation of Liberty Safeguards (DoLS) framework was introduced in 2007 under Schedule A1 of the Mental Capacity Act (2005), and applies in care homes or hospitals to those aged over 18. A request for a DoLS authorisation is made by the care home or hospital to the Local Authority (i.e., the ‘Supervisory Body’)

The Supervisory Body allocates a Best Interest Assessor (BIA) to complete the combined assessments (i.e., ADASS Form 3) which includes the mental capacity and best interests assessment on whether the person should reside in the specific setting, for purposes of the care and treatment (that give rise to a DoL). 

If the person lacks capacity to decide on the arrangements, the BIA reviews whether the arrangements amount to a DoL, whether this is least restrictive, and whether it should be authorised by the ‘Supervisory Body’ in the person’s best interests. A mental health assessor must confirm if the person has a mental disorder, and whether a DoLS authorisation would be incompatible with any applicable legislation under the Mental Health Act 1983.

When a DoLS authorisation is in place, the person is appointed a Relevant Person’s Representative (RPR). This could be a friend/ family member or a trained advocate, whose role (in summary) is to monitor the arrangements and whether the person is objecting to the DoL (this could be verbally or through behaviour). 

If it appears that the relevant person would wish to legally challenge the authorisation, the RPR has a responsibility to make an application to the court on their behalf, and the Local Authority must also take steps to ensure an application is made where an appeal is required (see RD & Ors [2016] for relevant guidance). 

An application to appeal the DoLS authorisation is  brought to the Court of Protection under section 21A of the MCA 2005. Under section 21A, non-means-tested legal aid is provided to cover the legal costs for ‘P’ (the protected party).  

If a deprivation of liberty arises in any setting other than a care home or hospital (e.g. in supported living, or in the person’s own home) or if the person is aged 16-17 years old (and the person lacks capacity to decide on the arrangements) a welfare application to the Court of Protection is required[ii]

Once an application is made to the Court of Protection, the Judge considers the complexity of the matter and directs whether or not ‘P’ should be joined as a party, and whether a Litigation Friend/ Accredited Legal Representative or another form of representation under Rule 1.2 (Court of Protection Rules 2017) is needed to ensure that P’s ‘voice’ is heard. A Rule 1.2 Representative could be a friend/ family member, or trained advocate.

Ultimately, the Judge decides whether the arrangements are least restrictive and in the person’s best interests. If appropriate, the Judge will make an order to authorise the arrangements. Other factors may need to be considered, for example an order for a tenancy agreement to be signed (where there is no Deputy or Power of Attorney over property and affairs). 

However, in all cases other than section 21A (a legal appeal of a DoLS authorisation), any legal aid funding would be means tested, which is a relevant factor when considering whether P should be joined. This continues to be a debated issue in terms of ‘P’ having equal access to legal representation whether the DoL arises in a care home/ hospital or another setting.

Streamlining the Court of Protection Process: ‘Re X’

The broadened definition of DoL resulting from the Cheshire West judgment nearly a decade ago now led to a huge increase in referrals for Deprivation of Liberty Safeguards (DoLS) authorisations being made to Local Authorities, and to an increase in applications made to the Court of Protection for DoL authorisations. Both Local Authorities and the Court of Protection struggled to bear the weight of the influx.

In August 2014, just a few months after the Cheshire West ruling, the then-President of the Family Division, Sir James Mumby, devised a streamlined process to provide a more speedy and manageable  response for non -contentious community DoL applications (Re X and others (Deprivation of Liberty) [2014]).  It was designed to address “the practical and procedural implications for the Court of Protection of what all informed opinion agrees is the large increase in its caseload which will follow in consequence of the Supreme Court’s decision”.

Essentially the streamlined process distinguishes between DoL cases to be dealt with out of the courtroom (i.e., ‘on the papers’), whilst allowing the court to give proportionate attention to cases where P may be objecting, or where there are other controversial issues which require more in-depth scrutiny by way of an oral hearing.

For non-contentious cases, it was considered in Re NRA & Ors [2015] not necessary for P to be joined as a party where a family member or friend was properly able to act as their Rule 1.2  Representative.

A new legal form was created to support the streamlined process. So, for a Re-X application the commissioning body submits a COPDOL11 form, along with all the supporting documentation.

Requirements for Re X and ‘Failed’ applications

Though the Re X process may be more streamlined (in comparison to when an oral hearing is required), there is still a significant amount of work required for the COPDOL11 application to be reviewed and for an order to be given. 

The evidence includes (but is not limited to) the mental capacity assessment (COP3), evidence of mental impairment (from a medical practitioner), care and support plans, details of the restrictions that amount to the deprivation, statement of best interests, wishes and feelings of P, consultation with other relevant persons, witness statements, and the draft order. 

Commissioning bodies must make proper enquiries and need to be thorough when presenting their evidence to the court, as this is the basis on which the appropriateness of following the Re X process is decided. Where the evidence is insufficient, further information will be requested, such as more comprehensive evidence around the restrictions in place and why these are proportionate, or further views may be sought from those involved with P.

If, from the evidence submitted, there are any suggestions that P might be objecting to the arrangements or other complexities with the case, and the Judge considers that the application is not suitable for the Re X process, then case management directions will be given for an oral hearing. 

Full and frank accounts of such objections must be made explicit within the submission. An example of where a Local Authority was heavily criticised for their failure to provide accurate information to the court is the case of LB Barnet v JDO & Ors [2019], and this demonstrates what not to do. 

An excellent guidance note by 39 Essex Chambers sets out how to make proper use of the COPDOL11 form, and in particular, what might trigger a subsequent “failed Re X” application: 

The [COPDOL11] form and guidance require the applicant to consider certain triggers which may indicate that the application is not suitable for the streamlined process. The triggers are:

(1) any contest by P or by anyone else to certain of the key requirements of the form (age, evidence of unsoundness of mind, lack of capacity, the care or support plan and best interests);

(2) any failure to comply with the requirement to consult with P and all other relevant people in P’s life and to canvas their wishes, feelings and views;

(3) any concerns arising out of information supplied in relation to P’s wishes and feelings/any relevant person, concerns about P’s litigation friend/Rule 1.2 representative, any matters suggesting that the matter needs particular judicial scrutiny;

(4) any objection by P;

(5) any potential conflict with a relevant advance decision by P or any decisions under an LPA or by P’s deputy;

(6) any other reason that should lead the court to that think that an oral hearing is appropriate. 

“Judicial Authorisation of Deprivation of Liberty” (July 2022) 39 Essex Chambers

 Concerns about 16/17 year olds

The guidance note quoted above continues: “In addition, following the Re KL [2022] EWCOP 24, it is prudent for any application in relation to a 16/17 year old to make clear that the applicant is simply using the form as a vehicle to provide the relevant information, and that they do not anticipate that the court will be able to determine the application without an oral hearing.

Applications for DoL authorisations regarding 16–17-year-olds have spotlighted the worrying issues around practices in respect of restraint and transitional arrangements for young people in care settings. Often the arrangements are unstable and significantly restrictive:

One of the most concerning recent developments in social care has been the huge growth in the number of children with highly complex needs made subject to deprivation of liberty (DoL) orders.

For many, these have involved moving into unregistered placements – without Ofsted’s regulatory oversight – with severe restrictions placed on their movement and access to technology, constant supervision, often by multiple staff members and significant use of restraint (Community Care, 2023).

seminar on Deprivation of Liberty and young people was delivered by 39 Essex Chambers in March 2023, where it was discussed that (in respect of 16-17 year olds who lack capacity) the Court of Protection is unlikely to consider the streamlined procedure as appropriate. The judgement of KL: A Minor (deprivation of liberty) [2022] gives a detailed set of reasons which would indicate the process wouldn’t be suitable. It was envisaged that in most cases, the court is going to ‘call in’ applications for an oral hearing, in which case the young person may be joined as a party with appropriate representation sought, adding further layers of judicial scrutiny. 

Delays in Re X: from a Social Work Perspective 

As part of the Re X application, the Rule 1.2 Representative is required to make a statement to the court outlining the representative’s views on whether the arrangements are in the person’s best interests, without which the application cannot proceed. Where there is no friend or relative who is able, appropriate, and willing to act as the Rule 1.2 Representative, a paid representative (such as an Independent Mental Capacity Advocate or another trained advocate) is required and due to resource constraints, this can be difficult to obtain causing a delay in the process.

I spoke with a local authority DoLS Team Manager who said that just before the start of the COVID-19 pandemic, applications were stayed for a considerable number of months. Applications are now proceeding in a much shorter timeframe, though there are ongoing issues around appointing a Rule 1.2 Representative when there are no appropriate friends and family willing to take on this role. She said:

“Some local authorities are commissioning advocacy services, whereas some are selecting not to do this – leaving this responsibility with the CoP and Ministry of Justice, who have recruited Court Appointed Visitors, which does not mirror the parallel role of the RPR in DoLS. When the individual subject to the DoLS is ‘unbefriended’ and would otherwise have no friends or family visiting, the paid representatives are generally expected to visit every 6/8 weeks – whereas a Court Appointed Visitor might only get to see the person once a year. This would leave such individuals with less visits and scrutiny than the current DoLS framework. Rule 1.2 Representatives need be spot-purchased or added into advocacy contracts by the authority to enable representation and support for this judicial process.” 

Additionally, she said it can be very difficult for the staff responsible for the applications to balance this against the demands of other work pressures, which can cause further delays. There is a call to make the Re X process more efficient and ADASS are currently consulting with local authorities to look at how this can be achieved. Any further improvements would be welcomed.

Final thoughts 

The role of the court is not to decide whether a person should be deprived of their liberty: it is to review whether a deprivation of liberty arising from the care arrangements is “a necessary consequence of the least restrictive available option that best promotes P’s best interests” (Re NRA & Ors [2015] EWCOP 59 para 41).

Both the DoLS framework and the Court of Protection are concerned with promoting autonomy and ensuring that people are not deprived of their liberty in an arbitrary manner. The task of ensuring that all people deprived of their liberty have the safeguards (of independent review and access to legal appeal) is an ongoing challenge. 

To give a flavour of the current pressures, the reported number of DoLS cases that were not completed as of April this year was an estimated 126,100 (NHS Digital, 2023) and there were 872 applications to the Court of Protection for judicial authorisation of deprivation of liberty in the first quarter of 2023, though this number is unlikely to be representative of the number of applications that should be made (39 Essex Chambers, 2023).

The Re X process seeks to ensure legal scrutiny in a proportionate measure to the level of complexity, for those who are deprived of their liberty where the DoLS regime is not an option. The Liberty Protection Safeguards were set to replace the current frameworks (covering all settings and applying to 16-year-olds and above) however this scheme has been ‘shelved’ for the foreseeable future (see here for more information).

The Court of Protection is currently reviewing the Re X application procedure. Local Authorities are urged to continue to review their processes to make best use of the resources available within the existing legal frameworks.

The streamlined application was devised to meet the minimum requirements for compliance with Convention and domestic law, by abbreviating the procedural requirements of the standard COP1 application process. The difference between the standard and the streamlined court procedures is the intensity of scrutiny. The COPDOL11 process is very definitely not a ‘rubber-stamping’ procedure but it relies on judicial antennae alone to identify from paperwork if/where further enquiry is required (KL: A Minor (deprivation of liberty) [2022] para 56)

In sum, although “Failed Re X” sounds as though something has gone wrong, in fact this is the Court of Protection working as it should – making proactive use of resources and using ‘judicial antennae’ to identify the cases that should not be decided simply on the papers and bringing them into the courtroom for full investigation.

Eleanor Tallon is an Independent Social Worker and Best Interests Assessor. She can be contacted via her website mcaprofessional.co.uk and found on LinkedIn. She also Tweets @Eleanor_Tallon


[i] The person may be permitted to go out unsupervised but if they didn’t return then steps would be taken to locate them and bring them back, see Stanev v Bulgaria [2012])

[ii] There are some circumstances where another legal route may be needed, particularly relating to 16–17-year-olds (professional legal advice would determine the appropriate pathway).

Time pressures for a decision about haemodialysis

By Daniel Clark, 8 October 2023

This case (COP 14013508) concerns Isaac, a young man with a diagnosis of learning disability and “Autistic Spectrum Disorder”. Isaac enjoys people watching, as well as looking at street scenes on his iPad. He does not like hospitals or medical interventions. He also has end-stage kidney failure.

At a hearing in April 2023, Mr Justice Hayden was asked to rule on Isaac’s best interests to receive haemodialysis, a transplant, or palliative care. At that time, desensitisation work was being carried out with the view that (eventually) haemodialysis would be possible, and after careful probing of the witnesses, Hayden J gave an ex tempore judgement that it was in Isaac’s best interests to proceed with the desensitisation work and be placed on the waiting list for transplantation, in the hope he will eventually be able to tolerate haemodialysis. There have been two previous blog posts about this case: Ruby Reed-Berendt and Bonnie Venter wrote in detail about the evidence at that previous hearing (The most complex of best interests: Organ donation, learning disability, and the options on the table), and I wrote about the way in which Hayden J ensured that Isaac did not ‘go missing’ amidst the medical technicalities of the witness evidence ( “A lively personality” in a complex medical case). Six months later, at this hearing on Friday 6th October 20023, I was keen to discover what had unfolded since then.

Thanks to one of the lawyers in the case, we learnt that the advertised time for the start of this hearing, given as 10.30am in the official Royal Courts of Justice listings, was wrong: it was actually planned to start the hearing at 10.00am. That was helpful to know and meant I did not miss any of the hearing, which I observed remotely. And I didn’t receive a Transparency Order, but do have one from the last time I observed this case.

It was a hybrid hearing. In the courtroom was Mr Justice Hayden and Katie Gollop KC, of Serjeants’ Inn Chambers, representing the Applicant Trust.  Joining on the Teams video link were: Parishil Patel KC, of 39 Essex Chambers, representing Isaac via his litigation friend, the Official Solicitor; Victoria Butler-Cole KC, also of 39 Essex Chambers, representing Isaac’s parents (who had previously represented themselves); Bridget Dolan KC, of Serjeants’ Inn Chambers, representing the ICB; and Isaac’s mother and father, sharing a camera as they did in the hearing in April.

The hearing
Unfortunately, the sound was not ideal at the start of this hearing, and I struggled to hear those in the courtroom. However, I could hear enough to be able to follow the substance of the submissions by Counsel for the Trust.

Counsel stated that “the programme of desensitisation has been embarked upon and most recently that has involved taking [Isaac] to [a unit] and putting a tube next to his skin, getting the dialysis machine, getting him used to the room and the noise“. Although “he has done better than many thought he would”, the multi-disciplinary team (including people from the Community Learning Disability Team) “consider that there are real problems with him doing haemodialysis whilst conscious because there have been some instances which, if they occurred whilst there was a live session, would have put him and possibly other staff at risk”.  I could not hear quite clearly what had happened but it sounded as though Isaac had been, at times, standing up and moving around. I also heard the word “agitation” but not the surrounding context. What I did hear clearly was that “there was a time when he was in considerable distress”. 

If haemodialysis were to proceed, the hospital could begin it as early as next Thursday or Friday, which “would be in time to avoid hospitalisation”. To start it in the last week of October, which it sounded like was when a next hearing on this matter was originally scheduled for, would most probably be too late. 

On this basis, Hayden J seemed inclined to make a decision as to whether haemodialysis was in Isaac’s best interests during this hearing. He explained he was “instinctively drawn to giving it a try but that’s an entirely human reactionI have to hear what the challenges are likely to be.” He therefore rose to allow the barristers time to decide how he should hear the evidence. 

I stayed on the platform during the brief break, whilst the barristers had these discussions. It’s fair to say that it was unanimously agreed that there was not time to consider the evidence; the situation needed a full day hearing, which could not happen then (the judge had already delayed another hearing by an hour). Further, there was an expert witness who Counsel agreed needed to give evidence. However, he was unavailable until the following week. Finally, the doctor clarified that his view was that a decision would need to be made next week but, he thought, haemodialysis could start the week following.

When the judge returned, Counsel for the Trust explained that the parties were in agreement that the hearing should take place the following week, and that they would be happy (if necessary) for it be heard before another judge. Initially, the judge did not seem too inclined to follow this course of action, and he briefly heard evidence from the doctor. It was only then that the position of the Trust became clear – although it’s possible that Counsel had already laid this out and I had just been unable to hear it.  

The doctor explained that Isaac’s blood tests showed he is becoming progressively more ill as a result of his kidney failure. Blood tests show his GFR (Glomerular Filtration Rate) which shows how well the kidneys are filtering waste) had been declining since April, and his potassium is now rising for the first time, which has the potential to cause death. Generally speaking, the doctor explained, this is when a patient would be invited to start haemodialysis. However, “the position of the Trust is that we would not want to start [Isaac] on haemodialysis because we don’t think it’s in his best interests to do so… If we had to start haemodialysis, we can only do it by proactively sedating him three times a week and we don’t think that’s in his best interests”. It could be the case he had to be sedated three times a week for “months, even years potentially”. 

Even trialling haemodialysis was something they did not see as in his best interests because they would be proactively sedating him three times a week. It is possible that even after a transplant, Isaac would require dialysis in the immediate aftermath to encourage the kidney to work. The doctor felt there was a need to hear from the hospital where the transplant would take place so as to ascertain their views on this.  He also identified that, whilst sedation has been used to facilitate haemodialysis for another person in another hospital, the circumstances were not identical. For Isaac, the levels of sedation would be heavier. The doctor stated it would be best to hear from the expert (who the barristers had mentioned earlier) to ascertain the difference in the two cases.

Moving forward
Hayden J re-scheduled the hearing for the following week. Given the fact that there had been some technical difficulties, he decided all Counsel and witnesses (where possible) should be physically in the courtroom. However, there will be a video link for Isaac’s parents (unless they wish to attend in-person) and for public observers. The judge actually said that “members of the public are entitled to join by video conferencing platform”, which I thought was a clear and explicit commitment to open justice.

It is worth pointing out that it was only by chance that the judge could re-schedule the hearing at such short notice: another case he was due to hear had just applied to vacate as they have an agreed order. The judge had also briefly explained problems with finding available judges. I couldn’t hear the exact detail but it seemed indicative of the pressure the judicial system is under (issues I wrote about in another blog post: A court system creaking under its own weight: Transparency challenges). I should also point out that the judge was very clear that the time and diary pressures of the court should not be central to decision making: it is the best interests of Isaac that are of importance.

This case will return to court on Tuesday 10th October 2023, and will be heard over the duration of a day by Mr Justice Hayden.

Daniel Clark is a member of the core team of the Open Justice Court of Protection Project. He is  a PhD student in the Department of Politics & International Relations at the University of Sheffield. His research considers Iris Marion Young’s claim that older people are an oppressed social group. It is funded by WRoCAH. He tweets @DanielClark132.

Mental Capacity, Disability, and ‘Voice’: A Socio-Legal Exploration 

By Gill Loomes-Quinn, 4th October 2023

Editorial Note: Many congratulations to Gill Loomes-Quinn, co-director of the Open Justice Court of Protection Project, who successfully defended her PhD thesis “Mental Capacity, Disability and ‘Voice’: A socio-legal exploration” at her viva (oral examination) on Monday 2nd October 2023. Her PhD research was supervised by Anna Lawson and Celia Kitzinger and examined by Chrissie Rogers and Amanda Keeling.This blog post is the 3-minute introductory summary with which she opened the viva. Congratulations from all of us to Dr Loomes-Quinn!

Summary of PhD by Gill Loomes-Quinn

 My thesis is a socio-legal study of the Mental Capacity Act 2005 (“the MCA 2005”) in practice. It develops and employs an analytic framework of “social voice” to explore how socio-legal practices inscribed by mental capacity law impact the lives of disabled people – particularly those deemed to lack the mental capacity to make specific decisions.

Study Outline

I carried out qualitative research comprising two studies of the construction of “social voice” as it relates to the MCA 2005: 

  1. Firstly, I used thematic analysis of a dataset of 15 semi-structured interviews with disabled activists to explore participants’ views on the advance care planning provisions set out in the MCA 2005. 
  2. The second study is an ethnography of the work of the Court of Protection. I observed 14 hearings and interviewed professional stakeholders. From this, I developed case studies of two hearings: the first a challenge under the Deprivation of Liberty Safeguards (DoLS) and the second an application for property and affairs deputyship. 

Key Findings

  • I found that “Social voice” offers an analytic framework through which to examine the intersubjective nature of relationships between the State and minoritised, socially marginalised demographic groups (such as disabled people) in the context of legislative developments.
  • In practices concerned with the MCA 2005, I found that factors such as disability discrimination, accessibility, and public welfare/resource issues function alongside discourses of law and legality in the construction and regulation of relationships between the individual, the State, and wider society.
  • In exploring how disabled activists engage law and legality in their views on advance care planning under the MCA 2005, I found they had several disability-specific concerns, including discrimination and ‘ableist’ social attitudes. A role for Disabled People’s Organisations (DPOs) in facilitating access to advance care planning under the MCA 2005 was indicated. 
  • The ethnographic study of the Court of Protection produced ‘thick description’ accounts of the “social voice” of two classes of social actor – a ‘protected party’ and a Litigant in Person. My findings point firstly to structural and procedural barriers affecting the participation of the ‘protected party’ and describe the role of key people in mitigating their effects. In observing the involvement of the Litigant in Person in a court hearing, a tension was identified between the policy-identified responsibility of the judge to mitigate against procedural disadvantages faced by the litigant, and the court’s overriding concern for the best interests of the ‘protected party’.  

Significance and Implications

This thesis offers an analytic framework for empirical socio-legal study of the impact of law on the relationship between the individual and the State – with particular focus on the intersubjective nature of law in (and as) practice.

It also points to ways for disabled people and our organisations to include in our activism the experiences and concerns of those in our community deemed to lack mental capacity. And, perhaps most fundamentally, contributing to the articulation of what it means to “have a voice” it offers tools for resistance when this “voice” is threatened. 

Gill Loomes-Quinn is a disabled scholar-activist, and co-director (with Celia Kitzinger) of the Open Justice Court of Protection Project. She is also proud to be a convenor of the Participatory Autism Research Collective (PARC). Gill tweets @GillLoomesQuinn

Her day in court: Attorney fights to clear her name in the face of accusations from her brother and the Public Guardian

By Georgina Baidoun, 2nd October 2023

The hearing I observed (COP 13977140, listed for 12 noon on 18 September 2023 before HHJ Spinks sitting in Cambridge County Court) was a “final” hearing to last for two days, with the issue before the court being “Discharge/conduct of deputy or attorney, application by Public Guardian”. 

Committing to a two-day hearing was a first for me. My previous observations have usually been no more than a couple of hours, often much shorter, being mainly “directions” hearings. I’m not sure I would want to do it again! 

When I saw the details, as listed by the Open Justice Court of Protection Project on Twitter/X, I knew immediately it was probably the case I had been waiting for and I felt I had no option.

 There are very few hearings involving the Public Guardian, they are seldom open to observers and, when they are, they are usually in person with no remote access for observers. At the last one I observed, the OPG representative expressed surprise and dismay at my presence because he had thought the hearing was private (I blogged about it here). On this occasion I overheard a conversation – I think between the OPG barrister and the OPG investigator – to the same effect.

With this background, I was agreeably surprised when I asked for a copy of the OPG’s position statement and, after a few days, received it from their very helpful barrister. By that time, I had already drafted this blog post, so it was interesting to see the discrepancies between it and my understanding of the case based only on what I heard in court. Because the respondents were not represented, there was no way that I could ask for their position statements  – so I now have a slightly lop-sided perspective, which was not the case during the hearing. I have made a few revisions as a result but tried to keep more or less to what I actually heard. Interestingly, the position statement shows that this was originally intended to be yet another “attended hearing” (i.e. in person). I don’t know what caused the change, but it was possibly to accommodate the OPG investigator, who attended remotely.

My special interest in the OPG is in relation to property and financial affairs and stems from the very poor treatment to which I was subjected when I was acting as COP deputy for my mother’s affairs. In particular, after my first annual report, they insisted that I pay back a gift that I had made and, when I refused, threatened me with a range of consequences, including taking me to court to remove me as deputy. I was very keen to go to court because I doubt the legal grounds on which the OPG makes its decisions and welcomed the opportunity to obtain some transparency. It didn’t happen because my mother died and, anyway, it appears from a Freedom of Information request I made that such threats are seldom carried through.

This case concerned an attorney rather than a deputy and I imagine that there are more cases involving attorneys (compared with deputies) because – unlike the situation with deputies – the initial process of becoming an attorney involves very few checks. I sensed that the situation was similar to mine, however, in that the attorney believed that her actions were in keeping with her legal responsibilities and also that the OPG’s administration was badly flawed. Furthermore, she felt that she was being defamed by their accusations and that their behaviour towards her lacked understanding and humanity. She had clearly put her heart into preparing for the hearing, as demonstrated by the fact that she had produced over 300 pages of evidence and claimed to have spent £900 on photocopying. (The entire “bundle” of evidence before the court totalled over 1000 pages!) She represented herself, possibly influenced by the cost of employing a lawyer but I think also because she was so sure she was in the right and that the truth would prevail. Like most people in her position, she had no idea how the judge would expect the hearing to be conducted.

Joining the hearing

I received the link from the Cambridge court at 9.15 on the Monday morning (impressive!) with the heading ‘URGENT HEARING 18th September 2023 at 10:30AM’. I duly opened the link at 10.20 and waited… An hour later I rang the Reading hub to see what was happening but they still had the start time as 12 noon (as per the listing). Sometime after noon, the hearing did in fact commence. It was, I think, only my second experience of a hearing where most of the participants were present in the courtroom. 

Present remotely were myself and the OPG investigator. (For information about OPG investigations, check out “How we do investigations at OPG”.)

Present in the physical courtroom were:
His Honour Judge Spinks
Mr Alex Cisneros representing the Public Guardian as applicant 
First respondent, one of P’s two sons and a co-attorney (A)
Second respondent, P’s only daughter and a co-attorney (B)
Third respondent, P’s other son and a co-attorney (C)

None of the respondents was represented.

The camera was managed extremely well so that the witnesses were in view when giving evidence and the judge was in view at least some of the time when he was addressing the court. For some reason the OPG barrister was almost never in view – possibly due to logistics. I only found out his name when I emailed Celia with what turned out to be a poor attempt at a phonetic version!

The case

The way the hearing was listed was a little vague but it was, in fact, to consider the discharge of all three respondents from their roles as attorneys for both property and financial affairs and health and welfare for their mother, P. The three siblings held their attorney roles both jointly and severally and the OPG sought to replace them with a professional Court of Protection deputy for property and financial affairs, leaving the role of attorney for health and welfare unfilled. This was explained to me by Mr Cisneros at the start of the hearing at the Judge’s request. I had to work out the rest for myself!

It transpired as the hearing progressed that Son A had, in the beginning, been in accord with his sister as to the use of their parents’ assets (they were attorneys for both their father and their mother, but their father had died by the time this investigation began). He had agreed that in reality she would be the only one accessing their accounts because she was the only one looking after them on a day-to-day basis, including eventually moving in with them to give 24-hour a day care. He did have access to P’s bank statements, however, and eventually became concerned by some of the transactions. He had failed to get his sister to engage with his concerns and, as a result, had contacted the OPG.

To avoid paying a professional deputy, Son A had volunteered to be appointed sole attorney; this would be a separate decision once the existing arrangements were revoked, which is why at this stage he was a respondent and not an applicant. (Son C took no significant part in the proceedings except to express his support for his sister.)

I presume that what came next is standard procedure. The OPG started an investigation, putting the powers of attorney into abeyance and appointing an interim professional Court of Protection deputy for property and financial affairs. The investigation included asking for records of all expenditure, which B had provided in what appeared to be meticulous detail, going back some ten years. Since the OPG only ask attorneys to provide records of their activities in exceptional cases I would be very surprised if many attorneys have kept such detailed records, although it is clear that they are expected to do so

The OPG investigator acknowledged that B had been very open during the investigation but said that some of her explanations had become “confused and changed slightly”. He had had no contact with the other two attorneys.

The evidence

The judge said that it would be impossible to go through all the evidence in the time allotted and that, although the OPG were not currently considering requesting that costs be awarded against the respondents, their position might change if resolution could not be achieved in two days. He suggested that the court concentrate on some of the major items of expenditure. He pointed out that the OPG were not requesting repayment of the money B was accused of spending inappropriately (a total of over £80,000 was later mentioned in this context) so she did not have to justify every item. (I don’t know why the OPG were not asking for repayment because they did in my case; I suppose that could come at a later stage, but the judge didn’t in any way suggest it as a possibility.)

B was not happy with this arrangement and, although the OPG’s barrister started off as instructed, a considerable amount of time was in fact spent talking about minor as well as major items. B was clearly very angry that the work and the care that she had put into looking after her parents had been, as she saw it, completely disregarded and that questions were being asked about such things as who paid the bill if they went into a café together. So, the discussion ranged from bills of less than £10 through to the cost of purchasing a car. There was also some time spent on a sum of £10,000 that the OPG initially said was unaccounted for, but then admitted was a transfer between accounts.

B was particularly exercised by the terminology “issues of concern” on the OPG spreadsheet and did not seem reassured when the OPG investigator said that this was simply his way of signifying things that needed to be looked at further. 

The issue of capacity

This was an interesting area. Questions were raised as to when decisions were made; whether they were made by B or by her parents; were they before or after P lost capacity; and what capacity had been lost and what retained on each occasion? The power of attorney had been registered with the parents’ bank well before P lost capacity to manage her money, and B claimed that P’s capacity was, in any case, variable. Even after she had been medically assessed as being unable to make “financial decisions of complexity”, she was still capable of making choices as to how she wanted to spend her money. B said that her father had always managed the couple’s finances and they had never had bank or credit cards.

An underlying issue?

Some of the questions put to B concerned very large amounts of cash that she had taken from her parents’ bank accounts and kept at home. The OPG said she had talked about trying to avoid care costs (P was now in a care home) and she strongly refuted this, given that P was the sole owner of a house of considerable value. She said that her father had always kept large sums of cash and felt more secure being able to see it rather than having it in the bank. This made some sense given his declining faculties, including eyesight. However, it isn’t hard to imagine that B might have preferred to safeguard a certain amount of cash so that it would not be taken into account when, before the house was sold, the Local Authority made its initial financial assessment. The position statement shows that the Local Authority were now paying care home fees due to depletion of assets. B knew that she would have to repay the debt later but, in such circumstances, liquidity can be a real problem.

The judgment: A pragmatic decision

Looking at the government website, it seems to me that the duties of an attorney, as opposed to the duties of a deputy, are not closely defined and certainly there was no attempt at this hearing to come to a decision about whether or not B had contravened them on any particular occasion. In the end, just as the court was set to rise on the second day, the judge managed to pluck agreement out of nowhere, as far as I could see, although I might have lost some concentration! All three attorneys agreed that, whatever the rights or wrongs of B’s actions, because the relationship between them was irretrievably broken, they were incapable of continuing. Son A withdrew his request to act as sole deputy for the same reason.  The judge ordered that a professional deputy should be appointed.

All three siblings agreed that they could still continue to act together as P’s attorneys for health and welfare and the OPG accepted that on the grounds that there were no immediate decisions to be made now that P was reliant on the Local Authority for care home provision.

B’s day in court

Despite unhappily agreeing to the decision, B continued to express her disappointment at the way things had turned out. She had wanted to clear her name and felt that that had not been achieved. She asked about making a complaint about the OPG and the judge said he was sure there must be a complaints procedure. I did so want to tell her not to bother; I have been through all that, including trying to take my case to the Ombudsman, and it doesn’t work. 

Afterword

According to the blurb for a forthcoming book, Powers of Attorney for Property and Finance: A user’s guide by Ann Stanyer, more than six million powers of attorney are now registered in England and Wales and it does seem to me that it is an area potentially fraught with difficulty, with far too little general knowledge or detailed guidance. I am hoping the book will fill this important gap.  

Georgina Baidoun was the lay Court of Protection Deputy for her mother’s Property and Financial Affairs until her mother died in 2021. Because of the difficulties she experienced with several applications to the Court, and with the Office of the Public Guardian in connection with her annual report, she has retained an interest in these areas, including attending recent Court of Protection Users Group meetings. She is keen to share her experiences in the hope that she can help others who have to engage with these institutions with very little help or guidance.  Georgina is the author of many previous blog posts including: A property and affairs application: Observations about P’s role and who should pay costsOffice of the Public Guardian steps in when attorneys don’t agree; and Unusually, this applicant had to pay costs in a Property and Financial Affairs case – the penalty for wasted work. She tweets as @GeorgeMKeynes 

Photo by hao wang on Unsplash

‘The horse has already bolted’: Transparency in a case of “brain-stem death”

By Celia Kitzinger, with Brian Farmer, 24 September 2023

On 9th July 2023, Andy Casey – then a healthy young man – was on a night out when he was assaulted in a pub garden.  He was punched on the right side of his head and fell to the ground, with catastrophic injury to his brain. An ambulance took him to St George’s Hospital where, from the point of admission, he was found to be in the deepest form of coma, and four days later his treating clinicians suspected that his brain stem had died.  This was subsequently confirmed by formal brain stem testing.  This meant he met the legal definition for death in England.

Normally, withdrawal of organ support follows within 24-48 hours of the clinical diagnosis of brain stem death. In this case, though, the family did not accept the results of the tests and reported seeing Andy move in ways that they considered indicated that he was not brain stem dead. An attempt at mediation failed, and the Trust made an application to the Family Court for a declaration that Andy Casey was dead, and that therefore organ support could be lawfully withdrawn.  

The judge heard evidence from the family and from clinicians and concluded that “Mr Casey died on 16 July 2023 at 11.51pm” (i.e., when brain stem testing confirmed his death). He further declared that: “in the circumstances, it is lawful for a consultant or other medical professional at the hospital part of the St George’s University Hospitals NHS Foundation Trust to (a) cease to mechanically ventilate and/or to support the respiration of Andrew Casey, (b) to extubate Andrew Casey, (c) cease the administration of medication to Andrew Casey and (d) not attempt any cardio or pulmonary resuscitation upon Andrew Casey when respiration and cardiac output ceases” (§79 and §81(ii) St George’s University Hospitals NHS Foundation Trust v Casey [2023] EWHC 2244 (Fam)).

This sad story has been widely reported in the media as the case has unfolded – and Andy Casey’s name, and those of his family members, as well as the name of the hospital where he was being treated, have been included in these reports from the outset. Here’s an example from Sky News.

The family of a brain-damaged man have called for certainty when doctors decide if he is brain dead.

Andy Casey, from south London, has been in St George’s Hospital in Tooting for a week after being punched in the back of the head.

The 20-year-old’s family say doctors treating him at the hospital want to do a brain stem test to assess whether he is brain dead before removing life support.

The family oppose the test, citing questions over its reliability after two recent cases where the test was used to wrongly declare living people as dead.

Mr Casey’s mother Samantha Johnson told Sky News the test is “not 100% accurate”.

She said: “If they do this test and it comes back zero activity, they can turn off the machine … it’s not a 100% accurate test so there could be a chance that my son could pull through this.

“I believe my son is fighting. He needs this chance and I’m going to fight no matter what.”

Family of 20-year-old man fear he could be wrongly declared brain dead due to ‘unreliable’ test, Sky News, July 2023

The names of the family, and the Trust and the hospital are used throughout reporting of this case and are also used in the final judgment.  

This is unusual – both in the Family Court and in the Court of Protection – and this blog post  describes how this came about.  

It’s an interesting case to consider for families who don’t want reporting restrictions in relation to their own cases in the Family Court or the Court of Protection. 

It’s sometimes claimed that the Family Court and the Court of Protection are operating in secret, imposing “draconian” reporting restrictions which prevent families from speaking out about court cases in which they are involved.

Of course, many – perhaps most – families involved in these court hearings do not want their stories in the Daily Mail.  But some do, especially when they believe that injustice is being done, or that the life of their relative is at stake.  There may be lessons here for families who want to speak out.

Reporting Restrictions Order: 23 August 2023

Initially, there were reporting restrictions in place preventing identification of the Trust, Andy himself and Andy’s mother. Observers were sent the Order approved by Mr Justice Moor on 23rd August 2023. 

3. For the purposes of these proceedings: 

a. The Claimant shall be referred to as “A Hospital Trust”; 

b. The Person the case relates to shall be referred to as “A”; 

c. The Defendant (A’s mother) shall be referred to as “B”. 

Publishing Restrictions 

4. This Order prohibits the publishing or broadcasting in any newspaper, magazine, public computer network, internet site, social network or media including Twitter or Facebook, sound or television broadcast or cable or satellite programme service of any information (including any photograph, name and/or address) that is likely to lead to the identification of any of the following; 

a. A, who is the subject of these proceedings; or 

b. Any member of A’s family, including B; or 

c. The name of the Applicant NHS Trust; 

d. Any of A’s treating clinicians (clinical and non-clinical), including those who have taken a part in or been referred to in these proceedings. 

IF, BUT ONLY IF, such publication is likely to lead to the identification of A as being the person receiving treatment or as a party to these proceedings, whether such identification be to the public at large or to those who know A, or have encountered A as a fellow patient or being a party to these proceedings. 

Reporting Restriction Order, 23 August 2023

The problem with this Order was that by the time it was issued (in August 2023) there had already been media reports (and a fund-raising page) naming Andy, his family members, and the hospital (though not his treating clinicians) in ways that make it easy to connect them with these legal proceedings.  They include the Sky News report quoted above, which was published in July 2023.

Varying the Reporting Restriction Order: 8 September 2023

Both the Official Solicitor (Emma Sutton KC, acting as Advocate to the Court) and Brian Farmer – as the journalist covering the hearing – drew the judge’s attention to the fact that the information prohibited by the reporting restriction order (RRO) was already in the public domain. 

The Official Solicitor said, that “reconsideration of the terms of the RRO is likely to be needed at the outset of the hearing” – comparing it to an earlier case in the Court of Protection concerning William Verden (Manchester University NHS Foundation Trust v William Verden (by his litigation friend, the Official Solicitor) & Ors [2022] EWCOP 4 (see §§9-11 in particular), where there had also been lots of media publicity before the case reached court.

Brian Farmer (journalist with the Press Association) wrote to the judge as follows:

Dear Judge

1: I can see from the Alerts Service explanatory note that this case is a little unusual because Mr Casey’s mother appears to have disengaged.

2: However, the problem from the media’s point of view is a familiar one.

3: There has been publicity about Mr Casey’s case (names have been named) and the publicity has indicated that litigation is likely if not underway.

4: We’d want to be able to report developments and finish the story. Those developments (and probably the end of the story) will be outlined to you in court.

5: This is the jigsaw identification problem with which everyone in the Family Division is so familiar: names have already been named, how do we end the story if we can’t name Mr Casey or the Trust in court reports? 

6: Anonymous reporting won’t work: outlining the facts without names will create the simplest identification jigsaw.

7: There are obvious public interest issues:

i)      We ought to be able to report court hearings, even private hearings.

ii)    We ought to be able tell people about the consequences of violence (and here I’d make the well-known, “what’s in a name… a lot press would say” (1) point).

iii)  We ought to be able to report the issues that arise, and the difficulties doctors, families, and judges face, in these kinds of cases.

8: You’ll obviously have to balance [Articles] 10 and 8 but I’m not sure whose 8 rights you are protecting. Realistically, ending the story isn’t going to undermine Mr Casey’s 8 rights; they’ve already been undermined by reporting. I would make a similar argument in relation to Mr Casey’s mother and family.

9: We’d say you shouldn’t impose a blanket ban on reporting. (We’d then ask if we could report the ban and make “secret justice” arguments.)

10: These problems have been solved many times before in a series of treatment cases (Gard, Evans, Battersbee etc). We’d say you should let us name the names which have been already named – just as judges did in Gard, Evans, Battersbee etc.

Email from Brian Farmer sent to Mr Justice MacDonald

The parties’ positions

The position of the Trust – represented by Abid Mahmood – was that the reporting restrictions should  continue, despite publication of some of the case details.  

It is not necessarily the position that persons will be able to link the previous reports in the media to this case when it appears on Bailii or the like”, he argued.

The Trust’s motive for retaining the reporting restrictions was clearly to protect staff. 

Counsel referred to a message sent by Christine Casey via Facebook on 14 July 2023 inviting the public to attend the hospital to protest: “…if it says 0% then there turning his machines off so now we need as many people as possible to come up after the test to protest to make sure his machine don’t get turned off please share this status”.  And since then (he said), a covert recording device was found in P’s room – designed to look like an air freshener with a device for recording at the back. 

In their skeleton argument, the Trust acknowledged that “the family deny any connection to it [the covert recording device]” but added “it is obvious that the Hospital staff are employees who need to be able to get on with their work.  Hospitals are always stressful and difficult places even without complications with protests and covert recording devices.  The Trust owes duty to its staff.”  

The Trust quoted the judgment in a Court of Appeal case (which also concerned a case of “brain death”): 

The manner in which social media may now be deployed to name and pillory an individual is well established and the experience of the clinicians treating child patients in cases which achieve publicity, such as those of Charlie Gard and Alfie Evans, demonstrate the highly adverse impact becoming the focus of a media storm may have on treating clinicians. The need for openness and transparency in these difficult, important and, often, controversial cases is critical but can, in the judgment of the court, be more than adequately met through the court’s judgments without the need for identifying those who have cared for Midrar…” (§102, Re M (Declaration of Death of Child) [2020] EWCA Civ)

Judge: I’m sorry to interrupt,  but none of those actions would be restricted by a reporting restriction on the name of the Trust. Family already know it. Friends know it. And members of public know it. An Order preventing reporting of the name of the Trust wouldn’t prevent that mischief.

Counsel for Trust: If members of public want to, it would really be only a simple step to put into search engine the name of the Trust and locate the names of the treating clinicians. We propose that the Trust be referred to as “a London Hospital Trust”

Judge: The horse has bolted, Mr Mahmood. The name of the Trust is already out there. […] I really struggle with the idea that in circumstances where the name of Trust is already in the public domain, I should artificially restrict it. Ms Sutton – […] do you have any submission?

Official Solicitor: Yes, it’s straightforward. The family want to speak out. The only issue is that the clinicians are appropriately anonymised….

The judge checked that the family’s legal representatives (James Bogle and Paul Diamond) also supported relaxing the reporting restrictions.  They did.

Decision on reporting restrictions

The judge said he was “entirely satisfied” that the Order should be varied to allow “naming of Andy and identification of the Trust”.  

The Official Solicitor checked that the intention was that the Order would also permit naming Andy’s mother, the first respondent – albeit that she was not in court today – Samantha Johnson; and his siblings, seeking to join as third and fourth respondents, Christine Casey and Joe Casey.  “Yes”, said the judge.

In his judgment, Mr Justice MacDonald names all of these people – and more (Joe Casey’s partner, Macy Jo Phelan, who gave oral evidence in court), as well as naming the Trust and the hospital.  He refers briefly to the reporting restrictions in §5 of his judgment:

“… the court determined that it was appropriate to relax the terms of the Reporting Restriction Order (RRO) to permit the naming of Mr Casey and the identification of members of the family and to permit the naming of the Trust and the hospital.  Both these steps were taken in circumstances where those details were already in the public domain as the result of coverage in the press. I was not prepared to relax the current restrictions on publishing the names of the treating clinicians involved in this case.”

§5 St George’s University Hospitals NHS Foundation Trust v Casey [2023] EWHC 2244 (Fam)).

Reflections

“Reporting Restriction Orders” (RROs, in the Family Court) and “Transparency Orders” (TOs, in the Court of Protection) raise difficulties for family members who want to speak out about their court case. They’re often made without the family really understanding what they mean, or knowing how to ask for them to be changed.

As I’ve said previously, these reporting restrictions,  “[impact] upon their [families’] freedom of expression more severely than it does observers , because in speaking about (for example) “my son” or “my mother”, under their own name, in connection with a COP hearing, they are “likely to identify” that person as a P in the Court of Protection”.

In a witness statement submitted to Mrs Justice Lieven last year, I described my concerns:

32. Many of the families I’ve supported through serious medical treatment cases find themselves angry about being “silenced” or “gagged”.  They have come to believe that the TO protects clinicians, not P.  Some of the family members who’ve contacted me through the Open Justice Court of Protection Project say similarly that the court is attempting to silence them because of their criticisms of the healthcare or legal systems.  Reporting restrictions are viewed as damaging P, not protecting them. Most have not, in fact, been willing to challenge reporting restrictions – believing it will be another expensive court battle, or that they are bound to lose anyway, or simply because they are too stressed and exhausted by the situation that has led to the court hearing in the first place. Some fear ‘reprisals’ against P if they are seen as ‘difficult’ family members.

33. I am currently supporting two members of the public seeking variations of the TO – neither of whom recalls any discussion at all, at the outset of their relative’s COP case,  about the restrictions it would impose upon their Art.10 rights.  What they remember is being “reassured” by lawyers that their names (and that of their relative) would not be made public, and that the family’s privacy would be protected – but not that they would lose the right to speak out. 

34. It seems that there is no proper explanation or ‘anxious scrutiny’ of reporting restriction orders with family members.  When supporting family members with cases that have not yet reached court, I explain the TO to them, and help them to engage in a balancing exercise, both in relation to their own rights to privacy and freedom of expression, and in relation to P’s.  In a couple of cases, I have recommended publicising as much as possible in advance of the application to the court, such that “the cat is already out of the bag”, in terms of what is publicly available and a TO restrictive of their Art 10 rights is then less likely.  For 

Celia Kitzinger, Anxious scrutiny or boilerplate? Evidence on Transparency Orders

For families like the Caseys, ensuring that “the horse has already bolted,” or “the cat is out of the bag” can be a very effective strategy for preventing the “draconian” reporting restrictions which sometimes earn the courts a reputation for “gagging” families and for conducting proceedings in “secrecy”. Letting a journalist or public observer know about the hearing in advance is also likely to be of assistance in that they, too, might have arguments to present in court for varying or discharging reporting restrictions.

Celia Kitzinger is co-director of the Open Justice Court of Protection Project. She has observed more than 470 hearings since May 2020 and written more than 100 blog posts. She is on LinkedIn (here), and tweets @KitzingerCelia

(1) This is a reference to the well-known observation by Lord Rodger at §63 In re Guardian News and Media Ltd and others [2010] UKSC 1: What’s in a name? ‘A lot’, the press would answer. This is because stories about particular individuals are simply much more attractive to readers than stories about unidentified people. It is just human nature. […] A requirement to report it in some austere, abstract form, devoid of much of its human interest, could well mean that the report would not be read and the information would not be passed on. Ultimately, such an approach could threaten the viability of newspapers and magazines, which can only inform the public if they attract enough readers and make enough money to survive.”

Access challenges in the Family Court: On not being allowed to watch the Indi Gregory hearing 

By Rhiannon Snaith, 20 September 2023

Indi Gregory is a six-month-old baby girl who has mitochondrial disease, a rare and incurable genetic condition that drains energy from the body’s cells. She also has a hole in her heart, and soon after her birth underwent operations on her bowel, and her brain to drain fluid. 

Despite doctors advising that it may be kinder to let Indi die, her parents Claire Staniforth and Dean Gregory want her treatment to continue. As there is disagreement between the hospital and the parents, Nottingham University Hospitals NHS Trust has made a court application asking the judge for a declaration that it would be in Indi’s best interests not to receive additional life-sustaining treatment or painful interventions, and that it’s lawful for her clinicians to withhold those treatments. The parents oppose this application. There was a hearing on 15 September 2023 in the Family Court.

What I know about this case – and the 15 September hearing – is based on media reports such as these: “Judge to decide on ending critically ill baby girl’s life support”; “Parents of critically-ill Indi Gregory begin High Court fight to continue life support treatment”.  

I am a PhD student researching media representations of end-of-life decisions. I have observed several hearings in the Court of Protection (COP), all of which have provided me with invaluable insights into the court process, and the complex nature of end-of-life decision-making. My experience of COP hearings has enhanced my understanding of these issues and enabled a more informed analysis of media coverage and portrayals of these cases. I’ve written (or contributed to) five blog posts about COP hearings:

So, when I heard that there was going to be a hearing about Indi Gregory, I was keen to observe it. The previous cases I’ve watched have all concerned adults (mostly in prolonged disorders of consciousness) – this would be an interesting counterpoint, and it was also attracting considerable media attention.  I want to understand how the media portrays the complex medical and ethical dilemmas that arise in court hearings of this kind, and how media framing – including the language, narratives, sources, and imagery used in reporting – can impact and shape public understanding of end-of-life decisions. Researching and analysing how cases such as these are discussed and portrayed in the media can provide an insight into how public discourse and understandings are influenced, how societal attitudes are constructed and how the media navigates legal rulings about sensitive topics.

Access to the Family Court

Alas, this hearing was not in the Court of Protection – which hears cases about adults – but in the Family Court – although the judge hearing the case, Mr Justice Peel, also often sits in the Court of Protection. I submitted a request for the link, but I was told (via email) that the hearing would be private. According to Family Court rules, this this means that I’m not permitted to attend because only accredited journalists and “legal bloggers” (who have to be qualified lawyers) are allowed to do so.

The Court of Protection generally conducts hearings in public, allowing members of the public to attend and to report on the proceedings subject to certain restrictions outlined in the Transparency Orders. By contrast, the Family Court primarily conducts hearings in private which means that attendance is limited to journalists and lawyers – and there is no automatic right for them even to report on what they observe. 

A journalist who has worked indefatigably for transparency in the Family Court, Louise Tickle, has recently tweeted about this.

The Family Court implemented a ‘Transparency Pilot’ at the end of January 2023 (expected to last for one year) which allows ‘pilot reporters’ (consisting of journalists and legal bloggers) to attend and report on cases, subject to compliance with restrictions noted in the Transparency Orders. (More information about the Transparency Pilot is available on the Judiciary Website (here) and on the Transparency Project website. )The pilot limited to three locations – Cardiff, Carlisle and Leeds – and, unlike the Transparency Pilot in the Court of Protection (launched in 2016 and now incorporated into daily practice), which allows ordinary members of the public to observe, the Family Court’s transparency pilot does not. 

Following the email informing me that I would not be able to attend, Celia Kitzinger let me know that she had been granted access to the hearing. Although she is neither an accredited journalist nor a “legal blogger” (according to the definition of the Family Court), the judge had said she could observe. In an attempt to enable me, too, to have access, Celia informed court staff that I was a PhD student studying media representations of end-of-life court decisions and that she was supervising my observations of court hearings, all of which had been Court of Protection hearings so far. We were then told that it should be okay for me to observe, and Celia forwarded me the link. 

It was a ‘hybrid’ hearing, and most people attended in the physical courtroom at the Royal Courts of Justice. After joining the link, I spent some time in the waiting room before being admitted. On admission, I was asked to explain – in front of all the assembled lawyers – who I was and “which party I was for”.  Following my explanation, I was told that it was a private hearing that I was not allowed access to, and I was publicly removed. For me, the whole situation was highly stressful especially having to speak in court and then be removed, despite having previously been told that I would be allowed to observe. I left feeling frustrated and disappointed. 

I would have been very interested in observing this case. I believe allowing both journalists and public observers to be present has a range of benefits – as is apparent from reports arising from both the Court of Protection and from the criminal courts. As Celia Kitzinger has said, in her “Evidence for Ministry of Justice Consultation on ‘Open justice: The way forward‘”

Despite the claim that journalists are “the eyes and ears of the public”, there are, as evidenced below, significant differences between what journalists ‘see’, ‘hear’ and report about court hearings, and what members of the public ‘see’, ‘hear’ and report. Open justice requires that we have direct access to the court and are able to observe for ourselves the process whereby judges and lawyers are “doing justice” with our own eyes and our own ears.

Evidence for Ministry of Justice Consultation

Access to the Family Courts for members of the public, as well as journalists, would supports a diverse range of perspectives, improve transparency, and enhance public understanding and engagement. As I have addressed in a previous blog (here), the benefits of having both media coverage and a blog written by a public observer about the case are substantial. Each piece offers a unique perspective of the case, oftentimes with public observers offering knowledge and expertise from a range of backgrounds. 

As Celia Kitzinger says:

…. one case that attracted a lot of media attention concerned whether it was in the best interests of William Verden, a teenager with a learning disability, autism and ADHD, to have a kidney transplant. Media reports (e.g. here) were short, pithy, factual, and aimed at a general readership.  But members of the public who observed the hearing and blogged about it did so from specific professional and personal viewpoints and presented sustained and in-depth examination of the issues involved: from the perspective of a medical ethicist and mother of an autistic child (Imogen Gould); as an academic researcher on kidney donation (Bonnie Venter); and as a trainee barrister focusing on advocacy in the court (Jordan Briggs).  

What journalists ‘see’, and report is organised with reference to whether it’s (in their terms) ‘a story’ or not.  Members of the public observe court hearings through a multiplicity of very different lenses.  Compare for example media reports of the case of the woman with agoraphobia ordered by the court to give birth in hospital with the blogs from our contributors, who include a woman with agoraphobia, a medical ethicist, and some midwives.  Each of them brings her or his own unique personal and professional experience to bear, and each of them speaks authoritatively to a specialist constituency in relation to whom they are able to engage with acknowledged expertise.  

A fundamental difference between press accounts and the blogs authored by members of the public is that while journalists, by and large, focus on communicating “the facts” and the story behind them, members of the public regularly provide commentary on the case they’ve observed, reflections on their experience of observing it, and make connections with their own personal and professional experience. 

Evidence for Ministry of Justice Consultation

The newly-formed “Courts and Tribunals Observers’ Network” is a UK-based initiative focused on how the public can be supported to observe courts and access court information in digital and physical environments. The Network has raised concerns about the “two-tier’ system whereby some categories of observers (journalists and lawyers) get privileged access to the courts.

This case is back in court on 27 September 2023, and I plan to make a written application to observe it in advance of the hearing. Given what I’m reading about the Family Court, I don’t hold out much hope of success, but it seems worth trying – given the huge media impact of the case, and its importance for my own research project in understanding how the media reports on cases such as these.

Rhiannon Snaith is an ESRC-funded PhD student at the School of Journalism, Media and Culture at Cardiff University. Her research focuses on media representations of decisions about life-sustaining treatment, specifically for those without the capacity to make such decisions for themselves. She has previously blogged for the Project here and here.  You can learn more about her work by checking out her academic profile and her Twitter profile

Who cares for P? “Pragmatic harmony” finally breaks out in court

By Hartej Singh Saund-Matharu, 19 September 2023

In my first observation of a Court of Protection (CoP) hearing – and first blog – I will take you through who I am and my interest in the Court of Protection, the background of the case my experience of the hearing, and my analysis/reflections of the outcome of the hearing. Professor Celia Kitzinger also observed this hearing and shared some of her notes with me (referenced accordingly). My experience of the hearing, and my thoughts about it (as opposed to my observations of it) are italicised and in blue.

Introduction to the author 

I am Hartej Singh Saund-Matharu (he/him), a recent first-class law (LLB hons.) graduate from Cardiff University. I am currently studying the Bar Course at the Inns of Court College of Advocacy with the help of an Exhibition and Frank & Burris Gahan Scholarships from Inner Temple. 

My interest in the CoP first arose from studying the law of capacity and consent in my Healthcare, Ethics & the Law module. Having done previous work experience in care homes and hospices, I had observed the outcomes of the decisions made in the CoP from a clinical level and was intrigued to understand the legal perspective on CoP matters. Further to this work experience, I accrued over five years of NHS work as an administrator in GP practices. A primary care perspective on CoP matters gave me better insight into the relationships between public bodies such as Trusts, Integrated Care Boards (ICBs) (albeit they were only CCGs [Clinical Commissioning Groups] when I was last in this job) and local authorities (LAs). This job also helped me understand medical terminology, which oftentimes can be lost to lay persons. Consequently, after an invite to the National CoPPA conference in Cardiff last year, I was enlightened about many of the recent developments and issues in the CoP by speakers such as Senior Judge Hilder, Mr Justice Hayden, Mr Ian Brownhill, Ms Emma Sutton KC and Mr Thomas Jones, just to name a few. In particular, I was introduced to Professor Kitzinger of the Open Justice Court of Protection Project who gave us lots of insight into the transparency issues that face public observers wanting to attend CoP hearings. (This will be discussed further at the end of this blog.) 

As a barrister, I am looking to practice in family (specifically child protection) and CoP law. It is those parties who are vulnerable and who may not have the capacity to consent that I wish to aid via participation in decision making on their behalf (of course, even as opposing counsel). The majority of my mini-pupillages have been in child protection law in South Wales, although I am open to (and looking for) any experience working with vulnerable/disabled clients, particularly in the CoP. 

Background/experience of the case 

This case, Re HJ (COP 14131686), was listed for 10:30am on 13 September 2023 before Poole J in the Royal Courts of Justice (RCJ). 

Professor Kitzinger, at 11:20, informed me that the LA opposed the application to determinewhich public body or bodies bears responsibility for commissioning of HJ’s social care and whether it is lawful for the Council to cease to commission HJ’s social care’ on the grounds that “[t]he Administrative Court is the appropriate forum for the Trust to challenge the Council public law decision”.  

Thankfully, the audio and video worked well at this point and Poole J, before the hearing, confirmed that all the public observers had received the TO. In fact, he stated (as I paraphrase), that ‘I have been informed that the public observers have received the TO but if there are any public observers that haven’t, please inform the court now’, to which there was silence. 

Ms Power helpfully provided an introductory summary to the hearing (as recommended by the now former Vice President of the CoP), specifically mentioning that it was mostly for the benefit of the public observers. Ms Power introduced the counsel present who comprised of herself for the applicant NHS Trust and her instructing solicitor as Ms Ellie Ward,  Ms Susan Wright of Garden Court Chambers for P (with the instructing OS being Ms Tasha Bibby, a paralegal from Biscoes – P wasn’t present himself; Ms Chiara Cordone of 39 Essex Chambers representing the ICB (who are not a party to the proceedings) and Mr Pollard as the instructing solicitor (who was, as I mentioned, the reason for the CVP link), and finally Mr Michael Paget of Cornerstone Barristers representing the LA. Representatives from the LA, ICB, and NHS Trust were also present. P’s mother (who normally attends the hearings) was not present. Nor was P’s father (who doesn’t normally attend).  

In particular, the key issues which were highlighted by Ms Power orally from the applicant’s PS were:  

  • In circumstances where P has no medical reason to be in hospital, which body (or bodies) bears responsibility for commissioning P’s social care package while he is awaiting his discharge from hospital.  
  • Whether it is lawful for the second respondent to cease commissioning P’s existing social care.  
  • It is reiterated that the parties should not allow the commissioning issue to distract attention from the main challenge of finding a suitable placement for H. Finding a suitable placement for P is an absolute priority. P has exhibited very challenging behaviours in hospital such as assaulting a member of the nursing team. Dr H, Consultant Psychiatrist, recommends a specialist placement in order to reduce the anxiety and challenging behaviour and explains that remaining in hospital is unlikely to be helpful to P. 
  • The applicant Trust looks forward to receiving an update on potential providers and hopes that some meaningful progress has been made since the last hearing.  
  • A Deprivation of Liberty Order and a best interests decision are needed.  

The latest development is that a possible placement has been identified and is going through the commissioning process (and will need adaptations – boarding up windows and changes to door handles). 

In sum, the underlying issue is discharge to an appropriate placement  – since as Poole J later said, “if there were an alternative placement we wouldn’t be here at all, because he’d be moving into it”.   

In the submissions by Ms Power, which were often counterpointed by Mr Paget, it became clear that Poole J focussed on speeding up the arrangements for transfer as much as possible, and encouraging the parties to sort out between themselves who would commission the care, thereby avoiding having to make a declaration himself. This focus seemed to be as a result of developments with possible placements now in hand. 

This approach is pursuant to the notable case of N (Appellant) v ACCG and others (Respondents) [2017] UKSC 22. The important principle that stems from this case is that a Judge cannot order any public body to exercise a discretion. 

Professor Kitzinger, helpfully provides paraphrased transcripts of interactions between Poole J, Ms Power and Mr Paget. (As usual for these blog posts, these are based on her contemporaneous touch-typed notes and are as accurate as possible, given that we are not allowed to audio-record hearings, but cannot be taken to be verbatim). 

Power hopes that P can be moved on Friday – in which case it would be ‘disproportionate to move him to the family suite’, so he’d stay on the ward until then. 

Poole J: If he’s to remain on the ward until Friday, at least, then the court is asked, is it, to authorise the deprivation of his liberty there, for that period with the restrictions previously authorised to remain?

Ms Power: Yes, and should say that for the duration of P’s stay on the paediatric ward, the status quo can continue. However, that does not extend to provision of care if P is moved to the relatives’ suite. So, we have a lacuna if P is moved to the relatives’ suite. And if he’s not to be moved to relatives’ suite, we’ll have to close the paediatric ward.  

Poole J: He can’t go to the relatives’ suite until something is sorted out about the care package. He can’t go to a placement because there isn’t one. He can’t go home. So, you are asking me to decide that it’s in his best interests to stay where he is. The Supreme Court has said in previous cases involving children that the scarcity of placements is “a national scandal”. This is a very similar situation isn’t it. 

Ms Power: I respectfully agree. It is a national scandal and there’s a limited amount any of us in this courtroom can do to address that. 

  1. In circumstances where insufficient places are available in registered secure children’s homes, is the exercise of the inherent jurisdiction to authorise a child’s placement in unregistered secure accommodation lawful? 
  1. If it is, what legal test should the courts apply when determining whether to exercise the inherent jurisdiction? 
  1. Is a child’s consent to the confinement of any relevance when determining whether to exercise the inherent jurisdiction? 

The appellant, T, was a 15-year-old child who was subject to a care order. The local authority, CBC, wished to place T in secure accommodation. Since there were no places available in registered secure children’s homes, CBC applied to the High Court for orders under its inherent jurisdiction authorising T’s placement in non-statutory accommodation. T had consented to the restrictions on her liberty in the placements sought and submitted that the orders restricting her liberty were, therefore, unnecessary. 

The High Court did not consider that consent to be valid, and duly made the orders sought by CBC. T seeks to challenge those orders. She does not object to the placements or the restrictions on her liberty but wishes to be recognised as capable of consenting in law. 

Case summary In the Matter of T

The Court of Appeal dismissed her appeal. T now appeals to the Supreme Court. 

And it was held: 

The Supreme Court unanimously dismisses the appeal. It holds in particular that the use of the inherent jurisdiction to authorise the deprivation of liberty in cases like the present is permissible but expresses grave concern about its use to fill a gap in the child care system caused by inadequate resources. 

Press summary: In the matter of T (A Child) (Appellant) [2021] UKSC 35 On appeal from: [2018] EWCA Civ 2136

Judge asks whether Friday is realistic – it sounds as though it isn’t. 

Poole J: Mr Paget, Friday has been mentioned as a suggested date for P to move. I think the court is invited to authorise his deprivation of liberty in his present circumstances, then it is hoped that arrangements can be made for transfer into the community. How realistic is that? 

Mr Paget: I am not able to say that to the court. [The Care Provider] has not provided us with a care plan to be able to commission. I hope just as much as Ms Power, or her clients do that this happens by Friday.  

Judge tries to speed things along by adjourning and putting pressure on Care Provider 

Poole J: Is it possible to contact [the Care Provider] now and ask them when the care plan will be sent? You could say that the High Court is mid-sitting and wants to know. The court is looking for some levers it can pull to get what everyone wants as the right outcome.  

(Whispered conversation between Paget and person behind him – possibly the instructing solicitor or CC representative?) 

Mr Paget: We have been using soft powers to encourage [Care Provider] to produce these documents, but it won’t result in him being able to move by Friday we don’t think. 

Poole J: (to Ms Power) What’s the end date by which the Trust will accept his continued stay in the paediatric ward before it says “no longer” because the twenty-bed ward would be shut. 

Ms Power: Friday. I have asked my client to reflect on what the position would be if a firm move were confirmed for Monday.  If the court were to rise while enquiries are made of [Care Provider], should it not merely be asked about the care plan, but also about the timeline for adaptations. Which do seem relatively minor. 

Poole J: Yes, if just boarding up the windows. This is a case of pressing urgency. The issue then is if P is to remain at hospital for want of any alternative …. I don’t want to address that. But I will need to. I shall I do that at 2pm. 

Ms Power: If P’s stay is to be prolonged or open-ended, I fear I must submit it would become necessary to look substantively at the application for moving him to the relatives’ suite […] to avoid the catastrophic outcome of closing a 20-bed ward. And we are seeking declaratory relief in relation to who bears the cost. 

Mr Paget begins his submissions:

(Mr Paget explained the process – details of P are given to the providers. The providers decide whether they have capacity and whether they are suitable given P’s needs. If so, providers work up 3 documents (i) costings; (ii) risk assessment; (iii) fully worked up care plan.  Those documents are then considered by a panel, and if the panel agree it’s the right placement, then they draw up a commissioning agreement.  In this case, the provider has submitted provisional costings and a risk assessment, but not, as yet, their care plan. They want to see P again tomorrow before providing it.  It had been hoped that would happen yesterday – but it didn’t; and the risk assessment only came through at 5.30pm.) 

Poole J: So, from here, what’s the expedited timetable? 

Mr Paget: As soon as the care plan is provided, we will convene the panel. 

Poole J: But when will that be? They haven’t said? 

Mr Paget: No. We hope we can do that this week.  

[…] 

Poole J: I would benefit from knowing when [the care provider] can do that, because then dominoes will fall rapidly into place. 

Mr Paget: Procedurally yes, but the adaptations-  they hadn’t told us how long those will take.  

Poole J: Are they bespoke? 

Mr Paget: Yes. 

Poole J: In children’s cases of a not dissimilar nature, these have been done within 24-48 hours – the whole process. 

Mr Paget: We are alive to the urgency of process. We don’t want to discharge to placement that will fail. 

Poole J: No, but the current situation is a failure. […]  Well, there we are.  It’s not clear when the placement will be available – if it will be available. 

The Court then adjourned for lunch. I think there may have been a problem with sound for me on return, as I missed some of the early part of what follows (and rely on Professor Kitzinger’s notes).

Conversation in court after lunch and before the judge returned. 

Ms Power: (to Mr Paget) “Go first if you have an update” (can’t hear what Paget says) 

Ms Power:End of next week?! That would not come as welcome news to my client. 

That’s too long.  Why don’t you say that to the judge and then I’ll probably need a moment to take instructions.” 

Poole J returns.  

Mr Paget: reports that the panel will have the care plan and will meet on Monday (remotely) and will make the commissioning decision “immediately thereafter” and “the care provider will adapt in that week, ready for transfer, and assembling the care team, ready for transfer on 25th September.” 

Poole J: That’s a week on Monday.  

Ms Power: We invite the further use of soft power to speed it up a bit. Perhaps if the care plan could be provided by 2pm on Friday rather than at close of play, the panel could convene on Friday afternoon rather than hold it up until Monday. It may seem a small thing but then adaptations could be made over weekend…. 

Poole J: I am not here to make directions about how soon adaptations can take place. That is not my role. I have my answer as to what the projected timetable is. Mr Paget can tell me whether it’s worth pressing further, but this should be done outside court. 

[…] 

Poole J: Care plan, yes on Friday and panel on Monday morning. Well, Mr Paget, the court would be gratified to know if the care plan can be provided by 2pm instead. 

Mr Paget: (sounding slightly irritable) They are abundantly clear on the situation.  Asking them again won’t get a different decision. 

Judge rose to enable parties to discuss it at around 14:45. 

On return at 15:14: 

Ms Power: A certain amount of harmony has broken out. The ICB is prepared to commission care for P on the Relatives’ Suite, so the subject matter of my application falls away. 

Summary Ruling from Poole J  

I’m concerned with [P] [and with regards to the TO]. He turned 18 only last week, so he is an adult. He has relatively recently been diagnosed with autistic spectrum disorder and obsessive-compulsive disorder. He did live with his mother, but a significant deterioration in his condition and his behaviour led her to be unable to care for him at home. She has not attended today by choice. She has attended previous hearings in this case. The protected party’s father is aware of the proceedings, he has so far chosen not to participate in them. He [P] was admitted earlier this year to hospital in July and briefly detained under s2 of the Mental Health Act 1983 and he was discharged from that detention on the 24th of August 2023. His behaviour has put himself and others at risk. He was involved, as I’ve heard today, in an assault on a member of staff at the hospital and whilst at home he ran in front of vehicles on a public road. I’ve read the assessment of him by Dr H, who I believe took the decision to discharge him from detention under s2 in August.  

The paediatric unit, where he is currently accommodated, is a 20-bed ward. I am told that six beds are out of commission due to P’s presence. I was told at the opening of this hearing, that the Trust is considering moving patients out and indeed even closing the ward due to his continued presence there and the risks that that presents both to him and the others. That would be an extraordinary consequence of the unavailability of suitable adult care for him in the community.  

He does have complex needs and the case has been before the court on six occasions, since the 25th of August – as many as 5 times last week when this case was before the court. And I’m afraid that it appears to me there was during that period no concrete progress. Today at the hearing after further enquiries, the LA, told me through Mr Paget counsel, that a care provider who has already been identified by them and who had indicated that it was willing to provide care for P at a placement in the community, needed until close of play, which I took to be 4pm on Friday 15th September, to produce a detailed care plan. That and other necessary documentation, if provided to a commissioning panel, that could meet on Monday and make a decision on Monday. Adaptations would be required for the planned accommodation for the placement. And I have been told that they can be completed by the end of next week, such that the placement could in principle be available if commissioned for P to transfer to it on Monday 25th September. That is the planned timetable. It isn’t in any way a guaranteed timetable, for example, the commissioning panel has still to make a decision about commissioning the community placement.  

I’ve encouraged the LA through Mr Paget to have a Plan B and he assures me that they have as much in mind and actively consider alternatives. The Trust position at the opening of the hearing, was that it was highly reluctant, to say the least, to continue to accommodate P. The Trust could simply just discharge P into the community because he has no medical and that includes physical or mental condition. There is no medical reason for him to remain in hospital. It is purely because of the lack of anywhere else for him to be accommodated that he continues to reside there. The Trust then would be extremely reluctant for the reasons I have already articulated for him to continue residing in the manner in which he does at the paediatric ward at the Trust hospital. However, it would continue to accommodate him, notwithstanding the cost to other patients and their families and to him, but not indefinitely, and the Trust is very concerned about the timetable that I have already referred to. It has accommodated him for nearly 3 weeks already, with the costs – I don’t mean just financial costs – but the consequences for him and others that I’ve referred to. So, it is unappealing for the Trust to face another 12 days of that.  

An alternative which had already been noted was to move P to a family suite within the hospital. That is a suite where families of terminally ill patients can stay close to them at the hospital or in the hospital grounds. Mrs Justice Morgan said that she was ‘dismayed’ by that prospect, as would anyone given the consequences for the families of those other patients. However, this is a case where there are many disagreeable consequences of various decisions that could be made. I have to be concerned at present with P’s best interests. He lacks capacity, there are grounds/reasons to believe he lacks capacity, as previous judges have foun,d and I do again, to conduct this litigation and make decisions about his residence and care. Therefore, the court has to consider and put itself in his shoes and consider what decision should be made about residence and care in his best interests.  

After standing the matter down for some time, the court has been told that the ICB, which I think I am in right in saying is not a party to these proceedings, but appears and I’m very grateful to it, that the ICB is willing on a pragmatic basis, itself to commission care for P upon him moving to the family suite within the hospital. They have thereby unlocked the possible provision of that care because previously, if I can be excused for putting it this way, there has been something of a standoff between the parties in relation to the commissioning of care within that particular setting. The condition is that it is done without prejudice to the ICB’s position, that it is in fact the LA’s responsibility to commission such care. It is also and without prejudice to any other cases. The ICB is anxious to report that this is not a precedent to other cases but a pragmatic decision taken in the individual circumstances of this case. The third qualification is that the ICB is not in a position to monitor and deploy the package. It is willing to commission and will rely upon the other parties, but with the LA feeding into it to monitor and deploy the package of care. I repeat that I am extremely grateful to the ICB for unlocking that part of this difficult case. In those circumstances, the Trust is willing to continue to accommodate P in the hospital, but with a view to him transferring to the family suite once preparatory work has been done. This will allow an opportunity also for the OS to make contact with P and for P’s own wishes and feelings about the move to the family suite to be ascertained. I am told, and have no reason not to accept, that P himself is keen to make that move, but the OS has not had an opportunity to make contact with him to discuss that particular issue. In these circumstances, I’d argue that general liberty to reply in relation to this order on short notice and so, if necessary, if for example there was an extreme adverse reaction from P to the proposed move to the family suite, depending on the circumstances, the matter could be brought back before me if available for further application and review.  

In any event, I should review this case again reserved to me on the 20th of September because by that time, firstly any move to the family suite should have taken place and I could be updated on that,. Secondly, the commissioning decision should have been made in relation to the community placement and I can be updated on that. And thirdly, it should be clear by then that the adaptations necessary to the community accommodation were on track and that the placement should be available for P to move into on the 25th of September. In the alternative, if that is not on track, I can review the case and make the appropriate orders if necessary. In order to accommodate that hearing, which will be a remote hearing at 10 o’clock on the 20th of September before me, which I will list for 1 hour, updating evidence will be required from the LA and the Trust and I give permission for the OS to adduce any further evidence by way of attendance notes for example, which should be provided by 4pm on the 19th of September. 

I have to consider the position in the interim in relation to P’s deprivation of liberty. Previously, at the court hearings I’ve alluded to, authorisation has been given for the deprivation of P’s liberty with a number of restrictions that are set out most recently in the annex to Mrs Justice Morgan’s order of the 8th of September 2023. They include, as I’ve already referred to, supervision by staff and a 2:1 ratio at all times in his room and other security measures. They also include monitoring during toilet visits, windows of his room are boarded up – that is not for any reason other than at his own request because he becomes distressed when the room is not at the ground floor, at the view he can see through the window and so prefers to have the windows boarded up. The doors closest to his room on the ward are also locked. He is not free to leave the ward unaccompanied. There is no permitted restriction in relation to physical restraint, so the annex reads ‘no physical restraint to be used at present with P verbal de-escalation to be instead used’. Items that he could use to harm himself are removed from his possession. In terms of those restrictions, there is no doubt that they amount to deprivations of his liberty to which he is unable to consent and they are is imputable to the state. I am satisfied that the continuation of those restrictions within the hospital, whether on the paediatric ward or on the family suite are necessary, proportionate and in his best interests. In particular, I have in mind that there is nowhere else for him to go and that he has become in fact more calm and settled of late with these provisions in place, that they are permissive, that in some ways he welcomes the feeling of security and that physical restraint is not amongst the restrictions which are permitted.  

I therefore do give the authorisation of the deprivation of his liberty within the hospital, either on the paediatric ward or the family suite and I do so until 23:59 on the 20th of September where I’m due to hear and review this case earlier that day. It is unedifying for public authorities to dispute with each other in litigation, the responsibility of the care of a highly vulnerable young adult and for resources to be taken up in litigation when what is needed is a collaborative pragmatic approach. What I’m pleased to report, is that that is the approach that has been taken today and the pragmatic agreement as to how to move forward has been reached after discussions today.  

I acknowledge that that has not always been easy for the parties involved, who are mindful of more general principles, but I am grateful to them for the work that has been done today. I would also like to record my thanks for all the staff that have been involved in the care of P – not an easy job and it appears that they are doing an excellent job and that he has become more settled as a result of that. I am grateful to the Trust and to the staff for all they have done to care for P and continue to do so.  

Following the summing up, a question was raised about the TO and whether where P lives or might be cared for might become apparent if specific security measures were described, and an amendment was made. 

At the end of the hearing, I received another email from Ms Ellie Ward, who wanted to confirm that I was present for the amendments to the TO and understood its terms.  She informed me that, cnce the amendments were formalised, she would send the amended TO to again. I am yet to receive this new TO.  

The next hearing is listed at 10am for 1 hour on Wednesday 20 September 2023 before Poole J. 

Hartej Singh Saund-Matharu (he/him) is a Bar Course student at the Inns of Court College of Advocacy, first-class Law (LLB Hons.) graduate, and recipient of two Inner Temple scholarships. He is an aspiring Court of Protection and Family Law barrister. He has accepted an offer for pupillage at 30 Park Place commencing in September 2025. His LinkedIn is https://www.linkedin.com/in/hartejsinghsaundmatharu/  

Photo by Casey Horner on Unsplash

Man on children’s ward due to no suitable placement

By Ahmed Hussain, 19 September 2023

This case concerns a young man who has recently turned 18. He is currently present on a paediatric ward despite having been ready for discharge back in August (about three weeks ago). This situation has arisen due to the lack of suitable placement options. Furthermore, he cannot live with his mother, as he did previously, because there was a serious deterioration in his behaviour and condition (autism and obsessive-compulsive disorder). 

In desperation to get him off the children’s ward (where he assaulted a staff member and threw an object which hit a child), the hospital Trust has applied to the court for an order that he be moved to the Relative’s Suite within the same hospital. This is usually used for families whose child is dying. It will be unavailable to such families whilst the young man is living there.

The hearing

As a law student at King’s College London, much of my time is spent reading about the law in books and articles. Observing a Court of Protection hearing has ‘brought the law to life’ because I am effectively following people’s legal issues ‘in real time’ as they are decided before the court. I was also keen to watch practising barristers deliver their oral submissions in court as I could employ some of the techniques they use in my own advocacy, both in moots and in my future professional practice. 

The hearing I observed was scheduled for 10:30am on 13 September 2023. However, the official start time was pushed back to 11:30am and the actual start time was well after mid-day. When the hearing did start, it was held in a hybrid format with the judge, Mr Justice Poole and counsel for the parties being present in London whereas I was observing remotely via a CVP (cloud video platform) link. This set-up worked well as I was able to clearly hear and see the court proceedings throughout. 

Eloise Power for the applicant, University Hospitals Sussex NHS Foundation Trust began with an introductory summary of the case. The person at the centre of the hearing (P), the 1st respondent, was represented by Susan Wright. via his litigation friend the Official Solicitor. The second respondent was West Sussex County Council, represented by Michael Paget. In addition to counsel for the parties, there were other people present at the hearing. There was a barrister representing the Integrated Care Board (ICB), instructing solicitors for the applicant and respondent, the Divisional Director of Nursing, and the Assistant Director of Adult Operations. Most observers joined via video link; however, Brian Farmer from the Press Association was present in the press bench (see this media report: “Man staying in hospital’s children’s ward in West Sussex”).

The applicant was seeking a deprivation of liberty order so that P could be kept in the hospital now and moved to the Relative’s Suite. Mrs Justice Morgan in the previous hearing had expressed great concern about this move because it would mean families couldn’t use it, but Eloise Power for the applicant highlighted that the situation would be much worse if P continued to stay in the children’s ward. This is because six beds are currently out of commission to accommodate P and the Trust is considering closing the entire ward due to his presence.  

The applicant was also seeking a two-part declaration. The first question to be addressed was who is responsible for commissioning P’s social care package when there was no medical reason for him to be in hospital and while he is waiting for discharge from hospital. The second question was whether it is lawful for the second respondent to cease commissioning P’s existing social care. The main area of contention between the applicant and the respondents was the issue of who should pay for P’s care if or when he is moved to the hospital suite. The problem was that he could not be moved until this was agreed and if he was not moved by Friday, the Trust was considering closing the whole paediatric ward. 

To resolve the ‘stand-off’ which had occurred regarding the provision of care, the ICB who were not a party to the proceedings but were represented by Chiara Cordone said that they would be willing to commission care for P upon him moving to the Relatives Suite. They said (and the judge accepted) that they were making this offer without prejudice to their position, and it should not establish a precedent because, in their view, care should really be provided by the local authority.

Michael Padget, for the second respondent said that they had sourced a potential care provider who would be willing to provide both care and a suitable placement for P. They have given a provisional costing and risk assessment, but they have not created a fully worked-out care plan; they want to see P again before providing that.

At the end of the hearing, Mr Justice Poole delivered an oral judgment. He gave authorisation to deprive P of his liberty with the same restrictions that were in place before. These include supervision by staff at all times on a 2:1 basis, plus additional security arrangements, supervised toilet visits, the requirement that his windows be boarded up (which he asks for) and that the doors closest to the room are locked and he is not free to leave the room on his own.  The judge said that care staff are limited to the use of de-escalation techniques rather than physical restraint to manage P’s behaviour. These restrictions were justified on the basis that they are necessary, proportionate and in P’s best interest. This deprivation of P’s liberty in the hospital will last until 11:59pm on 20 September 2023. This will be reviewed by the court on the morning of 20 September 2023 at a 10:00am hearing before Poole J.

It is expected that by this time, any move to the Relative’s Suite should have been made and the commissioning decision should have been made, and the adaptations to the community accommodation such as the windows being boarded up and door handles being secured, should be on track. If this has not happened, then the case can be reviewed.

Reflections

After the hearing had ended and the judgment was delivered, I reflected on what I had learnt. I am still a very new Court of Protection observer – this is only the second hearing I’ve observed – so I was able to consolidate my understanding of the Court and the various terms and roles associated with it. For example, I gained a greater awareness about the office of the Official Solicitor which acted as P’s litigation friend due to his lack of capacity to instruct a legal team. This means that the Official Solicitor can decide the instructions given to the barrister who represents P in court; in accordance with the Mental Capacity Act 2005, these instructions should be in P’s ‘best interests’.

 One of my main observations during this hearing was that the style of advocacy adopted by the barristers was very inquisitorial due to the focus on working collaboratively for what is in P’s best interests. This contrasts with the much more adversarial style I have observed in criminal cases or when I have watched and taken part in moots at university.

I also learnt about the dire situation in social care in relation to secure placements. Unfortunately, the demand for a secure placement is far greater than the supply. This means that people who need this type of accommodation find themselves in wholly inappropriate settings. In May 2022 the Daily Mail reported that 62 children needed a secure placement, but there were only two available. These secure placements are incredibly important for children because they help to “keep children safe, restore stability to their lives and assess their needs and identify the supports needed in the future.”  The hearing I observed was just the tip of the iceberg of a much bigger problem.

I am incredibly grateful for the opportunity to attend this hearing; I hope to attend even more in the future. I would also encourage others to attend a hearing because the work done in the Court of Protection, which is based on the Mental Capacity Act 2005, overlaps with a range of legal practice areas such as human rights, family law and medical law so there is bound to be something of interest for everyone. 

Ahmed Hussain is a final year Law student at King’s College London. His LinkedIn profile is here: linkedin.com/in/ahmed-hussain-987b791b3 He tweets @ahmedhussainlaw

Photo by Izabelly Marques on Unsplash

Anxious scrutiny or boilerplate? Evidence on Transparency Orders

By Celia Kitzinger, 15 September 2023

Introduction: On 21st October 2022, I submitted (at the request of counsel and with the permission of the court) a witness statement to Mrs Justice Lieven, concerning Case no. COP 13180943). I was asked to supply evidence as to how, according to my observations, Transparency Orders are actually working in practice. This came in the wake of Mr Justice Mostyn’s expressed concerns about Transparency Orders in Re EM [2022] EWCOP 31. I’ve reproduced the bulk of that evidence below because I want it be publicly accessible now that I’ve also recently (a) sent it to the ad hoc working group of the Court of Protection Rules Committee working on on Transparency Orders and (b) referred to it in my evidence to the Ministry of Justice on “Open Justice – the Way Forward”. It starts with §6 because I’ve left the numbering as per the witness statement as submitted (and omitted the first 5 paragraphs about me, setting out my personal academic background and experience). The statement is substantially based on an analysis of Transparency Orders at what were then the most recent 50 hearings I’d observed. I have no evidence of any significant change since then. I look forward to developments following the Rules Committee work on how to do transparency better. [Celia Kitzinger]

*****

IN THE COURT OF PROTECTION                                             CASE NO: 13180943

AND IN THE MATTER OF THE MENTAL CAPACITY ACT 2005

AND IN THE MATTER OF COP Rule 4.2

B E T W E E N: 

PM

Applicant

-and-

(1) B CITY COUNCIL

-and-

(2) B INTEGRATED CARE BOARD

-and-

(3) HM

(by his litigation friend, the Official Solicitor) 

Respondents

 FIRST WITNESS STATEMENT OF CELIA KITZINGER 

[Paragraphs 1-5 omitted – they outline my academic qualifications and publications, and the history of the Open Justice Court of Protection Project]

6. I have been asked to provide a statement drawing on my experience, in practice,  about:

(i) the extent to which reporting restrictions in the Court of Protection are the outcome of a balancing exercise weighing the protected party’s Article 8 right to privacy against the public’s Article 10 right to freedom of information; and 

(ii) the extent to which those against whom injunctions are made have the opportunity to ask for reporting restrictions to be varied, making a case for the exercise of our Convention right to freedom of expression.

In summary (each of these points is subsequently evidenced)….

(i) There is rarely evidence of any balancing exercise  

7. In the vast majority of hearings I observe, I do not see any evidence that the court has engaged in anxious scrutiny of competing convention rights in drawing up a Transparency Order (TO) or Reporting Restriction Order (RRO).  

8. I often see evidence that TOs are treated as taken-for-granted, standardised “boilerplate” documents that do not require any balancing exercise from the court. They are sometimes authorised without the judge appearing to know what reporting restrictions they are thereby imposing, since they ask counsel if there is a TO and then re-use (without amendment) one they’re told is in the bundle (often made by a different judge) without appearing to have read it.  Judicial summaries of reporting restrictions in the TO are frequently inaccurate (I would say, more often than not).  

(ii) There is rarely any opportunity for assertion of Article 10 rights from the public (or journalists)

9. Members of the public are very rarely in a position to engage with the reporting restrictions imposed upon us.  Reporting restrictions are usually (with rare and significant exceptions) presented as a fait accompli which we are expected to accept unquestioningly as a condition of entry into the court.  I have noticed that there is a little more latitude for intervention from journalists – but even for journalists there is rarely much opportunity provided for them to question the reporting restrictions.  

10. I do not take a position here on whether such a balancing exercise is required by law, or whether it would be a necessary and proportionate use of court time in every case. I am certain however that the current system for determining and implementing reporting restrictions is not working and needs to be thoroughly overhauled.

Two additional points:

(iii) Injunctions with reporting restrictions are very often not served on observers, so cannot serve their intended function

11. Members of the public very often do not receive any written version of the reporting restrictions: around half of the blog posts published by the Open Justice Court of Protection Project are published without sight of a TO or RRO. Since it is rarely suggested that we have breached reporting restrictions, one implication could be that an injunction against us is not needed. However, the absence of TOs (after their existence has been raised in court) has a chilling effect on transparency because we have no written record of what we are and are not allowed to report, and under those circumstances many members of the public are frightened to say anything at all, and it may be the case that we are over-cautious about what we publish in the blogs – for example there is often anxiety about naming public bodies and expert witnesses.

(iv) The language of the ‘standard’ Transparency Order is incomprehensible to most members of the public

12. Very few observers (except those with legal qualifications) are able to understand the TO and what it does and does not permit them to say. For example, there is a recurrent problem with the standard wording that prevents publication likely to identify that “AB is the subject of these proceedings (and therefore a P as defined in the Court of Protection Rules 2007)” – where AB are the initials a judge has assigned as those to be used in publishing information about P. A typical response:  “If I have to refer to him as AB, and then I can’t say he was in this Court of Protection case, because it says I’m not allowed to say AB is the subject of the proceedings, that means I can’t say anything.” (I could give many more examples of the confusion and resultant chilling effect on transparency occasioned by the ‘standard’ wording).

EVIDENCE BASE

13. I write this statement as a member of the public and as co-director of the Open Justice Court of Protection Project and editor of its blogs[1].  I am not a lawyer or a journalist. I am not a “legal blogger”[2].

14. In preparing this statement, I draw upon: 

  • my experience over the course of the last decade with supporting family members involved in serious medical treatment cases – voluntary work carried out as an offshoot of my work with the Coma and Disorders of Consciousness Research Centre at Cardiff University;
  • my experience over the last two and a half years, with the Open Justice Court of Protection Project, supporting other members of the public to observe hearings and myself observing more than 360 Court of Protection hearings;
  • a systematic analysis (prepared specifically for this statement) of reporting restrictions issues as they arose in the 50 most recent hearings I’ve observed (as of 10th October 2022, listed in Appendix 1), held between 29th April 2022 and 10th October 2022.

THE ‘STANDARD ORDER’

15. The ‘Standard Order’ template for making reporting restrictions in the Court of Protection (the “Transparency Order”) has been used since 29 January 2016 with the introduction of the Transparency Pilot. It was cemented into the practice of the court in 2017 via Practice Direction 4C, which states:

§ 2.1 The court will ordinarily (and so without any application being made)—

(a) make an order under rule 4.3(1)(a) that any attended hearing shall be in public; and 

(b) in the same order, impose restrictions under rule 4.3(2) in relation to the publication of information about the proceedings

§2.3  An order pursuant to paragraph 2.1 will ordinarily be in the terms of the standard order approved by the President of the Court of Protection and published on the judicial website at https://www.judiciary.gov.uk/publication-court/court-of-protection/.[4]

Court of Protection Practice Direction 4C

16. The most salient paragraph of the ‘Standard Order’ for public observers is the list of “material and information (the Information)” covered by the Injunction.  As observers,  we understand that we are “persons bound by the injunction” (#5) and what it prevents us from doing (#7), and the matter of duration (§8)  is rarely at issue.  It is to #6 (or its equivalent in any actual TO) that we turn to check what we are or are not allowed to report.

Remote hearings

17. Until the public health restrictions imposed by the government due to the coronavirus pandemic in March 2020, it was usual for the Court of Protection to sit in public for most  “attended hearings” (i.e. those “where one or more of the parties have been invited to attend the court for the determination of the application” §2.2 Practice Direction 4C). The Vice President notes that “Attended hearings can be remote hearings for these purposes.” (§55 Remote Access to the Court of Protection Guidance, 31 March 2020[5]).  

18. The situation was reversed in the Vice President’s  31st March 2020 Guidance. It states that  PD 4C should be disapplied for remote hearings, and any TOs already in place for established proceedings discharged (§57). In view of the court’s commitment to transparency, however:   “In each case active consideration must be given as to whether any part of any remote hearing can facilitate the attendance of the public, if so Practice Direction 4C may be applied and the transparency order reissued.” (§59).  This is now the usual practice in the Court of Protection for remote hearings (other than hearings in the Royal Court of Justice, which are usually listed as  “in open court” whether they are in person, remote or hybrid)[6].

19. An alternative practice for remote hearings has been adopted by some judges whereby PD 4C is disapplied and the hearing remains a private one, to which an observer is admitted, subject to a Reporting Restrictions Order (RRO).  In my experience this is a minority practice.

EMPIRICAL FINDINGS

Boilerplate or “anxious scrutiny”? 

20. There is a small minority of hearings partly, or wholly, devoted to the reporting restrictions themselves in which it is absolutely clear that there is anxious scrutiny of reporting restrictions.  These include (successful) applications from the press to name P (as Laura Wareham [351][7] and Robert Bourn [360]) and a case where the judge invited submissions about an interim RRO he’d imposed at the beginning of the hearing preventing reporting that P was being covertly medicated [362]. These are exceptional cases.

21. In the majority of hearings, the language used by the judiciary and by advocates in court conveys the impression  that reporting restrictions are effectively boilerplate text used from a template and deployed over and over again without making significant changes – that they are routinised and predictable, rather than the outcome of anxious scrutiny of competing convention rights in the individual case in question.

22. Drawing on contemporaneous notes from the last 50 hearings I’ve observed, there are references to:  “the usual Transparency Order” (DJ Glassbrook [240]); “the Transparency Order is in the usual terms” (Arbuthnot, J [345]); “in the usual terms” (HHJ Hildyard KC [327]).  Advocates also talk this way: “it’s the standard order in the standard terms” [357];  “the Transparency Order is in the standard terms” [320];  “Usual transparency orders apply as you know (do not identify family, P, clinicians etc)” [330]. 

23. Judges and advocates who know that I regularly observe court hearings sometimes  display the assumption that I will know – without being told – what is in these “standard” orders: “Professor Kitzinger probably knows the terms of the injunction better than most practitioners” [342]; “Professor Kitzinger is here and understands the reporting restrictions”[338]; “I make the usual order that publication is permitted except that you can publish nothing to disclose P’s name, or the names of P’s family members, or of P’s current placement. I have been over that many times with Professor Kitzinger” [356].  

24. Most of the TOs I am sent are virtually identical except for the initials used for P.

For example:

25. It’s quite common to receive (sealed) TOs that bear clear evidence of a ‘cut and paste’ approach and are insufficiently ‘personalised’ for the particular case (e.g. no initials for P, or the wrong initials, or a template that hasn’t been completed).  I don’t see this level of inattention to detail in other documents before the court:  position statements and substantive orders are usually impressively free of typos etc. and the latter are subject to careful attention by judges.  This contrast between the quality of TOs and other court documents suggests a degree of inattention to the details of TOs

26. The TO from which the first of the extracts above is taken [328] was sent by court staff in advance of the hearing, attached to an email in which the judge was quoted as having said, “requestor is welcome to attend subject ONLY to confirmation that she has received copy of TPO”. I confirmed receipt at the beginning of the hearing – but that didn’t seem the right time to raise the deficiencies of the order I’d been sent. It seems unlikely that the judge can actually have read it. (Another member of the public, Bridget Penhale, Co-editor Journal of Adult Protection, and an elder abuse and adult safeguarding specialist, tells me she also has received a blank template TO for a different hearing.)

27. The same inattention to detail in TOs extends beyond the paragraph concerned with “The subject matter of the Injunction” and is sometimes apparent across the whole document. For example, one TO gives P’s initials as MH and those initials [MH] are used sometimes in the TO, including in the “subject matter of the Injunction” section,  but there are also places where they should have been entered and have not and it instead reads “[the initials chosen to identify P]” [355].  Another TO uses “P” rather than “LD” (the nominated initials) for the person at the centre of this case and there are omissions throughout, e.g. “1) This application be set down for an attended hearing on [missing date]  at [missing time] with a time estimate of [missing time estimate] at which the Court will consider the following issues:…”. (3)  The attended hearing is to be listed as follows: [but nothing follows) [357]

28. Transparency orders are not supposed to have a Confidential Annex – but both [314] and [322] have these, with full postal addresses for P and P’s family in [332].  They do this despite also including a paragraph that instructs them not to add this confidential information and to keep the list of names “separately from other parts of the Information”.  

29. Another member of the public, Ruby Reed-Berendt (academic lawyer) tells me she was also sent a TO with a Confidential Annex. This concerns me because it means that confidential information (often beyond the information revealed in the hearing) is sent in written form to members of the public and hence renders people’s identities vulnerable to exposure (e.g. via a lost laptop, an overseen printed version).

OPPORTUNITIES TO ASSERT RIGHTS TO FREEDOM OF EXPRESSION + ASK FOR THE TRANSPARENCY ORDER TO BE VARIED 

Family members of P 

30. Family members and other lay persons involved in COP proceedings as parties, witnesses, observers, or in other roles (e.g. attorneys, deputies) are also bound by the TO – and it impacts upon their freedom of expression more severely than it does observers , because in speaking about (for example) “my son” or “my mother”, under their own name, in connection with a COP hearing, they are “likely to identify” that person as a P in the Court of Protection.

31. In many cases, family members seem content with these restrictions.  In a significant proportion of cases, they are not.  In hearings I’ve observed, the TO has led to restrictions on family members that they hadn’t understood in advance and do not want.  These restrictions have included: use of fundraising platforms; talking to friends and relatives in search of evidence about P’s former values, wishes, feelings and beliefs; sharing updates about what’s happening with P on closed Facebook pages or their own publicly accessible blog posts; seeking out expert opinions of their own for P; and media, public education and campaigning activities.  Often – even when they are parties to the case – family members do not realise that they are bound by the TO, and that it restricts their freedom of speech.  It seems there is rarely any attempt to explain this to them (until after a breach is seen to have occurred).  

32. Many of the families I’ve supported through serious medical treatment cases find themselves angry about being “silenced” or “gagged”.  They have come to believe that the TO protects clinicians, not P.  Some of the family members who’ve contacted me through the Open Justice Court of Protection Project say similarly that the court is attempting to silence them because of their criticisms of the healthcare or legal systems.  Reporting restrictions are viewed as damaging P, not protecting them. Most have not, in fact, been willing to challenge reporting restrictions – believing it will be another expensive court battle, or that they are bound to lose anyway, or simply because they are too stressed and exhausted by the situation that has led to the court hearing in the first place. Some fear ‘reprisals’ against P if they are seen as ‘difficult’ family members.

33. I am currently supporting two members of the public seeking variations of the TO – neither of whom recalls any discussion at all, at the outset of their relative’s COP case,  about the restrictions it would impose upon their Art.10 rights.  What they remember is being “reassured” by lawyers that their names (and that of their relative) would not be made public, and that the family’s privacy would be protected – but not that they would lose the right to speak out. 

34. It seems that there is no proper explanation or ‘anxious scrutiny’ of reporting restriction orders with family members.  When supporting family members with cases that have not yet reached court, I explain the TO to them, and help them to engage in a balancing exercise, both in relation to their own rights to privacy and freedom of expression, and in relation to P’s.  In a couple of cases, I have recommended publicising as much as possible in advance of the application to the court, such that “the cat is already out of the bag”, in terms of what is publicly available and a TO restrictive of their Art 10 rights is then less likely.  

Public Observers 

35. Most public observers (who are not journalists)  have no idea that they can ask for a variation in the TO (or feel confident to do so, given that they have a very hazy idea of what the TO actually means anyway).   I’m not aware of anyone except me who has done so.

36. It is exceptionally rare for me to be treated by judges, in the course of a hearing,  as someone with Article 10 rights who might wish to vary the TO. This is not provided for in the Transparency Pilot rules (I’m not sure whether it was even considered?).  I am regularly asked whether I have received the TO and sometimes whether I have understood it, but not whether I have concerns about  it.  Since I only receive the TO around 50% of the time (often after the hearing), it’s difficult for me to make any sensible interventions on behalf of my Article 10 rights anyway. The only journalist who regularly attends COP hearings (albeit almost exclusively those in the Royal Courts of Justice and not in the county courts) is Brian Farmer of the Press Association and I’ve noticed that he also finds it very difficult to intervene: I often observe him switching on his camera, or standing up in court towards the end of a hearing to say:  “I’m sorry to interrupt the proceedings but…”  Some judges are more open to inviting a contribution from journalists than others (Hayden J, Theis, J, Francis J, Poole J and Keehan J in particular, Brian Farmer tells me) – and Hayden J, Poole J, Roberts J  and a handful of other judges (including District Judges and Circuit Judges in the county courts) have supported contributions from me about transparency matters when I have been able to indicate that I wish to make them. 

37. I do sometimes have Article 10 concerns which I’ve been unable to address.  For example, I’ve sometimes been told that a “standard” TO is in place, only  subsequently to receive something like [316] below, which prevents me from identifying a public body (the Local Authority). But by then the hearing was over and there was no opportunity to ask why, or to ask for it to be varied.

I was told in court that the TO was “the standard order in the standard terms” but when I received it, it prevented identification of the Local Authority.  Since the hearing was over by then, I was not able to clarify this. [357]

38. When I have Article 10 concerns about a TO and have received it before the end of the hearing, I have usually found it most efficient (in remote hearings)  to write an email to the judge and send it via whoever I have an address for who can pass it on (the judge’s clerk; counsel; whoever sent me the video link). In person, I have simply raised my hand and asked for permission to address the court. I have written blogs about some of these concerns: they have all been carefully considered by judges and resulted in variations to the TO in every case. This suggests that a member of the public (who is not a journalist) can play a part in ensuring the transparency of the court when given the opportunity to do so.

TRANSPARENCY ORDERS ARE OFTEN NOT SENT TO MEMBERS OF THE PUBLIC –  RENDERING ‘ANXIOUS SCRUTINY’ OTIOSE

39. I only ever receive TOs (or written RROs) for about 50% of hearings. Of the last 50, I have no record of having received a written reporting restrictions order for the following (public) hearings: [317] [318] [319] [320] [322] [323] [325][329] [330] 336] [337] [340] [342] [344] [346] [349] [353]  [354] [355] [358][8]

40. In one of these hearings [319], my contemporaneous notes record that the judge asked about TO at the beginning of the hearing, saying  there was “added complexity because of concurrent care proceedings and other young people whose confidentiality needs to be respected.” But I have no record of having received the TO.

41. At some of these hearings (e.g. [320] [349]) the judge made explicit requests for TOs to be sent to observers, but we have no record of receiving them. For example, neither I, nor another observer  (Paige Taylor, a Bar course student) who blogged about this hearing, ever received a TO for [320].  She describes what happened in her blog post:

42. Some other examples: 

  • Three observers from the charity “Compassion in Dying” attended an in-person hearing – on different days – in the Royal Courts of Justice (and blogged about it:  “She is religious and she is a fighter”: Three perspectives on best interests decision-making in the Court of Protection from ‘Compassion in Dying’).  I was also in court for one of these days. None of us received a TO.  
  • I hadn’t received a TO for [318] and checked with another observer, Mollie Heywood who observed a subsequent hearing in the same case She says: “I’ve never had a TO for anything I’ve observed sent to me! They read out instructions but that’s it…. I’ve seen about five [hearings] or so” (Mollie Hayward, social worker + law student).
  • One observer has watched 9 hearings and received only 3 TOs (and one of those came via me) – see Upeka de Silva, Policy Officer or Compassion in Dying, Appendix 2A.
  • Another observer, Georgina Baidoun, former lay COP Deputy, tells me she has observed 10 hearings but received only 4 TOs.
  • A member of the core Open Justice Court of Protection Project group has gone systematically through the 38 hearings (across 32 cases) that she’s observed. She has 14 TOs (=38%) – see Claire Martin Appendix 2B.

43. It does not seem to be anyone’s (agreed) job to send TOs to observers.  When I’ve asked about this, I’ve generally been told that court staff should send them (e.g. ““It is not Counsel’s role to provide orders. This is an HMCTS role.”, HHJ Hilder, Item 8 Minutes of COP User Group meeting, 20 April 2022), but when I’ve asked court staff, I rarely get them (either there’s no response, or I’m advised to ask the judge).  In practice, I mostly receive TOs from counsel.

44. Judges sometimes seem content to provide simply verbal summaries of reporting restrictions, followed by the request to “contact the court if you need a copy of the order” (Theis, J [337]) or “if you want a copy you can ask” [Theis, J [347]).  One judge ran through the TO – she said it was “in the usual terms, nothing to identify [P], her family or where she lives – that would be contempt of court” and seemed surprised – when  she offered me the opportunity to address her – by my request for a TO (‘You are keeping me on my toes’) [327].  Mostly I don’t get an opportunity to address the judge, so cannot make this request.

45. The problem with relying on oral summaries from the judge about what the TO says is that these summaries are often incorrect.  For example:

On discovering that no TO had been prepared, the judge said: “you’re welcome to observe but the identity of the parties to the proceedings must remain confidential”.  She checked with the advocates whether they were content to go ahead on that basis. Francis Hoar (counsel) provided a slightly different version of the TO: “You cannot report anything that may risk identifying any of their parties, or where they live, or who they associate with”.  (The addition of “who they associate with” was new to me.)  The judge asked the observers if we understood, so I was at that point able to ask whether we could identify public bodies, since they were also ‘parties’ to the proceedings. The judge said: “Yes, I meant the family.  Not the public bodies.  I think I need a pro-forma I can read out in these situations”.   When I eventually received the TO, it prohibited identification of the CCG.  I am unclear whether or not what the judge said in court means that she varied the pre-existing TO (made by HHJ Owens on 23rd April 2021).  I’m not sure she meant to.  [364]

46. Most members of the public who receive only oral summaries relating to reporting restrictions (whether these are framed as TOs or RROs, the latter of which are overwhelmingly oral only) do not feel confident to write blog posts about the hearing because they are not sure what the judge said they could and couldn’t report (or – wrongly – believe that there is nothing at all they are allowed to report).  Not sending out TOs has a chilling effect on transparency.

47. In my experience, written versions of TOs (and RROs) are not sent to observers for the following reasons:

  • there is still some confusion between TOs and  “Remote Hearings Order” (even though more recently they are sometimes combined).  I was sent RHOs  for [317] and [353].  These did not include anything equivalent to “the subject matter of the injunction”.
  • nobody knows how to separate out the TO from the rest of the electronic bundle
  • counsel have the TO,  but not the observers’ email addresses
  • court staff have the observers’ email addresses,  but not the TO
  • it’s not clear whose job it is (if anyone’s) to send out TOs – sometimes I’m asked to circulate to other observers

48. Repeated requests for TOs are sometimes unsuccessful.  For example: 

“What sounded like a standard ‘warning’ was read out at the beginning of the hearing, informing me that publishing “the Information” prohibited by the TO could lead to me being sent to prison or having my assets seized etc.  Nothing at all was said at any point during this hearing about what “the Information” was. Nor had I been sent a TO nor was there any attempt to send me a TO during the course of the hearing.  I pursued the TO after the hearing, including via the court staff (on 21/8/22) and then via one of the barristers in the hearing (on 27/8/22) and finally by emailing the court address with an email for the attention of HHJ Howells herself.  On 8/9/22, I receive an email from a Court of Protection Clerk at Cardiff COP saying “Please see attached 2x transparency orders for the hearings that you observed on 19th August”. Two documents were attached. One was a TO for the 9am hearing (which I had already received). The other was a Remote Hearings Order (not a TO) for the 11am hearing  (COP 13802410). It contains NO REFERENCE to “the Information” I am not allowed to publish (i.e. it is not a combined RRO and TO).   I still do not have a Transparency Order for this hearing.” [353]

49. My impression is that I am less likely to receive a TO if the judge requires amendments to the  draft order (or to the order approved by the previous judge).  

50. For example:

I never received a TO for the case before Lieven J on 27 January 2021 (COP 13703893).  My contemporaneous notes from that hearing record that the judge referred at the beginning of the hearing to the draft TO and said she could see no reason for anonymising the hospital or the treating clinicians – and in fact she then referred to the clinicians by name in the published judgment.  It subsequently transpired that the amendments had never been made – leading to considerable confusion for the BBC (and the court) in their application to name P a year and a half later, since there was a discrepancy between the still-extant TO (which said the treating clinicians could not be named) and the published judgment, which named them. The judge (Francis J) hearing the case brought by the BBC ruled that they could not now be named and ordered that Lieven J’s   judgment should be taken down and redacted to remove the names of the treating clinicians (see BAILII  (The Newcastle Upon Tyne Hospitals NHS Foundation Trust v Bourn (Rev1) [2021] EWCOP 11). For reasons not discussed in court, the name of the independent expert was also redacted. A temporary restriction on publishing anything about the case was imposed until the redacted judgment was in place.  This whole process of seeking a variation to the TO was messier and more complicated than it need have been had the judicially approved version of the TO been available in the first place.  (I blogged about the hearing: Medical treatment for people with learning disabilities: Telling Robert Bourn’s story and the challenges of ‘transparency’.) 

51. I have emails from counsel in other cases saying that they will send me the revised TO once they have made the revisions and the judge has approved them – but then there is no record that I’ve ever received these revised TOs.

REPORTING RESTRICTION PROCEDURES ARE NOT WORKING WELL 

52. In sum, there is strong evidence that the current procedures in place with the aim of protecting P’s privacy while at the same time protecting the public’s right to freedom of information and freedom of expression are  not working well.  I understand that, following the concerns expressed by Mostyn in Re EM [2022] EWCOP 31, aspects of TOs are being reviewed by the Rules Committee. Pragmatically, requiring a full-scale Re S analysis and notification of the press before any Transparency Order is made would cause a level of delay and complexity that would be impossible to manage – but it would be worth exploring how to address the current problems created by reporting restrictions and to build in mechanisms to allow the court more effectively to address the concerns participants (including family members) and observers often have about the way things are working (and failing to work) at present.

STATEMENT OF TRUTH

I believe that the facts stated in this witness statement are true. I understand that proceedings for contempt of Court may be brought against anyone who makes, or causes to be made a false statement in a document verified by a statement of truth without an honest belief in its truth

Celia Kitzinger

Dated 21st October 2022

Appendix 1. List of hearings 50 most recently observed hearings (on 10 October 2022)

by Celia Kitzinger in date order. 

Ref.        CASE NO.   DATE       JUDGE                                         TO?

[314] COP 13755775 (29.04.22) Cobb J RCJ                                    Y

[315] COP 13744224 (03.05.22) DJ Beckley FAH                           N (Private)

[316] COP 13801482 (04.05.22) DJ Woodburn Bristol                    Y

[317] COP 13053463 (17.05.22) DJ Porter-Bryant Cardiff               N

[318] COP 13861341 (08.05.22) Francis J RCJ                                 N

[319] COP 13630800 (20.05.22) HHJ Edwards Cardiff                    N

[320] COP 13585739 (23.05.22) Lieven, J                                        N

[321] COP 1388671T (23.05.22) DJ Birk                                          Y

[322] COP 1378613T (24.05.22) Moor J RCJ                                   N

[323] COP 13930317 (25.05.22) MacDonald J RCJ                          N

[324] COP 1393210T (07.05.22) DJ Charnock-Neal Newcastle       Y

[325] COP 13776756 (13.05.22) DJ Keller Cardiff                           N

[326] COP 13744224 (30.05.22) DJ Beckley FAH                           N (Private)

[327] COP 13899903 (07.06.22) HHJ Hildyard Reading                  Y

[328] COP 13719647 (09.06.22) DJ Searl Newcastle                        Y

[329] COP 13861341  (13.06.22) Francis J RCJ                                N

[330] COP 13933678 (15.06.22) Hayden J RCJ                                N

[331] COP 13662687 (17.06.22) HHJ Hilder FAH                           Y

[332] COP  13862920 (20.06.22) Cobb J RCJ                                   Y

[333] COP 13861341 (27.06.22) Francis J RCJ                                 Y

[334] COP 1393108T (01.07.22) HHJ Cove (Medway)                    N (Private – RRO)

[335] COP 13452747 (06.07.22) DJ Beckley FAH                           Y

[336] COP 13667357 (05.07.22) Hayden J RCJ                                N

[337] COP 133883671 (06.07.22) Theis J RCJ                                  N

[338] COP 13744224 (07.07.22) DJ Beckley FAH                           N (Private)

[339] COP 13955023 (06.07.22) Arbuthnot J RCJ                            Y

[340] COP 13627568 (08.07.22) DJ Glassbrook Birmingham          N

[341] COP 13796227 (13.07.22) DJ Beckley FAH                           N (Private)

[342] COP 13890570 (13.07.22) Poole J RCJ                                   N

[343] COP 13609965 (09.07.22) Hayden J RCJ                                Y

[344] COP 13710982 (18.07.22) Lieven J  RCJ                                N

[345] COP 139622855 (19.07-22) Arbuthnot J RCJ                          Y

[346] COP 13961662 (22.07.22) Arbuthnot J RCJ                            N

[347] COP 1394451 [22.07.22] Theis J RCJ                                      Y

[348] COP 13755775 (25.07.22) Cobb J RCJ                                    N

[349] COP 13969520 (02.08.22) Lieven J, RCJ                                N

[350] COP 13627568 (03.08.22) DJ Glassbrook Birmingham          N

[351] COP 13977747T (18.08.22) Cobb J RCJ                                 Y

[352] COP 13710521 (19.08.22) HHJ Howells Cardiff                     Y

[353] COP 13802410 (19.08.22) HHJ Howells Cardiff                     N

[354] COP 13407956 (19.08.22) Keehan J RCJ                                N

[355] COP 13488785 (30.08.22) HHJ Mitchell Bristol                     Y

[356] COP 13887142 (30.08.22) DJ Beckley FAH                           N (Private)

[357] COP 13971098 (31.08.22) DDJ Morrill (Huddersfield)          Y

[358] COP 13777736 (02.09.22) DJ Foster Leeds                             N

[359] COP 13936808 (15.09.22) DJ Matharu Manchester                Y

[360] COP 13703893 (16.09.22) Francis J RCJ                                 N

[361] COP 12174660  (20.09.22) DJ Ellington FAH                         Y

[362] COP 13236134 (20.09.22) Poole J RCJ                                   Y (also RRO)

[363] COP 13180943 (05.10.22) Lieven, J (Northampton)               Y

[364] COP 12219141  (6-10-22) HHJ Brown Reading                      Y

Appendix 2 Other observers don’t get TOs either

A. Upeka de Silva (Policy Officer for the charity Compassion in Dying) 

TOs for 3/9 = 33% (Note: one came from me)

B. Dr Claire Martin, Consultant Clinical Psychologist, leads Older People’s Psychology Team, Gateshead

TOs for 14/38 cases = 37% (Note: one came via me; and she watched 2 hearings in 6 cases so second opportunities were missed to send TOs in some cases)

CaseDateCOP numberTO yes/no Who sent?Topic/Blog
129 June 202013330649No First blog – 2 hearings
2July 202013392405No Capacity/residence
36 July 202013375644No Covert meds
430 July 202013620235YesCourt staff – Judge’s clerk& Barrister Bridget Dolan & Solicitor Peter  MerchantPhone hearing – no blog
526 Oct 202020 Jan 202113551368YesCourt staff – Judge’s clerkWhen Expert Evidence Fails
611 Feb 20216-7 May 202114 July 202113575520YesCourt staff – Judge’s clerkVideo Monitoring
722 March 2021[1]13712176No Life sustaining Rx following attempted suicide. Blog by Brown & Power. 
829 March 202111919290YesBarrister – Sophia RoperBringing Lucy Home blog
929 March 202113585866YesDJ Searl emailed me to inform that the TO would be being sent. Sent by court staff – Judge’s clerkBI and contact with Mother. No blog
1013 April 202113416239No S21A challenge. No blog
1123 April 202130 April 202113718293No – notes from Celia say not received either Celia/Claire blog – Court Enforced Amputation or Patient Autonomy? 
1216 May 202113655419No Capacity for sex. No blog
137 June 2021[2]13751629No You Can’t Ask I High Court Judge to Turn a Blind Eye to Illegal Detention, blog
1414 June 202113751175No No blog
15 5 July 202113418695YesEmma SuttonDental Clearance blog with Eloise Crang and Meg Aitken
168 July 202113503831No Predatory Marriage & Coercive Control – Celia blog
179 August 202113773522No DoLs
1812 August 20211324896TYesCourt staff – Listing TeamShould P Go to Live with Her Family in her Country of Birth?
1917-19 Aug 202113783897YesCelia (sent to her from Katie Gollop)BI in a Contested End of Life Case blog
2013 Sept 2021[3]13787443No No blog
2121 Sept 202113339015YesCourt staff – COP Admin Officer Eight Litigants in Person
2219 Oct 202113364813No Covid Vax – aspiring med student blog
2329 Nov 202113816452No 3 politics of the pandemic blogs
2417 Jan 202213860597No Cross-examining a GP – Celia Covid blog
2527 Jan 2022[4]13607901  No Why members of the public don’t ask earlier to observe hearings. 
2631 Jan 202213817461No No blog
277 Feb 20221354439TNo Blogs by Gaby Parker, Jen O’Neill, Celia/Gaby, Celia, Eleanor Tallon, & ‘Four Commentaries’
2814 Feb 202211 May 202213866679YesBarrister – Ulele BurnhamPrader-Willi case.2 Blogs Celia and B FarmerBamber
2924 Feb 202213883671YesBarrister – Ulele Burnham3 blogs – Mr MCelia – 11 FebClaire – 24 FebCelia -19 July
3025 April 202225 July 2022 (removed from listing)22 Sept 2022 13236134YesCourt staff on two occasions (April & Sept)A Baffling Case
3113 June 202212611795YesSolicitor – Kirsty Stuartand Court StaffMicro-management blog
3218 July 20221396281TYesBarrister – Conrad HallinCourt Authorised C-section blog
      
      

Total number of hearings = 38

Total cases observed = 32


[1] 13712176 – from my notes: 

Reference made to TO, but not sent to me (not sure I requested). Mungo Wenban-Smith mentioned the ‘previous draft order on 9 March included a TO regarding anonymity. Said the aim was to ‘preserve the anonymity of CD’. The judge (Williams J) reinforced that P would be referred to by name during the hearing and that ‘others’ must adhere to the TO, and added that in the TO it also says family members’ names also not to be disclosed. 

[2] Lieven J said ‘TO will be sent. Nobody is to publish information that could lead to the identification of the claimant or P’. Did not receive TO. 

[3] From my notes: HHJ Hilder – I had to confirm that I understood the hearing was in private and I could not identify anything about P etc.

[4] From my notes: Judge mentioned observers – “welcome of course, but may I say … the court office is only open from 9-5 and communications received outside of those hours … a lot for staff to do… so Dr M if you wd be kind enough the earlier you can give notice the easier it will be.” Asked if I had received the TO [No] – asked for ‘someone’ to send it to me. Never rec’d. No summary. Don’t know who respondents are …..


[1] https://openjusticecourtofprotection.org/about/

[2] The Family Procedure Rule 27.11 (which applies only to private proceedings in the Family courts, and not to the Court of Protection) permits observation and blogging from “legal bloggers”, defined as  “duly authorised lawyers” who meet the criteria specified in Practice Direction 27B. 

[3] https://cdoc.org.uk

[4] I couldn’t find it on that website, but it is available as a downloadable pdf from this page, where Charles J (then VP of the COP) explains the new approach: https://www.judiciary.uk/guidance-and-resources/the-transparency-pilot-a-note-from-the-vice-president-of-the-court-of-protection/

[5] https://www.judiciary.uk/wp-content/uploads/2020/04/20200331-Court-of-Protection-Remote-Hearings.pdf

[6] For a full account of the changing situation vs. observer access to Court of Protection hearings, see my Transparency Project blog post: “Why are so many Court of Protection hearings labelled ‘private’?”

[7] Numbers in square brackets refer to the number I’ve given the 50 court hearings I’ve observed, listed in Appendix 1.

[8] In preparing this witness statement, I have searched through my emails for the TOs missing from my files using (a) the case number; (b) the date of the hearing; (c) the names of counsel.  It is just possible that I have in fact been sent TOs for one or more of these hearings but, if so, I have been unable to locate them.

Moving towards transition from children’s to adult services

By Claire Martin, 14 September 2023

John (not his real name) is 17 and will be 18 in three months’ time. He used to live with his adoptive mother but (since 2021) has been living in a Gateshead Local Authority placement where he is supervised 2:1 by carers. 

I didn’t find out anything about John’s difficulties or diagnoses during the hearing (but filled in some gaps in my understanding when I read the Position Statement from the OS) other than that he can present with ‘challenging behaviour’, but he is said to be very happy at his home. He has to move out though, because the home is for children and he will become an adult soon. 

This case (COP 14067800) has been before the Court of Protection since 12th May 2023, but the first hearing I observed (remotely) was before HHJ Burrows on 17th August 2023. This is how it was listed. 

It was a case management hearing, which means current issues are reviewed, parties’ positions are submitted to the judge, orders are made and plans for future or final hearings are decided. 

A Note on Accessing the Court

This was one of the best organised hearings I have observed. HHJ Burrows was sitting at First Avenue House, the home of the Court of Protection, in London. The hearing was remote, via MS Teams at 10am. I received the link, and the Transparency Order, at 9.40am. 

Both counsel (Sophie Hurst for John, via his Litigation Friend the Official Solicitor; and Stephen Williams for Gateshead Council) were on the link when I was admitted. The court clerk checked with counsel whether any other people were expected (John’s Social Worker joined by telephone some time later) and then checked that I could hear and that I had received the Transparency Order. He said the judge had asked whether I wished to stay on for his 11am hearing. I couldn’t stay on as I had a prior commitment, though I was pleased to have been asked. 

John

When HHJ Burrows joined the video-platform, he checked with counsel whether others would be joining and then said: “Dr Martin is very welcome to join us. I haven’t received a Position Statement from the Local Authority. I have one from Ms Hurst. …. For my benefit and also for Dr Martin please outline what this case is about”.

Counsel for the local authority explained: 

“This case concerns [John] a 17-year-old, 18 on [X December 2023]. He was previously living with his adoptive parents and then due to […] rising aggression and behaviours […] he was detained under Section 2 of the Mental Health Act and then in March 2021 detained under Section 3. Care proceedings in 2021 resulted in [John] residing in his current placement – he is the sole resident at the placement since 2021, [which is] a registered children’s home. The Local Authority has blocked out the other vacancies – it can cater for 3 or 4 [children] – but he’s the sole resident presently. He turns 18 in December. He will need to leave then or shortly thereafter. I have been informed that he can remain for a very short period of time, but the Local Authority is taking steps to identify a placement for him before he turns 18. He is supervised 2:1 in the current placement and to and from school. He attends year 13 [and] he’ll be there until 2024, July. [He has] reduced supervision of 1:1 […] staff have had to restrain him on occasion […] they are trained in NAPPI training […] have had to administer PRN [‘as needed’] Methazine medications. He is restricted in using computer equipment, to aid good sleep and a good routine. There are restrictions in place, the doors and windows are locked.”

Counsel for John via the Official Solicitor helpfully sought permission to share her client’s Position Statement with me, which has enhanced my understanding of John’s needs. Counsel for the local authority likewise sought permission to share their Position Statement, but I have not received it to date. 

John has a condition called Fragile X of a type that is associated with learning disability, ADHD and global developmental delay. He has been deprived of his liberty since December 2021, when he first moved from living with his adoptive mother, and a care order was made for him to live in his current home. By all accounts (according to his counsel), John likes living where he is, is very sociable, gets on well with his carers and is happy and settled. This was clearly important, given that John’s life will be changed completely not long after he turns 18. 

What was the court being asked to do?

It wasn’t clear to me at first what the court was being asked to consider. HHJ Burrows needed to clarify this point:

Judge[to Stephen Williams, counsel for LA] What are you asking the court to do?

Counsel for the LA  described issues to do with identifying an appropriate place for John to move to. 

Judge Does he have to leave the placement when he’s 18?

Counsel for LA: There is no issue in terms of registration. […] The Local Authority is effectively booking out the entire placement, which could cater for more than one resident. Equally, and more importantly, the Local Authority acknowledges that remaining in a children’s placement is not in [John’s] best interests in the long term. We are taking appropriate steps to identify properties.

So, it seemed the main issue, from the Local Authority’s perspective, was finding somewhere for John to live. All parties agreed that John lacked capacity to make this decision himself, as well as decisions about his care needs. However, the Official Solicitor requested that the Local Authority provide capacity assessments for financial decisions (John’s mother currently acts as appointee, but wishes to be removed from this role), as well as use of social media and the internet (which are subject to restrictions in John’s care plan).

John’s Mother

I was wondering why, given that she had been mentioned a few times, John’s mother was not at the hearing, or a party to proceedings. HHJ Burrows asked about this during the hearing: 

Judge[John’s] mother is not present today and you said she’s not indicated a wish to be involved in proceedings. How much has she been involved in the early stages of the planning?
Counsel for the LA: I don’t have instructions on that … [he passed the query to John’s Social Worker, who had joined the hearing by telephone] 
Social Worker: My understanding is that she DOES want to be involved in all aspects of planning and I thought she would be joining today.
Judge: Have efforts been made to involve her?
Social Worker: I was in touch with her last week. Apologies if that hasn’t filtered through.
Judge: I am rather glad now that I didn’t just make the order in the absence of a hearing. It’s vital that this lady is involved, not only in care planning but in these proceedings and she needs to know about these things for his future life. I am surprised she’s not here. This is perhaps an oversight by somebody who should have put her in touch. Let’s carry on and see where we get to. 

Counsel for the LA later addressed the lack of planning to ensure John’s mother was part of the court process. He said that ‘urgent enquiries’ would be made of John’s mother, ‘as to whether she wishes to be a party’. I thought that HHJ Burrows’ response to this was heartening: 

Judge: I’m not talking about her being a party [….] obviously we can consider that, but she obviously wants to be involved. It’s very common for parents and close relatives having access to all of the papers and having access to me, as if she were a party. Sometimes parents are a bit cautious about the court, as if we are adjudicating about their parenting. She’s been through care proceedings which must be AWFUL and I want her reassured that the purpose is not to judge her and we will benefit from her knowledge and experience. [Judge’s emphasis]

Counsel for the LA: Yes, we will contact her. You will see she’s submitted evidence.

Judge: Yes I have read it.

Counsel for the LA: You have my apologies that I haven’t granted her permission to submit [further statements.] I would suggest giving her two weeks to respond [about proposed properties for John to move to]. 

Judge: No doubt the Official Solicitor will wish to respond, but they will wish to see what the mother has to say. When you say ‘statement’ it can just be a letter to me, it doesn’t have to be formal, if she wants to talk to me at the hearing that is fine. I want to make it more user-friendly for someone who might be intimidated by the court. 

That felt like a breath of fresh air. I wondered how many other parents and relatives are afforded this sort of compassionate understanding of what it’s like to be faced with engaging with the judicial system, and efforts made to adjust the ‘intimidating’ processes and etiquette. 

Capacity for Sex

A brief but interesting discussion took place about John’s age, sexual development, current situation and decision-making capacity in relation to sex. 

Counsel for the Local Authority was discussing the ‘PBS Plan’ [Positive Behaviour Support Plan] in relation to John’s ongoing care needs. His current plan was devised in 2021, by CYPS (NHS Children’s & Young People’s Service). 

Counsel for LA: CYPS will confirm with [care provider] that the plan is sufficient and whether the school [has addressed] sexual relationships, he has had some….

Judge: What? Sexual relationships?

Counsel for LA: No apologies. Education about this. He’ll be 18, he’s looking forward to going to clubs and bars, ‘picking up chicks’ in his language….

Judge: Is there evidence he doesn’t have capacity for sexual relationships?

Counsel for LA: It’s not yet assessed. There’s no suggestion of an assessment about capacity for this yet [this was also agreed by the Official Solicitor]. We are more looking to see what the school can provide, and also to see if he is even indicating an interest in this …. [Counsel’s emphasis]

Judge: But presumably it’s an important part of care planning. He’s expressing an interest in women … he may want to have sex with a woman today. What would you do? [Judge’s emphasis] 

Counsel for LA: Well, it’s not been expressed as present. It’s been described as bravado. He’s expressed a wish to meet girls. The Local Authority is keeping it under close review.

Judge: Yes, but he’s entirely under the care of the Local Authority and any development needs to be [….] sexual relationships should be moving towards the top, if not occupying the top, of the agenda. 

I was thinking the same thing, really. The judge was anticipating a situation that could change rapidly.  It didn’t sound as if the Local Authority knew what sexual and relationship education John had received, yet he was talking about going to clubs and ‘picking up chicks’. An aspect of life that is not restricted for John is contact with others (confirmed by the Official Solicitor’s Position Statement). 

Counsel for John later addressed this issue in her submissions: 

“Sexual relationships. This something we sought to explore in the round table meeting, given he is interested. On exploring further, we were told he has never acted on any comments – he has a favourite character in Coronation Street who says things like this [‘picking up chicks’]. We understand his needs are more sensory than looking for a partner. We understand that this is to be kept under review, see what happens over the next year. It isn’t the case he hasn’t had the opportunity to explore this if he wants to – he’s a very social young man. The Official Solicitor is satisfied about the plan over the next year.”

Both the Local Authority and Official Solicitor are therefore in agreement that a capacity assessment for sexual relations is not currently needed and will be kept under review.

The Outcome

HHJ Burrows invited final submissions from both counsel and asked whether (by the end of November) the court would ‘likely be in a position to formulate, approve or see enactment of a transition plan?’. 

The Occupational Therapist is visiting potential properties and will whittle this down to two or three appropriate places, which John will then be invited to visit. A statement of John’s wishes and feelings will be drawn up for the court. Then there will be a further (remote) hearing, with HHJ Burrows who will be sitting in Manchester, on 30th November at 10am to decide whether further evidence is needed. 

A note on transparency 

It seems to be increasingly common for statutory bodies to request that their identities are kept secret. As members of the Open Justice Court of Protection Project, we often ask for this reporting restriction to be ‘varied’ (i.e. changed), to enable us to name them. See, for example: Is he deprived of his liberty? (Plus a request to vary the reporting restrictions – again); Varying reporting restrictions to name Kent County Council in “shocking” delay case).

I had received the Transparency Order (which is the court injunction stipulating what can and cannot be reported) and it did indeed prevent identifying where John lives – but not (explicitly) the name of the local authority.

The public listing – see the start of this blogpost – for this case had named Gateshead Council (which is why I was interested in observing the hearing, because I work in Gateshead). 

HHJ Burrows took the bull by the horns (for which I felt very relieved): 

“The second question – to both of you [counsel] – the Local Authority is identified in the list. We have an observer today – I can see no conceivable reason she should be prohibited from mentioning that Gateshead is the applicant in this case. There’s no reason for that is there?”

Counsel for LA: I have no instructions otherwise.

Judge: It’s on the public list. The horse has bolted in this case. For Dr Martin’s benefit, there is controversy at the moment about identifying public bodies. I can see no reason why not to identify in this case. 

The judge asked that he receive the Order ‘by tomorrow please’.

 And that was the end of what was a very efficient (44 minutes’ long), and very human hearing, which (although I did not – yet – learn a great deal about John as a person or his wishes and feelings) did keep ‘P’, and his mother, at the centre of the court’s focus. I formed the impression that this was entirely because HHJ Burrows made sure of it. 

Claire Martin is a Consultant Clinical Psychologist, Cumbria, Northumberland, Tyne and Wear NHS Foundation Trust, Older People’s Clinical Psychology Department, Gateshead. She is a member of the core group of the Open Justice Court of Protection Project and has published several blog posts for the Project about hearings she’s observed (e.g. here and here). She tweets @DocCMartin