Reflections on open justice and transparency in the light of Re A (Covert Medication: Closed Proceedings) [2022] EWCOP 44

By Celia Kitzinger, 15th October 2022

Editorial Note: The Open Justice Court of Protection Project has issued a formal Statement about the case described here, and has also published an observer’s account of the first day of that hearing. The judgment is publicly available: Re A [2022] EWCOP 44.. These concerns are also covered in the BBC4 radio programme, Law in Action, where Celia Kitzinger speaks to Joshua Rozenberg (25/10/22).

It makes a mockery of transparency if members of the public are admitted to hearings in which information is deliberately withheld from us such that we then publish information that is not accurate or true. […] As a supporter and proponent of the judicial commitment to transparency and open justice, I am very disappointed that the decision of the court to conduct the proceedings in this manner has put the Open Justice Court of Protection Project in such an invidious position.” 

This is an extract from an email I sent to Mr Justice Poole on 21st September 2022, during the course of a hearing in the Royal Courts of Justice.  The hearing concerned a mother’s application for her daughter, a young woman with Primary Ovarian Failure, to return home and the judgment has subsequently been published: Re A (Covert Medication: Closed Proceedings) [2022] EWCOP 44).

We have described what happened in detail in a Statement from the Open Justice Court of Protection Project.

In summary, earlier this year, Dr Claire Martin and I co-authored a blog combining our observations of two earlier hearings in this same case (in May 2020 and April 2022), before Circuit Judge HHJ Moir. The case was subsequently referred to the more senior high court judge, Poole J, and it was the first public hearing before him that we observed in September 2022.  

At that hearing, Poole J revealed the truth behind the story we had reported – in good faith but, it turned out, with devastating inaccuracy.  

We had reported that the young woman at the centre of the case (A) had not received medical treatment for her Primary Ovarian Failure (POF).  We learnt in the September 2022 hearing that she had, in fact, been receiving medication for nearly two years.  

The fact that A was receiving medication for her POF was meticulously concealed (by order of the court) in the April 2022 hearing – because it had been decided that A’s mother and her legal team should not know of it.  This meant the observer was also left unaware that the treatment was being administered.

Decisions about A’s medication were made in a series of ‘closed’ and private hearings held in parallel with open hearings (including the April 2022 hearing we blogged about). Observers were unaware of the existence of these closed hearings – as was A’s mother and her legal team.

I have organised my reflections under four headings.

1.  Closed proceedings,  in which I report on what I have found out about closed proceedings and their use; 

2. Open hearings in Re A under the shadow of ‘closed’ proceedings, in which I consider how the April 2022 hearing we reported on was shaped by, and ‘under the shadow of’, the closed hearings of which we were unaware; 

3. Transparency,  in which I reflect on the implications of the decision to admit an observer to the  April 2022 hearing (and its aftermath)  for transparency in the Court of Protection.

4.  Moving forward – next steps in Re A: this is a note about the September 2022 hearing and the relevance of this case for open justice and transparency, moving forward. 

1. Closed proceedings 

Until the end of last month, I did not really understand that there were ‘closed’ proceedings (as distinct from merely ‘private’ ones) in the Court of Protection.  I think this is because ‘closed’ hearings are typically held in private, and listed as such (or not listed at all) so I have not had the opportunity to observe them and understand the distinction.  

Earlier this month, I made a public appeal via social media to Court of Protection lawyers with expertise in this area, and I also contacted several lawyers individually, asking whether they were willing to write a piece for the Project about ‘closed proceedings’ in general terms, so that what happened in this particular case could be understood in a broader context.  Nobody volunteered, and so I am attempting this myself.  If this effort from a non-lawyer inspires someone with the appropriate expertise to volunteer a better contribution, we will receive it gratefully (as I will corrections to what I have written here).

 “Closed proceedings” is the term Poole J used in the hearing, in his judgment and in the name of this case (and he used the same term previously, in Hull City Council v A & Ors [2021] EWCOP 60).

The components of  ‘closed proceedings’ (as exemplified by this case) include features of some other cases reported from the Court of Protection. These are: 

  • without notice’ or ‘ex parte’ hearings ( the terms are used interchangeably) i.e. a person affected or bound by an order that is made in the course of a hearing is not informed about the proceedings, and so is unable to attend the hearing. These are often ‘removal’ cases, i.e. where P is removed from the home of the person excluded from the hearing – because if they knew about the order they would, the court believes, frustrate it: see for example a description of one such case, and analysis of the ruling, by Alex Ruck Keene. There is some 2017 guidance on ‘without notice’ hearings from 39 Essex Chambers, which states that it is an “exceptional” remedy.
  • denial of party status, where family members have had notice of the proceedings, and have been discharged from party status (e.g. a case before Hayden J for which I think there is no published judgment, but which was heard by the Court of Appeal, In the Matter of P (Discharge of Party) AA [2021] EWCA Civ 512); or where they have applied for party status and been refused it (e.gRe KK [2020] EWCOP 64)
  • closed material hearings’ i.e. sensitive but relevant information is withheld from a party – or someone who would like to become a party. This was also a feature of In the Matter of P (Discharge of Party) AA  [2021] EWCA Civ 512.  The terminology seems to originate from the Justice and Security Act 2013, in the context of which the ‘closed material procedure’ refers to material which, if disclosed publicly, would risk harming national security: these hearings exclude even the claimant, who is represented instead by a Special Advocate.
  • The excluded (aspirant) party is not represented I haven’t located a Court of Protection case at which something like a Special Advocate was instructed to act in the interests of the excluded person – although one was used last year, apparently for the first time, in a Court of Appeal hearing referred from the Court of Protection. There’s been no mention of anyone having represented the mother’s interests in the closed hearings in Re A.
  • Private hearings – i.e. members of the public and journalists cannot attend. In the Court of Protection, this is most often the outcome of a balancing exercise between the protected party’s right to privacy and the public’s right to freedom of information. In hearings I’ve observed, I’ve also seen counsel argue, and judges accept, that best interests considerations can play a part.

In addition, in this case, but not in others I’ve found (which may just mean I’ve overlooked some):

  • Withholding facts of magnetic importance to ongoing ‘open’ proceedings – in this case about court orders and directions; their implementation; and their outcome for the mother in making her application to get her daughter back home and/or for increased contact with her.

These features can all involve,  to a greater or lesser extent, derogations from  the ordinary principles of judicial inquiry. 

In researching this case, I have learnt that, according to Lord Devlin (quoted below) these ordinary principles must be dismissed when they do not serve the ends of justice. What a weighty responsibility for judges that must be.  

In Official Solicitor v K [1965] AC 201 (at pages 237-238), Lord Devlin stated (at p. 238) that “the ordinary principles of a judicial inquiry” include the rules that:

“… all justice shall be done openly and that it shall be done only after a fair hearing; and also the rule that is in point here, namely, that judgment shall be given only upon evidence that is made known to all parties. Some of these principles are so fundamental that they must be observed by everyone who is acting judicially, whether he is sitting in a court of law or not; and these are called the principles of natural justice. The rule in point here is undoubtedly one of those … But a principle of judicial inquiry, whether fundamental or not, is only a means to an end. If it can be shown in any particular class of case that the observance of a principle of this sort does not serve the ends of justice, it must be dismissed: otherwise it would become the master instead of the servant of justice. Obviously, the ordinary principles of judicial inquiry are requirements for all ordinary cases and it can only be in an extraordinary class of case that any one of them can be discarded.”

The case of Re A heard by Circuit Judge HHJ Moir does have “extraordinary” features and there may well be arguments for suspending ordinary rules.  However, they seem to have been more comprehensively suspended in Re A than in other comparable cases. 

I have not been able to find a case as extensively ‘closed’ as Re A – in which for more than two years a party to an ongoing case conducted in the ordinary way was ‘without notice’ of ongoing private proceedings, not joined as a party to, or represented in, them; not informed about orders and directions from those closed proceedings; and in which sensitive but relevant information directly pertinent to her application (to get her daughter back home) was withheld from her.  

In the case before Hayden (In the Matter of P (Discharge of Party) AA  [2021] EWCA Civ 512), the mother knew that there were closed proceedings, and so was able to appeal against her denial of party status.  By contrast, A’s mother knew nothing about the closed proceedings.

In the ‘without notice’ case before Poole J (Hull City Council v A & Ors [2021] EWCOP 60), the protected party’s son was informed of some of the orders the court had made against him within a few days of the judge making them. Another order was acted upon without his knowing about the hearing – his mother was transferred  from the home where she lived with him to a care home – but obviously he became aware of that as soon as it was effected.  By contrast, and in part due to the nature of the case itself, the covert medication order from the closed court was kept from A’s mother for two years (until after her daughter had achieved puberty).

In the judgment from the Court of Appeal In the Matter of P (Discharge of Party) AA  [2021] EWCA Civ 512, Lord Justice Baker (who wrote the main judgment) says that “The approach to be adopted to applications for closed hearings in the Court of Protection was the subject of a decision by Cobb J in KK v Leeds City Council [2020] EWCOP 64” – although actually when I look at that judgment, the points that Cobb J says need to be considered relate specifically to party status and not to the broader issue of “closed hearings” as exemplified by Re A.   They are:

“i) The general obligation of open justice applies in the Court of Protection as in other jurisdictions …;

ii) A judge faced with a request to withhold relevant but sensitive information/evidence from an aspirant for party status, must satisfy him/herself that the request is validly made …;

iii) The best interests of P, alternatively the “interests and position” of P, should occupy a central place in any decision to provide or withhold sensitive information/evidence to an applicant (section 4 MCA 2005when read with rule 1.1(3)(b) COPR 2017); the greater the risk of harm or adverse consequences to P (and/or the legal process, and specifically P’s participation in that process) by disclosure of the sensitive information, the stronger the imperative for withholding the same …;

iv) The expectation of an “equal footing” (rule 1.1(3)(d) COPR 2017) for the parties should be considered as one of the factors …;

v) While the principles of natural justice are always engaged, the obligation to give full disclosure of all information (including sensitive information) to someone who is not a party is unlikely to be as great as it would be to an existing party …;

vi) Any decision to withhold information from an aspirant for party status can only be justified on the grounds of necessity …;

vii) In such a situation the Article 6 and Article 8 rights of P and the aspirant for party status are engaged; where they conflict, the rights of P must prevail …;

viii) The judge should always consider whether a step can be taken … to acquaint the aspirant with the essence of sensitive/withheld material; by providing a ‘gist’ of the material, or disclosing it to the applicant’s lawyers; I suggest that a closed material hearing would rarely be appropriate in these circumstances.”

I do not know whether or not the Circuit Judge considered all these points because her judgment with the order for covert medication has not been published.

In Hull City Council v A & Ors [2021] EWCOP 60, Poole J considered the importance of laying open the court’s processes and reasoning in making ‘without notice’ orders.

Without notice orders of the kind I have made in this application are exceptional and I consider [it] necessary to set out the reasons for making them in a published judgment, suitably anonymised to protect A’s identity. By previous orders the proceedings have been conducted in private therefore they were not open to members of the public. Nor did any journalist or blogger attend. It is important that when the workings of the Court of Protection are carried out in such circumstances and powers are exercised of the kind I have exercised in this case, the court’s processes and reasoning are at least subsequently laid open in a published judgment.” (§2 In Hull City Council v A & Ors [2021] EWCOP 60)

The barristers at the September 2022 hearing in Re A told the judge that they had subjected all of these issues to the most “anxious scrutiny”,  keeping their focus at all times on the best interests of the young woman at the centre of the case.  That may be so – and Poole J says he found this to be the case on reading the documents in the closed hearing bundle (§10 Re A (Covert Medication: Closed Proceedings) [2022] EWCOP 44).  If and when the judgment from the closed ‘covert medication’ hearing is published, we will be able to assess that for ourselves.

I am left with a lot of questions about ‘closed’ hearings and about the various derogations from the ordinary principles of judicial inquiry of which they are composed. 

  • I would like to know whether and how ‘closed proceedings’ are provided for in statute (other than via the ‘closed material procedure’ in the Justice and Security Act 2013, cited above).
  • Are there rules or practice directions relating to decisions about ‘without notice’ hearings,  or private material procedures, or denying party status to an aspiring party, or about running both open and closed hearings in parallel? I have not been able to find any.  Some Court of Protection lawyers (who’ve read the judgment) tell me they are concerned about this case.  Formal guidance and/or practice directions in this area would be helpful.
  • When the Court of Protection Transparency Pilot was launched, giving observers access to the courts to observe hearings (and when the Pilot  was subsequently integrated into the normal practice of the Court), was consideration given to how transparency would be managed in relation to derogations from ordinary principles of judicial inquiry?  It seems entirely possible that this was not considered because it was assumed that (as in Re A) closed hearings would be conducted in private (and that judgments would subsequently be published).  My guess is that it was never envisaged that the public would be admitted to an ‘open’ hearing under the shadow of parallel ‘closed’ hearings, such as the one before the Circuit Judge in Re A in April 2022.
  • Is there any systematic oversight and monitoring of the various elements of ‘closed’ hearings?  Is it possible to find out how many hearings are held ‘without notice’ or with ‘closed materials’ and so on?  What proportion of the judgments from such hearings are published and publicly available?  Can we obtain information from the court that will enable us to understand how, in practice, judges balance Article 6, Article 8, Article 10 rights and the best interests of the protected party when they make the challenging decision to depart from ordinary principles of judicial inquiry?

2. Open hearings in Re A under the shadow of ‘closed’ proceedings 

It is an unusual – possibly unique – feature of this case that both closed and open proceedings ran in parallel over about a two-year period.  

I am using the phrase “under the shadow of” to try to capture the effect of the closed proceedings (to which the mother was not a party) on the open proceedings in which she was involved.  

One effect of the closed proceedings was to render the open proceedings of lesser importance in terms of the outcome of the case, ‘overshadowed’ by the serious orders about covert medication in the closed hearings.  

The April 2022 hearing was made in the shadow of the closed hearing of 25 September 2020 when the covert medication order was made.

The process of conducting closed and open hearings in parallel obviously posed additional challenges.

As counsel for A’s mother said in court, it wasn’t just that the mother was excluded from closed proceedings and not told about orders and directions.

 “… it went further than that. It wasn’t just that there were closed proceedings – it was the nature of the proceedings where [Mother] did participate.  Representations were made, and advocates were operating and giving advice on the basis of information which was wrong.  And that raises, in my submission, quite serious public interest issues in proceedings where Mother was involved.  She did not know what was going onher legal representatives did not know what was going on, so the advice given was wrong.”   (counsel for mother)

As a result of the facts finally shared with the mother and her legal team at the September 2022 hearing, it was obvious that the mother had come ill-prepared to the court with her application for her daughter to return home. She was not on an equal footing with the other parties.

The mother’s application was prepared (both in April 2022 and again in September 2022) on a misconceived basis. It was never going to be effective.  Upon learning the true facts, the mother reluctantly – after some delay – withdrew her application.

Counsel for the mother described the position statement he had prepared for the hearing before Poole J as “otiose” (i.e. as serving no practical purpose, lacking effect, pointless, useless, futile). I haven’t seen this Position Statement, but it was clear from what was said in court that the problem was that it was based on a misapprehension about the true facts of the case.  Part of the mother’s argument for the return of her daughter was the claim that if A were to come home, she (the mother) could persuade her to take the medication she (falsely) believed her daughter was not receiving.  

One legal commentator pointed out:  “The party excluded from the closed proceedings litigated from a place of ignorance *engineered by the Court*.”   Another described the mother as “set up for failure here by not being privy to covert treatment”.

Counsel for the mother made some reference to the wasted costs of preparation. His client’s “complaint” he said, was that she had gone to “a whole series of meetings, spent money on lawyers, public money has been involved, and the result of those proceedings was – not a charade, perhaps, but certainly of very limited impact on the progress of the case.”  

It’s a disturbing and disorienting experience to read Claire Martin’s account of the hearing back in April 2022, given what we now know were the true facts of the case.

The hearing listed for 4 days in April 2022 was adjourned as ineffective – a situation which Claire Martin considered (without knowing the true facts at the time) “scandalous”, in part because of the costs involved.

She records that the Circuit Judge heard the case for two hours on 25th April 2022 and determined that the hearing could not go ahead, ostensibly because Local Authority evidence was not yet available concerning  A’s potential housing options, including the mother’s preferred option to have her daughter returned home – either to live with her, or to live in the house with a package of care and with specified contact arrangements.  Counsel for P’s mother was critical of the Local Authority for not having visited the mother’s house to assess viable options “It’s unsatisfactory, unhelpful but there we are”. What was needed, it seemed, was a witness statement from the Local Authority detailing their recommendations, and the mother’s counsel advanced the case that “the best option to get [A] to take her medications is at home with Mum”.

The judge heard the case again for about 15 minutes on 28th April 2022 simply to address re-listing the case.  At that hearing, counsel for the Local Authority spelled out the ostensible reason for the adjournment and what needed to be done before the next hearing, as detailed in the order:

“Information needs to be sought from [the Mother’s] landlord. The Local Authority needs to look at potential commissioning and whether option B [i.e. A living in the family home without her mother living there] is viable. […]  It effectively maintains the status quo [in relation to] residence and care. There is provision for additional 1:1 24hr support for A. … There is provision for [Mother] to set out her discussions with the landlord, and the usual permission for the Trust and Local Authority to provide evidence. Then relisting. All parties have agreed it, subject to your approval.” (quoted from Claire Martin’s section of our joint blog post, Medical treatment, undue influence and delayed puberty: A baffling case)

During the September 2022 hearing before Poole J, counsel for the mother compared his experience of this case with Franz Kafka’s The Trial “about someone who participates in a legal process, not knowing the nature of the legal case. That’s the position that [Mother] has been put in for the past two-and-a-half years.”  

In my email to the judge, I wrote that the observers “… (like the mother’s lawyers and mother) were misled by the court into believing that P was not receiving treatment.” When counsel for A’s mother (briefly) adopted the wording of my email, the judge made the (to me) unconvincing argument that the verb “to mislead” implies saying things that are untrue. Those who wrongly believed that A was not receiving treatment were simply “under a misapprehension”, said the judge.  (Most dictionaries include in their definitions of “mislead” omissions designed to create a false impression.)

Observers and commentators on social media have used terms like ‘charade’, ‘sham hearing’, ‘fake hearing’, ‘mock hearing’, ‘masquerade’, ‘show trial’ and ‘smoke and mirrors’ in relation to the hearings the mother was involved in, conducted under the shadow of the closed proceedings from which she was excluded.

In the hearing, Mr Justice Poole clearly recognised (without expressing a view about what had happened previously) the difficult position the mother and her legal team would face if parallel closed and open hearings were to continue.

I made the decision these closed proceedings should come to an end, and one of my reasons was anticipating this hearing, and your client’s Article 6 rights in this hearing.  It is not for me to say whether what was done previously was right or wrong.  The public interest in the issues you’ve touched upon are obviously significant. […] What’s very clear is, no doubt because of the court’s and the parties’ anxieties not to disclose the covert medication, the impression – both to observers who blogged about the case and (I can see from your Position Statement) to counsel – was that no medication had been given, raising the legitimate question: why is A in this placement if she’s not benefitting from medication? There was more than one reason for A to be in the placement, but medication was a key issue.  So, there was a misapprehension, because there could be no mention of the covert medication in the open proceedings.  I am not an appellate court, nor am I enjoined to hold an enquiry into what has happened.”

3. Transparency

What happened in this case strikes at the heart of the work of the Open Justice Court of Protection Project.   

It’s very unfortunate that the manner in which this case became public knowledge was via a blog post based on a misapprehension of the facts – necessitating a Statement correcting those facts.

It was, as Mark Neary tweeted, in response to our Statement, “a bad day for transparency in the Court of Protection”. 

The Vice President has said that “[t]ransparency is central to the philosophy of the Court of Protection” and – in setting up our Project with the aim of “supporting the judicial commitment to transparency” – we have taken him at his word.  Despite the challenges of translating that philosophy into practical on-the-ground reality (particularly in relation to listings and access), we believe that overwhelming majority of judges do support transparency.

It’s been said that the presence of observers at public hearings “maintains the public confidence in the administration of justice” (Lord Diplock in Attorney-General v Leveller Magazine Ltd: HL 1 Feb 1979). But there are obviously challenges in maintaining public confidence when the ordinary principles of judicial enquiry are discarded (to use Devlin’s terminology) and when – as in Re A before HHJ Moir – observers can watch only open hearings without any knowledge of the closed hearings running in parallel.

In this case, neither public confidence in justice, nor transparency, has been served by admitting an observer to the hearing. Rather the reverse.

My view, and that of Claire Martin, is that no observer should have been admitted to the April 2022 hearing. It must have been obvious to counsel and to the judge (if they had given it a moment’s consideration) that the observer would not be able to write an accurate account of the case. In the alternative, if the court was of the view that there would be value to a subsequent report from a public observer, admission should have been contingent on full disclosure of the facts from the court, along with the issuing of a Reporting Restrictions Order preventing the observer from publishing anything about covert medication, and perhaps a publication embargo on publishing anything at all.  (I’ve experienced similar reporting restrictions and embargos myself in other hearings.)

Insofar as the best interests of the protected party collided with the principle of transparency, and were irreconcilable with it, it seems obvious to me that transparency should have given way – as it has in other cases.  

This view is shared by many others who have blogged for the Project (e.g. “I’m confused as to how the decision was made to hold a public hearing when certain (very important) facts were known to a few people. It was inevitable that any report would be misleading – as those who had all the facts must have known” Daniel Clark).

The suggestion has been made that excluding an observer might have alerted counsel for the mother that something was awry:  “… if I was acting for a party and the judge specifically determined that a hearing take place in private, and then excluded observers… then I’d probably wonder why – which might have led me or my client to wonder if there were things happening we were not told of… not easy” (Ben McCormack)

If the observer was in fact admitted for that reason, she became (as Daniel Cloake suggests in his blog post covering the first day of the hearing), “some kind of prop to add an air of legitimacy to an otherwise compromised application“.  

However, I’m not sure that this was the case.  An earlier hearing in Re A before HHJ Moir (in which the mother was a party) indicates on the first page of the judgment that it was held “in private”, so I can’t see that holding a subsequent hearing also in private would have raised any particular suspicion.  I don’t know why an observer was admitted, but I suspect it may have been done without much consideration of the implications.  I wonder whether more thought might have been given, and a different decision made,  if a journalist had applied to observe the hearing.

The reverberations of admitting an observer to this hearing (without properly briefing her and serving a Reporting Restrictions Order) are far-reaching and deeply unhelpful both to us as members of the public and to the Court of Protection itself.

It’s caused those of us actively running the Open Justice Court of Protection Project to doubt the value of our work.  Not only did we publish a misleading account of a case but also it was an account which promoted the version of events the court wanted the mother to believe – thereby making us complicit in the court’s act of omission without our knowledge or consent (which is part of what I meant by referring, in my email to the judge, to the “invidious” position we’d been placed in). 

Our blog post could also have (inadvertently) jeopardised the whole endeavour in which the court was engaged in pursuit of A’s best interests, because it raises the matter of covert medication.  Claire Martin wrote: “ I don’t know whether or not the options of covert medication (or restraint to ensure treatment) have been considered. (They may have been considered in one or more hearings that we missed).” There is no evidence that the mother in this case read our blog post – but had she done so, this could surely have alerted her to a possible scenario in her own case.  The court should never have created a situation in which this could arise.

This whole episode has led to scepticism, from journalists and from the public, about the court’s professed commitment to transparency:

When details are hidden rather than being subject to reporting restrictions, it shakes the confidence of observers and reporters in the whole system” (Tristan Kirk, journalist)

How can I trust that any hearing I attend isn’t tainted by having secret, covert hearings going on ‘underneath’ the ones I observe?’ (Louise Tickle, journalist)

Since publishing our Statement (four days ago at the time of writing), we’ve received emails and direct messages from more than a dozen members of the public recounting what they say are very similar ‘deceptions’ in Court of Protection (and Family) cases involving their own family members.  Whether or not their accounts are accurate, our report has obviously tapped into some deeply seated fears and anguish about what has happened in other litigation.  One solicitor said of the Re A judgment “I hope it doesn’t lead to additional litigation in other cases trying to flush out closed proceedings/covert medication – this is I fear a very real risk”.

Family members involved in Court of Protection proceedings often tell us that they believe that having an observer present will ensure that the judge “behaves himself” and “doesn’t do anything wrong – because you’ll be watching!”  We know they have found some comfort from having someone independent and impartial as a witness to their story.  They’ve reported that the judge was “fairer” to them because observers were there and commented that, without observers,  judicial unfairness is “unlikely to be found out”.  (see How being watched changes how justice is done: ‘Insider’ Perspectives). And in writing about our Project, we have often quoted Bentham” “Publicity is the very soul of justice. It is the keenest spur to exertion, and the surest of all guards against improbity. It keeps the judge himself, while trying, under trial”.

In future, we will have to tell P and their family, when they approach us asking for someone to observe their hearings, about our experience in this case.

In my view, in this particular case, the court made a mockery of transparency by placing an observer in a situation where information was deliberately withheld such that it was entirely predictable that anything we published would be inaccurate and misleading.  That is why I wrote to the judge in the terms that I did.  That is why, when I was invited to speak to the judge after counsel for the Trust vigorously disagreed with the content of my email (“Nobody was misled”; “There was no mockery”) and expressed “disappointment” with its “tone”, I told the judge that I wanted to reassert rather than retract those statements.  I’m dismayed that our time and (unpaid) labour in support of the judicial aspiration to transparency was so little valued, and that our commitment to accuracy and fairness in reporting was so casually sabotaged.

Poole J said (in response to concerns expressed by counsel for P’s mother): “I am not an appellate court, nor am I enjoined to hold an enquiry into what has happened”. My own view is that there should certainly be “an enquiry” and some guidance should be created  (in consultation with journalists and members of the public) to ensure that these damaging events are never repeated.  

The issue relating to transparency as it arose in this case is very specific. It does not reflect a wholesale problem with having public observers in court, and I would be sorry to see the judiciary interpret it in that way.  It’s about the need to ensure that on the (exceptional) occasions when the ordinary principles of judicial enquiry are discarded, considerations of how transparency should be managed are properly addressed.  It may often be most appropriate, in these cases, to hold hearings in private.  

From the case law I have read, it’s clear that closed hearings (or the constituents thereof) are exceptional and the subject of anxious consideration.  Other options are explored first.  ‘Without notice’ hearings are a course of last resort. I am broadly reassured to read the judgments about these cases (including appeals against them).

I am also reassured that Court of Protection lawyers (some of whom are as disturbed as I am by what’s happened) tell me that they’ve never come across a case like this before – which I take to be a good thing. Nobody has volunteered information about other cases involving ongoing parallel open and closed hearings over years (or even months). 

4.  Moving forward – Next steps in Re A

Overall, my experience of the September 2022 hearing was positive. In my view,  Poole J conducted a challenging hearing with grace, skill and acuity.  

The judge’s decision to end the closed hearings, to make public that A has been and is continuing to be, covertly medicated, to publish a judgment, and to arrange for publication of (so far, one) of the Circuit Judge’s judgments is a positive step for transparency in the Court of Protection The judge also alerted journalists to the September 2022 hearing (though none came) and he actively supported my request, and a later request from Claire Martin, to observe the hearing (after we’d been alert to its importance by Daniel Cloake) – including by moving proceedings from one court room to another (thereby slightly delaying the start of the second day of the hearing) so that I could attend via video-link.

In the face of the damage caused by this whole episode, Poole J’s conduct of the hearing gives me some confidence that it is possible to repair the harm, and to move forward positively.

There are very serious issues of public concern arising from the decisions of the Circuit Judge who oversaw this case for more than two years before it reached Poole J in September 2022.  They include: deprivation of liberty; administering medication contrary to a person’s wishes and without their knowledge; draconian restrictions on contact between family members; and the right to a hearing at which all parties are provided with the same information.  The human rights protections of Article 5 (right to liberty), Article 6 (right to a fair trial), and Article 8 (right to respect for private and family life) are all engaged.  Publication of the judgments from the closed hearings (specifically those relating to covert medication) is now essential for public confidence in the court.

At the end of the September hearing, Poole J authorised continuing covert medication as “justified, necessary and proportionate at present”,  but wanted to establish an “exit strategy” and a move towards a situation in which the young woman (“A”) voluntarily takes the medication she’ll need for many years to come. 

He left open the question of whether or not she should be told (and if so, by whom) that she’s been covertly medicated to achieve puberty (“remarkably, she’s not asked questions about her bodily changes”).  He also gave some directions about contact between A and her family members, with a proposal for gradually increasing the mother’s contact with her daughter, and re-introducing face-to-face contact, subject to ongoing monitoring and review. 

These plans will be reviewed at a hearing (in open court) on 15th November 2022.

For an update on what happened on 15th November 2022 see: No ‘exit plan’: Re A (Covert medication: Closed Proceedings) [2022] EWCOP 44

For Celia Kitzinger’s submission to the Court of Protection Rules Committee dealing with lessons to be learnt from this case, see: Closed Hearings: Submission to the Rules Committee  

Celia Kitzinger is co-founder and co-director (with Gill Loomes-Quinn) of the Open Justice Court of Protection Project.  She has observed more than 360 hearings since 1st May 2020.  She tweets @kitzingercelia

“I have to tell you something which may well come as a shock”, says Court of Protection judge

By Daniel Cloake, 12 October 2022

Editorial Note: The Open Justice Court of Protection Project has issued a formal Statement about the case described here. This is an observer’s account of the first day of that hearing. The judgment is publicly available: Re A [2022] EWCOP 44. We subsequently raised concerns about the court’s decision to admit observers to the hearing that resulted in the misleading blog post: see Reflections on open justice and transparency in the light of Re A (Covert Medication: Closed Proceedings) [2022] EWCOP 44. These concerns are also covered in the BBC4 radio programme, Law in Action, where Celia Kitzinger speaks to Joshua Rozenberg (25/10/22).

I have to tell you something which may well come as a shock” is a sentence that no mother would wish to hear, and certainly not from a judge when at a hearing in an imposing courtroom at the Royal Courts of Justice. 

What was revealed was a shock to me too. 

This Court of Protection hearing concerned her 23-year-old daughter (‘A’), whose identity is protected by court order. In 2019, A was removed from her mother’s care against the wishes of both of them, and now resides in a placement. The daughter has had only telephone contact with her mother ever since.

At this in-person hearing before Mr Justice Poole, held over three days (20th– 23rd September 2022),  we were helpfully told as background that the daughter has been diagnosed with mild learning disabilities along with Asperger’s syndrome, epilepsy, vitamin D deficiency, and primary ovarian failure (POF). 

It’s the POF that was a key consideration in 2019: the judge explained that the daughter had not received treatment for the condition, which meant she had remained prepubescent, even at the age of 20. Left untreated, her POF would “have had profound consequences for her physical and mental health“. 

Evidence given to the court three years ago by a Dr X in support of treatment was described in the June 2019 judgment of Her Honour Judge Moir: 

Dr X became quite emotional when he was giving evidence before me. He told me that the likely success of the treatment was 100 percent. There is no failure rate. He told me it transforms a child into a woman. He said it is the basic human right of every girl to blossom into a woman and he found it inconceivable that it should be blocked. He said failure to treat it was unthinkable and it should have been done five years ago.“ (§79 Re A [2019] EWCOP 68)

The reason for the lack of treatment was said to be because the mother was exerting ‘undue influence’ upon her daughter. HHJ Moir said: 

Sadly, I find that [Mother] has been so obsessed with her own wishes, views, and fears that she is being blinded to the obvious and risk-free advantages to her daughter of encouraging her to undergo the treatment and has, instead, failed to encourage her daughter to engage with the treatment or has actively dissuaded her daughter from doing so. Thus, the prospect that [Mother] will in the future support her daughter and positively encourage her to engage with the treatment must be extremely limited. Sadly, it is difficult to reach any conclusion other than [Mother] would prefer A not to “grow up” for want of a better description, that she would prefer A to remain the same, dependent upon her mother, and isolated within her mother’s sphere without any outside influence or interference.“  (§88 Re A [2019] EWCOP 68)

The judgment concluded with a number of orders and declarations as to the daughter’s best interests including that it was in her best interests “…to undergo treatment in accordance with the recommendations of her treating clinicians” and “…to continue to reside in residential care“ (§112 Re A [2019] EWCOP 68)

The mother subsequently issued an application for her daughter to be return home and/or for extended contact between them. This came to be considered in April 2022 before HHJ Moir sitting in open court. 

Dr Claire Martin covered these proceedings and contributed to ongoing coverage of this case on the Open Justice Court of Protection Project website (see: “Medical treatment, undue influence and delayed puberty: A baffling case“).

Dr Martin reported, no doubt fairly and accurately, submissions made on behalf of the mother that: “The basis on which the application is being brought to court again seems to be that P is still not being adequately cared for (she is not receiving the recommended endocrine treatment)”.

Dr Martin (quite rightly in the opinion of this humble mouse) criticised the Court of Protection by concluding that she was: “…quite baffled as to why it was two years later and P is still not receiving the treatment she needs for her primary ovarian failure.

Indeed. Which brings us to 20th September 2022 and the first day of Poole J’s hearing of the mother’s application.

The mother was represented by Mr Mike O’Brien KC who, as subsequently described in the written judgment, “had understandably prepared written submissions on the issue of residence and contact“. 

No doubt a considerable amount of time and effort had gone into preparing for this hearing and much discussion and legal advice had surely been generated since the daughter had been removed from her mother’s care. One ponders the expense to the public of these proceedings. 

After Mr Justice Poole gave an introduction to the case came the words, “I have to tell you something which may well come as a shock“. 

It turns out that a parallel set of proceedings, held completely in private, had commenced over two years ago. Poole J had himself held one of these hearings the week before. The history of these closed proceedings is laid out in the now published judgment: 

On 25 September 2020, the HHJ Moir held a closed hearing on the Trust’s application for A to be covertly administered hormone treatment for her primary ovarian failure, no notice having been given to [Mother] or her legal representatives. [Mother] was not made a party to the application. At that hearing [HHJ Moir] approved a covert medication plan in respect of the hormone treatment. A had been refusing such medication. The Judge found, again, that A lacked capacity to make decisions about such treatment and remained very concerned that [Mother]’s influence was causing A to refuse the medication. [§4 Re A [2022] EWCOP 44]

Mr Justice Poole said of these closed proceedings in his written judgment: 

It was very evident … that the most anxious consideration has been given to this very difficult and troubling case by all the parties to the closed proceedings and the Circuit Judge. At all times A’s best interests were the foremost consideration.“ [§10 Re A [2022] EWCOP 44]

When informing the mother that her daughter had been covertly medicated for the past two years, the court also made an injunction against her. This stated (amongst other things) that she “shall not by any means whatsoever… inform [daughter] she has been covertly medicated” or “discuss any aspect of puberty” with her (see §48(ii) Re A [2022] EWCOP 44]

The court was concerned that if the daughter were to find out about the covert medication there would be a “significant risk that [daughter] may reject food or drink, or the current placement would break down“.

The good news is that the covert medication plan has been deemed a success. Poole J summarised it in his judgment thus: 

The evidence demonstrates that [the daughter] is clearly benefiting from her residence at Placement A, both as a result of the support and care she is receiving, and the medication administered to her. She is enjoying benefits for her physical and mental health. Dr X reports that her socialisation and behaviour have improved “gratifyingly”. Some of the benefits of the medication that has been covertly administered have already been achieved and could not be reversed“ ([§20 Re A [2022] EWCOP 44)

The reaction of the mother was relayed to the court after a two-hour adjournment. “If you need more time, of course I’ll be accommodating for that” the judge had reassured her, and her legal team.

Mr Mike O’Brien KC explained his “client’s reaction to what My Lord has been able to disclose today” was that she was “really happy” to hear the treatment had been a success, although a “completely reasonable” series of questions arose. 

Is she totally well? Is she happy? Are there any side effects? What is she like after she receives the medication? Is she sleeping alright? Is there any effect on her cognitive thinking? How is it given? If she was at home, could it be given at home?“ 

On the assumption that things have been going well”, Mr Mike O’Brien said, the mother does not object to the covert medication continuing. 

Mr Mike O’Brien also submitted that the mother was “unhappy with what she regards as some disrespect for herself” by “not being told what was going on for the past two years“. He said the mother “does not seek to tell” the daughter what has been going on, and ultimately does not wish to be the person to tell her either. We were told he had “clear instructions” on that point. 

Concerns were raised about the health of A’s grandparents. The Grandad, said to be nearly 90, “is in a very poor state” and the mother “doesn’t know how long he has left“. The Grandma “has very serious health problems as well” and the “time they have left [to see their Granddaughter] is a matter of great concern to the mother“.

The mother was said to be very keen to ensure a face-to-face visit could be arranged soon, and a date in October, holding a special significance to the family (A’s birthday), was conveyed to the court. “She doesn’t think it would be a problem in terms of the physical changes that have taken place” but “she doesn’t know if [daughter] would raise the matter with her. “ 

To allow time for the mother and her legal team to digest the documents from the closed hearings “our initial thought is we go over until tomorrow at 2pm“, said Mr Mike O’Brien.

Given that what was revealed in the hearing was contrary to what had been previously reported, I contacted the blog editor for the Open Justice Court of Protection Project, and made her aware that an issue of transparency had arisen. I am pleased that Project members were able to cover the subsequent days of the hearing and make their own representation. I don’t intend to duplicate their coverage of the remainder of the hearing, which will be posted shortly.

Thoughts on transparency 

The idea that a blogger was allowed to attend the hearing in April 2022, and seemingly not be discouraged from reporting on what ultimately was a sham hearing I find astonishing. 

The notion that an observer can be used as some kind of prop to add an air of legitimacy to an otherwise compromised application belongs in a TV drama. It does not belong in a court that is trying to shake a reputation of being ‘shadowy’ and ‘the most secretive court in Britain’ (The Telegraph, 16/10/2016) 

In 2013 the late Christopher Brooker wrote about The sinister spread of justice behind closed doors” in “the mysterious and secretive Court of Protection“ (Daily Mail, 23/04/2013)

It’s a real shame to see the successes of recent years towards greater transparency and open justice in the Court of Protection tarnished in this way. 

Daniel Cloake is a blogger and news gatherer with a keen interest in Open Justice and the niche and the nuanced.  You can read his many other blog posts on his own site“The Mouse in the Court”.  He tweets @MouseInTheCourt

Statement from the Open Justice Court of Protection Project concerning an inaccurate and misleading blog post

UPDATES: We subsequently raised concerns about the court’s decision to admit observers to the hearing that resulted in the misleading blog post: see Reflections on open justice and transparency in the light of Re A (Covert Medication: Closed Proceedings) [2022] EWCOP 44. These concerns are also covered in the BBC4 radio programme, Law in Action, where Celia Kitzinger speaks to Joshua Rozenberg about “Secrecy in the Court of Protection” (25/10/22): see also Joshua Rozenberg’s blog, “Open justice at the Court of Protection?“. We have now blogged about a subsequent hearing in this case (on 14 November 2022): No ‘exit plan’: Re A (Covert medication: Closed Proceedings) [2022] EWCOP 44.

The Open Justice Court of Protection Project very much regrets publication of a blog post which we fully accept was inaccurate and misleading.

The blog post by Celia Kitzinger and Claire Martin,  Medical treatment, undue influence and delayed puberty: A baffling case,  published on 2nd May 2022, reports on two hearings we observed before circuit judge HHJ Moir concerning a young woman with primary ovarian failure.  We wrote that: 

…. since the court authorised removing her to the care home more than three years ago, P has not been treated for her primary ovarian failure.  It is entirely unclear to us why she has been left untreated, since this was a key justification for depriving her of her liberty in the care home (against her will, and that of her mother) and for restricting and then stopping contact between mother and daughter.”  

We described ourselves as “surprised, and dismayed, by the apparent lack of progress over this 23-month period” and said we were “baffled as to why … P is still not receiving the treatment she needs”.  

We accept that these statements (and similar statements made in promoting the blog on Twitter and Facebook) were incorrect.  

We can now put on record that, at the time of the April 2022 hearing reported in the blog, the young woman at the centre of the case (now to be referred to as “A”) had been receiving medication to treat her primary ovarian failure for more than a year.  This medication was administered covertly (via her food and drink), without her knowledge and without the knowledge of her mother, or her mother’s legal team.  We did not know this.

The facts are as reported in the judgment by Mr Justice Poole: Re A [2022] EWCOP 44.  This judgment was handed down on 7 October 2022, but was not available on a publicly accessible website until today (11th October 2022).

In brief (from the judgment):

On 25 September 2020, HHJ Moir held a closed hearing on the Trust’s application for A to be covertly administered hormone treatment for her primary ovarian failure, no notice having been given to B [A’s mother] or her legal representatives.  B was not made a party to the application. (§4 Re A)

“Under the covert medication plan A was to be offered her hormone treatment in tablet form each time a tablet was due, but if she refused it, it would be covertly administered.  The plan would be known only to a limited number of healthcare professionals and carers. A did refuse to accept the hormone treatment and so covert medication began to be administered at the end of 2020. A has continued to refuse the treatment and so covert hormone treatment medication has continued since then… (§5 Re A)

“The Open Justice Court of Protection Project published an online blog about this case on 2 May 2022 entitled, “Medical treatment, undue influence and delayed puberty: A baffling case.  One observer had seen the hearing on 26th May 2020, another the hearing on 25th and 29th April. When comparing the hearings, both observers were “dismayed” and “baffled” because over a two year period of separation from her home and her mother – a separation that appeared to be for the primary purpose of administering endocrine treatment that A was not likely to receive at home – A had still not received endocrine treatment and there was an application for her to return home ‘in the hope that (after all this!) her mother will then be able to persuade her to have it’. The observers were wrong – A had been covertly administered the medication – but they were not to know that having only observed the open hearings in this case and, like A and members of A’s family, being unaware that covert medication was being administered and that A was benefiting from it. (§9)

Re A (Covert Medication: Closed Proceedings) [2022] EWHC 2487 (COP)

In the judgment Poole J subsequently refers to our blog post as having conveyed “false information” (§73).  It was “based on only partial information – through no fault of the authors” (§84). He says:  “due to there having been open and closed proceedings running in parallel, the blog authors for Open Justice [sic] had inadvertently misled their readers” (§68) 

We are grateful for Poole J’s observation that:

“… the Open Justice Court of Protection Project is an important project that makes a significant contribution to transparency and public understanding of the workings of the Court of Protection. They feel that the proceedings in this case have undermined their work.” (§68)

Re A (Covert Medication: Closed Proceedings) [2022] EWHC 2487 (COP)

This short statement is made as rapidly as possible after publication of the judgment in order to correct the false impression we conveyed in the blog post, and we will now also add a note to the original blog post (linking to this statement) to avoid readers being misled in future. 

We first learnt the true facts of this case during the open hearing before Poole J of 20-22 September 2022, but have not been able to make corrections sooner because a Reporting Restriction Order prevented us from reporting on the covert medication until the judgment was published (for reasons given in §84 of the judgment).

We will now investigate how it came about that an observer was admitted to a public hearing in which a salient (‘magnetic’) fact of the case was meticulously concealed (by order of the court), leading – surely inevitably – to inaccurate reporting.

We believe (as Celia Kitzinger said to Poole J in court) that the conduct of proceedings in this case has undermined the work of open justice and transparency in the Court of Protection. We plan to blog about these concerns, and about the hearing before Poole J, at a future date.    

Celia Kitzinger, Gill Loomes-Quinn, Claire Martin, and Kirsty Stuart are members of the Core Group of the Open Justice Court of Protection Project. For more information about the Project, and our individual contributions to it, see the “About Us” page on our website.

Access to the community for P: a s.21A deprivation of liberty hearing

By Anna (daughter of a P), 27th September 2022

This case concerned P, who is in a care home, but who must want to leave as this is an appeal made by him under Section 21A, challenging his deprivation of liberty.

I am particularly interested in Section 21A applications as my mother is a P in such a case, and it can be hard for families to understand the process involved. 

I deduced from what I heard in court that this was a Directions hearing to approve orders, including obtaining a Section 49 report[1].

The hearing was listed on the First Avenue House daily hearing list as follows: 

Tuesday 20th September 2022 3pm

DJ Eldergill 

First Avenue House (remote) 

COP 13978517 DJ -v- London Borough of Barnet

Section 21A Deprivation of Liberty 

Directions, 1 hour, Remote 

I knew from previous times that I should send an email to courtofprotectionhearings@justice.gov.uk to ask to observe and, if necessary, call 020 7421 8718 in the event of problems. 

The hearing proved fairly easy to access. I sent an email to the court asking to observe. I then received a reply asking me to confirm my reason for wanting to observe the hearing. I replied that I was a party to a Section 21A appeal involving my mother. I also stated that I was involved with the Open Justice Court of Protection Project

I didn’t receive a transparency order but I was sent an email asking me to confirm that I understood that I should not publish anything that might enable P to be identified, or where P or family members live, without the permission of the court (which I could ask for); that I would not record the hearing in any way, and finally that I would not to share position statements or other documents without the court’s permission (which I could ask for). Otherwise, I could be held in contempt of court. I wrote back to state that I understood, but also to confirm that I understood “record” to be by sound or video, as I would be making notes by hand. I didn’t hear back so I assumed that was OK (especially as I had done it before). I chased the link 10 minutes before the hearing. 

I received the MS Teams link only 5 minutes before and I think that this was because it was doubtful that the hearing was even going ahead.  

I joined the meeting, which was already attended by five people (including the clerk). The clerk opened the meeting and the hearing began when Judge Eldergill joined. He checked that the necessary people were present and stated that an observer was attending (me) and that I knew what the restrictions were. I think I heard that he asked if P was joining, but was told no. Everybody had their cameras on, except me. The judge then started the hearing. 

I gathered from what Judge Eldergill said at the start that the parties had been in some discussions before the hearing. The hearing would probably only last 10 minutes – I imagine that this was why there was no background to the case given to me as an observer, as it wouldn’t have been an appropriate use of time. The judge explained that he had read the Position Statements and the hearing could have been vacated but for the fact that he wanted a discussion about a particular point, which was access to the community for P. He then asked about this. 

Counsel representing the Local Authority (I assume, as it wasn’t clear who was who) explained that the care home has been in lockdown for two weeks due to COVID (implying that normally residents who were capable could leave the home to go into the local community). He explained further that P was sociable, but on his own terms.  He liked participating in musical events at the home and liked going into the garden. 

Judge Eldergill stated that P had mentioned wanting to be able to go to a restaurant (and there was also some mention of P being able to go to a bank). He referred to Paragraph X (of the Position Statement) which stated that the Home was concerned about P going out alone because he was at risk of absconding. However, the judge raised a point about the seemingly low likely risk of this happening, given that at another paragraph, it stated that P uses a Zimmer frame and so clearly has mobility issues. 

The solution suggested by the Home was that they should take P out and the Judge was concerned about care home staff time and how practical this suggestion was. He then asked whether there should be an amendment to the draft order to ask or require (I’m not sure which) staff to take P out. The Judge continued that the Court could attach conditions to the order re Section 21A and this would be the type of thing that would be attached (and so suitable wording should be agreed). 

Counsel for the Local Authority suggested something along the lines that “the Home will support P going into the community”. 

The Judge suggested that he wanted something more specific. 

Counsel for the Local Authority explained that the home was big, with its own café and a big garden. It was also very close to local amenities. 

The Judge proposed that a program of outings could be agreed which would take them through to the next hearing in December. 

Counsel representing P (I assumed) wanted the order to enable some flexibility but agreed that in principle it was a good idea to amend the order, outlining how P should have access to the community. 

The Judge then referred to the fact that P has been recorded as stating that the home “feels like a prison” and that he “was a prisoner”. So, he wanted to improve P’s situation in the time period before making a final decision (about the Section 21 A appeal).  It was agreed that the Court wants access to the community for P to be specified in the main order. 

At this point the judge asked if somebody could talk to P’s brothers about taking P out from time to time in order to reduce the pressure on the staff in the care home. He then went on to state that the background was a bit vague but that it seemed as though P might prefer to be in….  I didn’t quite catch the exact words but it was some sort of sheltered / supported accommodation (rather than a care home, I think, was the implication). Therefore, a point should be added to the order requesting the S49 report, to obtain information about whether P could become disorientated and therefore what the appropriate type of accommodation should be. 

The Judge then spoke to me directly to say that he was leaving the hearing and I should leave at the same time, to enable the parties to continue their discussions. 

My observations 

Although this was a short hearing, and technically about wording in an order, it established an important principle and was useful to me in various ways. 

First, as in my mother’s case, the Judge was clearly concerned that steps were taken straight away to improve the quality of life of P rather than waiting for another hearing. P wanted access to the community and the judge wanted to ensure that this could start happening as soon as possible. 

This raised another point about the practicalities of this happening, and how much time the care home staff would have to do this. As well as being concerned for P, the judge was concerned for the care home staff’s time too. I hadn’t fully appreciated before my mother’s case, now reinforced by this one, that the Court of Protection can make orders requiring Homes to take residents out into the community, as well as making other adjustments as appropriate.  How this can be organized and monitored to ensure it happens is another matter, as I have learned from my mother’s case. 

Second, it was interesting for me that the judge raised the possibility of the family going out with P. It sounds a reasonable request. However, I know from my experience that a lot already falls on families and it can be hard to draw a line between the State and the family providing support and care. Families are strange beasts and there can be many reasons why a family’s role can be limited. 

Third, the judge was concerned to support P’s autonomy. In this case P was quoted as saying that the care home is “like a prison” and this reflects the exact words my mother uses and it made me realise that it is an expression that Courts must hear all the time. My mother’s case is unique, as are all cases, but I’m learning that there are similarities that judges must come across frequently.  

Finally, I was struck again by the spirit of cooperation between the parties present, and Judge Eldergill doing his best to ensure that P’s wishes were at the heart of the discussions and accommodated in the best way possible. 

Anna is the daughter of a woman who is currently a P in a Court of Protection s.21A application.  She’s not using her real name because she wishes to protect her mother’s privacy, while also hoping that other families can benefit from reading about her family’s experience.  She hopes to blog in future about the hearings as the case progresses through the court.


[1] Through section 49 of the Mental Capacity Act 2005, the Court can order (most typically) the NHS body responsible for the area where P lives to produce a report even if it isn’t a party to the Court proceedings. A section 49 report is often considered as an alternative to a report by an independent expert. Whilst reports by independent experts can be obtained by the parties at private expert rates, no provision is made within section 49 in relation to fees or expenses incurred by the body directed to produce the report, and so the cost is therefore borne by the body directed to produce the report. See “What is a section 49 report?”

Medical treatment for people with learning disabilities: Telling Robert Bourn’s story and the challenges of ‘transparency’

By Celia Kitzinger, 21st September 2022

The BBC has a story it wants to tell in a forthcoming Panorama programme.  

It’s about Robert Bourn, a man with a learning disability who was diagnosed with cancer.  

The story is about the challenges in getting appropriate medical treatment for him – and the disparities in healthcare that mean that people with learning disabilities are often less likely to be treated.

But, until today, I couldn’t tell you whose story it was. When I first blogged about Robert and his mother Sharon, more than 18 months ago, when the case was last in court, I had to use pseudonyms.

Initially, I couldn’t name Robert, or his mother Sharon Bourn, because they were covered by an injunction preventing anyone from identifying Robert or any member of his family as involved in the Court of Protection[1].  

What’s in a name?  

In a  much-quoted passage from the Supreme Court case, Guardian News and Media Ltd & Ors, Re HM Treasury v Ahmed & Ors ([2010] UKSC 1), Lord Rodger says:  “What’s in a name?”  ‘A lot’, the press would answer. This is because stories about particular individuals are simply much more attractive to readers than stories about unidentified people. It is just human nature.” Without the names of the people involved, a story can become “austere, abstract … devoid of much of its human interest”.  In the criminal context,  “a report of a sensational trial without revealing the identity of the defendant would be a very much disembodied trial … On the other hand, if newspapers can identify the people concerned, they may be able to give a more vivid and compelling account which will stimulate discussion” (§64 & 65).

And so, in preparation for the Panorama programme, the BBC (represented by Claire Overman of Doughty Street Chambers) had made an application to vary the Transparency Order (issued by Lieven J, dated 27thJanuary 2021), so as to enable them to identify Robert Bourn, and his family, and the hospital at which Robert was treated[2] in their documentary. 

The BBC’s case was in court on 16th September 2022, before Mr Justice Nicholas Francis.

Counsel for the BBC described what the programme would be about:

… the BBC seeks to explore, through a number of case studies, the quality of care and life saving treatment options received by people with learning disabilities.  This is an under-reported topic that gives rise to important public interest concerns, not least given that ‘according to NHS figures, 1,200 people with a learning disability die from an avoidable cause every year’….” (from the BBC’s Position Statement)

Counsel for Robert Bourn (Parishil Patel KC of 39 Essex Chambers, instructed by Sharon Bourn as Robert’s litigation friend) described it like this:

The BBC ‘wishes to explore, through the telling of [Robert]’s and his family’s story’ issues of “crucial public importance, namely that their experience brings into sharp focus important questions concerning the equality of medical treatment, and in particular the impact of learning disabilities on a patient’s prospects of receiving live-saving treatment’.”  (from the Position Statement filed on behalf of Robert Bourn).

It’s important to be able to name Robert and his family (said the BBC) in order to tell his story in “a meaningful and identifiable way” – the same way that the other families in the programme, who’ve not been part of Court of Protection proceedings, can tell their stories as identifiable, named people.

An anonymised version of the story would lose much of its human impact, and is not in accordance with the family wishes….  The family’s Art. 10 rights do not simply encompass a right to tell that story, but also to tell it in the way they wish (that is, identifiably)…. One advantage of doing so is to allow the family’s story to resonate with the general public.” (from the BBC’s Position Statement)

Sharon Bourn, as litigation friend for her son, strongly supported the BBC’s application.

She agrees with the public issue of raising awareness of inequality of access to medical treatment for persons with learning disabilities.  She recognises the powerful impact of identifying Robert and the family in any reporting. She considers that Robert, if he could communicate his wishes, would agree.  Further, she explains how Robert benefitted from learning about Ian Shaw[3] who was in a similar position to Robert and whose story was reported by the BBC. Lastly, she does not consider that there would be any (detrimental) impact to Robert by his naming and broadcasting in the proposed programme.”  (from the Position Statement filed on behalf of Robert Bourn).

Since I am naming Robert Bourn and his mother, Sharon Bourn, in this blog post, it must already be evident that the judge gave permission for them to be publicly identified.  But this blog is not really about what the judge decided but about the judge’s reasoning in making the decisions he did about transparency, and the process by which he made his decisions.  

So, I’ll first give a brief account of Robert Bourn’s story, and why it’s an important story for the BBC to tell (and for all of us to hear), and then describe how the hearing unfolded.  I’ll explain how the judge came to the decision that Robert Bourn’s family could be identified, and why the judge did not permit identification of the treating clinicians, or the hospital in which Robert was treated. I’ll end with some “Reflections” on the hearing.

Robert Bourn’s story

Two years ago, in September 2020, Robert Bourn was diagnosed with testicular cancer.

He underwent surgical removal of his left testicle but by the end of the year it had become clear that the cancer had spread to his lymph nodes and he was diagnosed with “metastatic germ cell cancer”.  This type of cancer has a high cure rate, with chemotherapy.

Robert also has Fragile X Syndrome and a learning disability – along with “atypical severe autism, dysphagia and … limited verbal communication”.  Everyone agrees that Robert  doesn’t have capacity to make his own decisions about medical treatment (s. 3 Mental Capacity Act 2005).  This means that decisions have to be made for him in his best interests (s. 4 Mental Capacity Act 2005).

The initial response of his treating team, says his mother, was to say there were no treatment options. Comfort measures only were proposed and a palliative care referral was made.

In an earlier blog post, based on an interview with Robert’s mother, I quoted her description of what happened between her and the Robert’s doctor:

I asked the doctor, ‘So what’s next?’.  The doctor dropped his head and looked at the floor and said, ‘There’s nothing we can do’.  I said, ‘Pardon?’ – not as in I haven’t heard you, but please bloody explain yourself.  He kept looking at the floor and saying, ‘there’s nothing we can do’.  So, I said again, ‘What’s next?’ – meaning, what kind of treatment? He said, ‘He’s got twelve months’. To say I lost it is an understatement.  I was screaming, crying, punching the walls with my fists.  The learning disability nurse sat there like a rabbit in the headlights saying, ‘I’m so sorry’. Well, ‘Sorry isn’t what I want!’ I begged him, I put my hands before my face in the prayer position and I begged him to help my son and he kept saying ‘There’s nothing we can do’.  The day the doctor said he couldn’t do anything and my son had 12 months left to live, it was a case of we either accept it, or we do something about it. I’m not really one for saying, ‘Oh, okay we’ll do what you say’.  The Mama Bear instinct kicks in.  I wanted to see what else could be done.”

There are parallels between Robert Bourn’s story and that of other learning-disabled adults who’ve been refused treatment.

The BBC publicised Ian Shaw’s story in July 2017. As in Robert Bourn’s case, his doctors had decided not to treat his cancer: he also has “learning difficulties, autism and epilepsy”. According to one expert, It is difficult to escape the suspicion that this [i.e. Shaw’s learning disability and autism] has somehow influenced the doctors’ decision (Irene Tuffrey-Wijne, Professor of Intellectual Disability and Palliative Care). 

After seeing the BBC report, a psychiatrist, Dr Julian Wilson, asked to be put in touch with the family.

Knowing that testicular cancer is one of the most treatable cancers that there is, I was surprised that a decision had been made not to provide treatment and I wanted to understand what that was about…. My concern was that perhaps judgements were made about the quality of life that he has because of his severe learning disabilities and because of the physical impact of how the cancer has spread…  I’m also clearly aware that providing cancer treatment for someone with the problems that Ian has is a real challenge.  It is really difficult to give the best possible treatment to somebody in that situation, but my view is those challenges can be overcome.”

Following Dr Julian Wilson’s intervention, Ian Shaw received treatment and the BBC  reported in December 2017 that he was doing well. 

Sharon Bourn learned about Ian Shaw when someone posted these BBC reports on her social media page. She  remembers feeling “shocked” when she read the story: it was so similar to what was now happening to her own son and (via Kirsty Stuart, her solicitor at Irwin Mitchell) she made contact with Ian’s mother and got a second opinion (paid for by the Trust) from the doctor who’d treated Ian.  Finding Ian Shaw’s family, and getting solicitors involved, was “the light at the end of the tunnel”.  

It’s in part because she found Ian Shaw’s story so important in enabling her to advocate for her son that she wants now to be, like Ian Shaw’s mother, in a position to help others, which means making her story public and ensuring their family story (and name) is known.

Why Robert Bourn’s story is “of proper public interest”

The phrase “of proper public interest” is taken from an earlier Court of Protection case, PH v Brighton and Hove City Council [2021] EWCOP 63 (§29(i)).  That case, heard by HHJ Carolyn Hilder, concerned a (successful) application from the BBC to name Tony Hickmott, an autistic man with learning disabilities sectioned under the Mental Health Act in 2001 and detained in a specialist hospital for almost 20 years.  In that case, the applicants made the case that: “The wider public interest in highlighting Mr Hickmott’s case as an example of an endemic issue concerning inappropriate confinement of individuals with learning disabilities is a matter which needs to be publicly aired” (§18 PH v Brighton and Hove City Council [2021] EWCOP 63).  

Likewise, in this case, Robert Bourn’s story is an example of “endemic issues” that arise in relation to medical treatment decisions for people with learning disabilities, and this is “a matter which needs to be publicly aired”.  

There was no debate in court about this – the judge readily accepted (as did all parties) the public importance of Robert Bourn’s story and the need for it to be told. It seemed also to be accepted by all parties that identification of Robert and his family was necessary for the story to be told in ways that would most engage public interest.

My own research turned up the Confidential Inquiry into Premature Deaths of People with Learning Disabilities (CIPOLD) which found that nearly a quarter (22%) of people with intellectual disabilities were younger than 50 years when they died, compared with about 9% of the general population. 

Some of these deaths are described as “avoidable”, i.e. they wouldn’t have happened with good quality health care.  Avoidable deaths were much more common in people with intellectual disabilities (37%) than in the general population of England and Wales (13%).  

According to  Professor Irene Tuffrey-Wijne, author of “Living with Learning Disabilities: Dying with Cancer” there are “unconscious biases” which lead to health inequalities faced by people with learning disabilities. 

She says of Ian Shaw: “I’m sure doctors and nurses all want the best for their patients. Nobody will have looked at Ian and thought, consciously, ‘What’s the point of this man’s life? Letting him slip away is the kindest thing, surely.’ But there are undoubtedly unconscious biases, putting people with learning disabilities at risk.”

Her research finds: “delays and omissions of care, in particular delays and omissions of basic nursing care (for example, unmet nutrition needs) and delays and omissions of medical treatment (for example, treatment not given because of perceived inability to cope with or consent to treatment or because of staff assumptions about the patient’s quality of life).” (p. xvi, Scientific Summary)

The CIPOLD found that contributory factors to premature deaths included problems in advance care planning, failings in adherence to the Mental Capacity Act, living in inappropriate accommodation, failure to adjust care as needs changed and carers not feeling listened to. 

Two of the CIPOLD’s important recommendations are:  

7. People with learning disabilities to have access to the same investigations and treatments as anyone else, but acknowledging and accommodating that they may need to be delivered differently to achieve the same outcome.


15. All decisions that a person with learning disabilities is to receive palliative care only should be supported by the framework of the mental capacity act and the person referred to a specialist palliative care team.

CIPOLD

The Open Justice Court of Protection Project has reported on several other cases concerning serious medical treatment for learning disabled people. We covered the case of the teenager, William Verden,  who was initially not offered a kidney transplant, but received one after his mother advocated for him, leading to a Court of Protection ruling that a kidney transplant was in his best interests.  He is said to be doing well (“Autistic kidney-row teen’s transplant ‘a success’”). Our blogs include: “ Is a kidney transplant in his best interests?” and  “Listen to him, listen to his mother: The William Verden hearing”.  

There can be (as Dr Julian Wilson says) “challenges” in providing medical treatment to people who cannot understand what is happening or find it impossible to “co-operate” with medical procedures.  

There are some people with learning disabilities who communicate their resistance to  treatment, showing or saying that they do not want it (e.g. “Surgery for scoliosis when P indicates he doesn’t want it”; “Medical treatment, undue influence and delayed puberty: A baffling case“; “Capacity and elective caesarean”).  When we’re deemed to have capacity to make a medical decision – i.e. we can understand, retain and weigh the information relevant to the decision that needs to be made –  we can of course refuse treatment (even if we die as a result).  But when someone refuses treatment without understanding how it would help them, or what the consequences would be of not having treatment, then they are deemed not to have capacity to make the decision for themselves and that’s when others must make ‘best interests’ decisions on their behalf.  When these cases come to court, the judge often rules that treatment is in the person’s best interests, despite their expressed resistance to it.  (Similar issues arise in relation to people with mental health issues, e.g. “Endoscopic dilatation against P’s wishes?”)

In sum, Robert Bourn’s story is important because it has resonances with the stories of many other people with learning disabilities (and some with mental health issues) who, for a variety of reasons, do not receive the same high quality health care offered to other people. Robert Bourn, Ian Shaw, and William Verden are three people whose stories exemplify (as the BBC says) “an important public interest concern”.  

Use of their names and identities brings their stories to life in a way anonymised versions could not.  

The hearing on 16th September 2022

At the beginning of the hearing Mr Justice Francis, who had read the parties’ Position Statements and was (broadly) aware of what the BBC was requesting, said that he understood there was “a large measure of agreement” between the parties and commented that the application was “not that remarkable or dramatic anyway”.  

He was asked to consider whether the Transparency Order should or should not permit: (1) naming Robert Bourn and his family; (2) Naming the treating clinicians; and (3) Naming the hospital.

1. Naming Robert Bourn and his family

 It was pretty clear from the outset that the judge would give permission for the Bourn family to be named, as the BBC was requesting.  Nobody opposed this and the judge signalled early on that he understood the public interest in the case and was inclined to vary the Transparency Order in part because “this is a case with a happy outcome… it would be a very different case if we had a patient who was deteriorating or even dying …  this is not a case where publicity is likely to jeopardise any ongoing treatment”.

The judge also acknowledged that Sharon Bourn had been assisted by Ian Shaw’s story (“she was in contact with Shaw’s family and it was able to help her… and Mrs Bourn would wish to be able to help others?”) and that “the parties reached agreement about treatment, and if agreement had been reached without coming to court there would have been no reporting restriction”. 

These seemed salient considerations to him – whereas the BBC’s claim that “respect for Article 8 rights is baked into the editorial process” and the production team “will follow a ‘duty of care’ procedure” did not seem particularly to reassure him: “I can’t sit here and say ‘oh well, with the BBC it’s bound to be alright’, can I![4]

2. Naming the treating clinicians

On the day of this hearing, the  names of the treating clinicians were already publicly available, and had been for some time.  The previous judge,  Mrs Justice Lieven had included them in her judgment back in January 2021 and the judgment was on public websites such as BAILII.   That judgment still appears on BAILLII  (The Newcastle Upon Tyne Hospitals NHS Foundation Trust v Bourn (Rev1) [2021] EWCOP 11) but it’s now redacted and the names of the treating clinicians removed: they’re now Dr X and Dr Y.  

It’s pretty unusual for judges to make orders that information already in the public domain should be removed, but I have experienced this in an earlier case.  When I successfully challenged a Transparency Order preventing me from referring to P’s nationality, the judge – in an effort to avoid jigsaw identification – ordered that other information about P (specifically, the number of children he had fathered) should be redacted from a Court of Appeal judgment that had already be published on a public website (see He’s Polish: Challenging reporting restrictions).

It was counsel for the Trust who argued for the new restriction on naming the treating clinicians.  The BBC was not applying to name them and I think counsel for the mother was neutral on the matter.

In making a decision about naming clinicians, Mr Justice Francis, the judge in this case, referred explicitly to the fact that he had been the judge in the case of Charlie Gard – a sick baby whose life-support was withdrawn in Great Ormond Street Hospital.  This case  was reported very widely internationally (e.g. in this BBC report – and here’s the judgment).  

Francis J referred several times to the Charlie Gard case (sometimes by name, sometimes obliquely) in the context of abuse and “vilification” of clinicians.  It had clearly affected him deeply.  

Media reports at the time make clear how badly clinicians were affected by public hostility to them.  Under the headline “Charlie Gard: Death threats sent to Great Ormond Street staff”, the BBC reports that police had been called after families were “harassed” and “unacceptable behaviour” was recorded in the hospital.  The hospital was exposed to a “shocking and disgraceful tide of hostility and disturbance,” and “thousands of abusive messages have been sent to doctors and nurses whose life’s work is to care for sick children”.

In his judgment on the Charlie Gard case, Mr Justice Francis wrote: 

It has sadly come in to the public domain recently that some of the staff at that hospital have been subjected to serious threats and abuse. I made it clear before, and make it clear now, that I am completely satisfied that these fine parents have nothing whatever to do with those threats. Each and every man and woman working at Great Ormond Street Hospital is dedicated to the treatment of sick, very often desperately sick, children. These surgeons, physicians, doctors, nurses, ancillary staff, technicians and all others working there are dedicated to the pursuit of excellence in the treatment of sick children and it is in my judgment a disgrace that they should have been subjected to any form of abuse whatsoever and it is to be condemned.”

(Francis J, §16 Charlie Gard judgment). 

It seemed clear to me that the Charlie Gard case influenced his approach to today’s decisions.

He asked several times if the BBC was asking to name clinicians and was reassured that they were not – albeit (as counsel for the BBC reiterated) “the BBC wishes to put on record it doesn’t accept that responsible reporting would necessarily lead to violation of clinicians’ Art. 8 rights.  It accepts that sometimes this can be so, in particular cases where treatment issues raise strong feelings, but not as a general principle”.  

In response to this point, Francis J immediately referred to “hideous recent cases where people have been camping outside hospitals, chanting the names of nurses and consultants and making their lives an absolute misery”.  He said that “people who work for the NHS are entitled to be protected from that”.  Counsel for the BBC said (again) that they accepted this in particular cases, “but not as a general principle” and (again) that they were not seeking to name the Consultant Oncologist or Critical Care Consultant responsible for Robert Bourn’s treatment.

Counsel for Robert Bourn (Parishil Patel KC) raised the question of whether the clinicians could be named (notwithstanding the fact that the BBC was not actually seeking to name them) on the grounds that in fact the previous judicial decision (by Lieven J) had been that there was no reason to prevent anyone from naming them – although due to an oversight from counsel, this had not been reflected in a revised Transparency Order:  “You can go behind the judgment and keep the Transparency Order, even though that wasn’t the intention of the judge. Maybe that is the course you wish to take. But I’ve set out in my position statement that it is a matter for the court to determine if there is to be derogation from the open justice principle.”  

In his Position Statement, counsel for Robert Bourn points out that “whilst the BBC do not seek to vary the RRO” (the Reporting Restriction Order) to permit identification of Robert’s treating clinicians, “it is of course a matter for the court to determine whether any rights asserted by the clinicians are strictly necessary as to amount to a derogation of the open justice principle“. The Position Statement continues:

The court will have in mind that usually the restriction of reporting on their [the clinicians’] identity in any order is to ensure that P’s identity (and right to privacy) is not compromised. That is not a proper basis now upon which to continue the restriction (even if it were the case previously). Further, there does not appear to be any separate article 8 basis that would give rise to the need for continued restriction: see Charlie Gard [2017] EWHC 1909 and Alfie Evans [2018] EWCA Civ. 805.”

(§22 Position Statement on behalf of Robert Bourn)

The judge’s response was: “I have to make sure those working in these very difficult cases don’t face vilification in the media for doing their job”.

Parishil Patel KC said that this was of course accepted in cases such as Charlie Gard and Alfie Evans[5], but “the risk of harm must be based on some pretty clear evidence”.  No evidence of risk of harm had been presented to the court in this case.

Counsel for the Trust, Emma Sutton of Serjeants’ Inn claimed that naming clinicians “on the facts now” – given the “different landscape” of the Panorama programme (not anticipated at the time Lieven J made her judgment)  – would “inevitably cause them huge problems”.  

So you’re saying it’s obvious there’s a risk?” asked the judge.  “Absolutely”, she replied. “Whilst it is accepted that the BBC documentary does not set about to vilify clinicians, and is about open debate regarding whether those with learning disabilities are treated as second class citizens –the real risk is that it will become about specific clinicians, and that’s inappropriate, and not the objective which the BBC set out to achieve ”.  

She read out parts of a judgment in another case (Abbasi v Newcastle upon Tyne Hospitals NHS Foundation Trust [2021] EWHC 1699 (Fam)) heard by the President of the Family Court.  In Abbasi, the parents of two children who had died (while the case was under the jurisdiction of the High Court) sought permission to be released from the reporting restriction orders, so that they could speak publicly about their experiences and, in doing so, be free to identify NHS staff who were involved in caring for their children.  The applications were refused.  The trust had submitted witness statements about the risk of harm caused if the reporting restriction orders were to be relaxed.  Points they made, read out and commented on by Emma Sutton for the Trust (the same Trust, Newcastle upon Tyne Hospitals NHS Foundation Trust) included:

  • Naming staff will be detrimental to the hospital staff and the hospital’s ability to deliver care to children;
  • Concern as to the invasion of privacy into the private lives of staff;
  • Experience from other cases demonstrates that, once named, staff may become vulnerable to physical attacks and/or personal attacks in social or mainstream media;
  • The experience of previous cases and wider research indicates that publicity is likely to have an adverse impact on the mental health and wellbeing of staff;
  • The two hospitals concerned are busy regional/national centres for paediatric care and both are teaching hospitals. Any step which may significantly destabilise the staff is likely to have a detrimental impact upon the many children and families who depend on these hospitals to provide care for very sick children;

These (she said) “are generic points accepted by the President in relation to the same Trust” and they readily translate from paediatric care (in Abbasi)  to adult care (in relation to Robert Bourn).  

Counsel for the BBC repeated that the BBC was not seeking to name the treating clinicians.  

The judge called a short recess to read the Abbasi judgment.

3. Naming the Hospital

The only significant disagreement between the parties was about naming the hospital at which Robert Bourn was treated. The BBC wanted to name the hospital.  The Trust opposed it, on the grounds that naming the hospital could lead to identification of the individual clinicians involved in Robert’s care.

Parishil Patel KC reported that there were 27 clinicians and 17 medical oncologists in the Trust meaning “there is no risk of identifying particular clinicians if the hospital is named”. The judge asked how many oncologists were based in the particular hospital in which Robert Bourn was treated (given there are apparently 16 hospitals in the Trust) and nobody knew.

Judge: “I don’t want to be pedantic – well, perhaps it’s the job of the judge to be pedantic, but I don’t want to be difficult about this.  Everyone agrees the Trust can be named, but the BBC wants to name the hospital.  If there were only one treating clinician in that hospital you probably wouldn’t support me naming the hospital, because it would be naming the clinician, but if there were 17 it might be different. So, I need to know how many oncologists there are at that hospital, don’t I.”  

The judge suggested someone could “make a call right now” to find out and suspended the hearing: “as soon as you know the answer, get me back in”.

Ten minutes later, after recalling the judge, counsel for the Trust reported a number which meant (she said) “a real risk of jigsaw identification”.

Counsel for the BBC said “I still maintain it would take a very determined member of the public to locate the person and then to take action against them.”

Believe me”, said the judge, “there are plenty of very determined people out there.” He made comparison (again) to cases he was familiar with in the Family Division (including cases where people had sought to uncover the names of sexual abusers).  Given that the information is “publicly available on websites” and “it’s not about rummaging about in dark corridors”, he thought it “doesn’t take much of a genius” to identify the clinicians.  

There was some backward and forward on this: the websites don’t specify the oncologists’ specialities; nonetheless, said Emma Sutton, “my instructing solicitors were able very easily to identify them on the website”; could a phone call to the hospital uncover the information?; if Panorama indicated the gender of the consultants (as opposed to deploying “the grammatically irritating use of ‘they’” [Judge]) that would add to their identifiability… and so on.  

Parishil Patel KC reiterated that there was no evidence of risk to the clinicians to counter the Article 10 right to freedom of information (for the family, for the press, and for the public).

Judge: I don’t know what the programme is going to say. I infer there’s going to be some criticism, and that means I’ve got to consider whether the identity of the treating clinicians should be protected.

Counsel:  To put it a different way: is it necessary in order to avoid the risk of a person being targeted to restrict his or her identity. You have to ask if it’s strictly necessary.

Eventually the judge came up with what he described as a “compromise solution” – to make the more restrictive order (that the hospital can’t be named) at the moment, “and if, when the programme is more or less put together, they feel it just doesn’t work, I give them liberty to apply for a variation and at that later stage view the programme and it might be possible for me, or Mrs Justice Lieven, to vary the order”. 

Claire Overman (for the BBC) took instruction on that point (her client(s) from the BBC were seated in court behind her).  The subsequent exchange seemed to me quite awkward:

Overman: My client suggests perhaps the way forward is to include the hospital in the reporting restrictions, but with permission to the BBC to apply to vary that in future, but not with that conditional on showing the programme.

Judge:  You mean I might put it on You Tube?

Overman:  No.  We just think editorially that’s difficult.

Judge: We do have the ability to keep secrets up here on the bench. 

As Lord Hoffmann observed in Campbell v MGN Ltd [2004] 2 AC 457, 474 § 59, “judges are not newspaper editors” – nor are they documentary editors: the threat to journalistic independence posed by revealing a programme to a judge in advance of broadcasting it is clearly (as I heard it) the red flag issue for the BBC, which the judge in this exchange seemed not to grasp, being oriented instead to the need to keep the unfinished programme ‘secret’. 

Judgment

The hearing ended with a short oral judgment.

Oddly (to me) the judge began by saying that Robert Bourn’s story was “a good news story – he has recovered from his cancer: that’s the overwhelming part of this case we should all be concentrating on”.  I was a bit surprised to be told what aspect of the case I should be concentrating on – and I don’t suppose the BBC (or the family) much appreciated this, since the Panorama programme is obviously not going to concentrate on telling a heart-warming recovery story about Robert, but rather (as the BBC submission makes clear) to use his story as a case study to explore inequalities in health care.

The judge then referred to the Transparency Order made by Lieven J as being “in the usual terms” – by which I took him to mean, based on the template available on the judiciary website here.  In fact, this template refers explicitly to the identity of P and of P’s family members,  but not to clinicians’ identities, as the subject matter of the injunction.  I assume that the draft order presented to Lieven J at the last hearing did include clinicians (because she specifically said that it should not),  in which case the draft order was not in fact “in the usual terms”, and since it was not subsequently amended in line with Lieven J’s decision that clinicians can be identified, there no extant Transparency Order “in the usual terms”.

The judge then said that Lieven J “broke her order herself by referring to the names of the treating clinicians in her judgment”.  I believe this to be factually incorrect.  I was at the previous hearing and heard Lieven J say that she was “not inclined to anonymise the treating clinicians” and was “very unconvinced” that this was necessary. She did not break her own order.  She never made an order restricting the publication of clinicians’ names.

After the judgment, when counsel for the Trust was discussing the need to remove Lieven J’s judgment from public websites and amend it by redacting the clinicians’ names in the light of the decision the judge had just made, Prishil Patel KC alerted the judge to his error.  He said of Lieven J, “She didn’t make a mistake. She intended to name the clinicians”. The judge accepted this, remarking “You forgot to amend the TO” – which is, I believe, the accurate version.  

So, this point did get cleared up in the end, but only, it seems, after the judgement, when the judge accepted the correction.   During the course of the hearing, the judge seemed not to be fully aware of the fact that he was inclining towards a decision to impose more restrictive reporting requirements (in relation to the clinicians) than those decided on by Lieven J.

The judicial decisions were as follows:

1. Decision on naming the family

The judge accepted that “to give the full picture to the viewing public they [the BBC] need to personalise it” and decided in favour of  “Robert’s right to full unrestricted reporting”, which the family wholly support, removing the prohibition (imposed by Lieven J) on identification of Robert Bourn and his family.

2.  Decision on naming the clinicians

My impression, right from the beginning of the hearing, was that the judge was never going to allow the clinicians to be named. As the BBC was not asking to name the clinicians, this wasn’t specifically addressed in the judgment, but the judge’s view of the absolute necessity of protecting clinicians’ identity was apparent when he addressed the matter of naming the hospital at which Robert was treated.

3.  Decision on naming the hospital

The decision was that the hospital could not be named because it might lead to identification of the treating clinicians.

In accounting for this decision, the judge returned again to the case of Charlie Gard, referring to “the appalling conduct” of some members of the public in that case (and in the Alfie Evans case).  He commented “A number of my judicial colleagues were surprised when I restricted the identity of the clinicians treating Charlie Gard, because it was not common practice to do that then.  I’m not saying ‘well done me!’, but what a good thing that order was made.  It’s hard to know how the public is going to react….” (Judge).

He then relied on the Abbasi case (referred to him by Emma Sutton for the Trust) and read out two paragraphs from the judgment:

The manner in which social media may now be deployed to name and pillory an individual is well established and the experience of the clinicians treating child patients in cases which achieve publicity, such as those of Charlie Gard and Alfie Evans, demonstrate the highly adverse impact becoming the focus of a media storm may have on treating clinicians. The need for openness and transparency in these difficult, important and, often, controversial cases is critical but can, in the judgment of the court, be more than adequately met through the court’s judgments without the need for identifying those who have cared for M with devotion since September 2019.” 

(§62 Abbasi v Newcastle upon Tyne Hospitals NHS Foundation Trust [2021] EWHC 1699 (Fam))

Why should the law tolerate and support a situation in which conscientious and caring professionals, who have not been found to be at fault in any manner, are at risk of harassment and vilification simply for doing their job? In my view the law should not do so, and it is wrong that the law should require those for whom the protection of anonymity is sought in a case such as this to have to establish ‘compelling reasons’ before the court can provide that protection.”

 (§96 Abbasi v Newcastle upon Tyne Hospitals NHS Foundation Trust [2021] EWHC 1699 (Fam))

With regard to a “possible compromise”, the judge reiterated: “If, when the programme is in the latter stages of being concluded, those with editorial control say this simply doesn’t work without naming the hospital, I’m not ruling out the possibility that I would – or Mrs Justice Lieven would, if it came to her – amend the order to permit naming the hospital.  So, I invite those drafting the order to include that I give the applicant liberty to apply to vary the Transparency Order”. 

The judge ended the hearing by thanking Sharon Bourn for coming to court, and saying that he’d watch the Panorama programme when it is aired.

Reflections

I appreciate that, as an observer, I don’t have access to all the information that was taken into account by the court.  Although I have the Position Statements for all three parties (thank you to counsel for sending them), there’s a lot more information in the court bundle.

Nonetheless, the judge seemed to me to take a relatively cursory and ‘light touch’ approach to transparency issues, certainly compared with other hearings I’ve observed concerned with whether identification of P and/or hospitals and/or treating clinicians should be permitted or not. I have to say I expected more in-depth analysis, evaluation and balancing of the Art 8 and Art 10 issues involved in this case.

The judge’s decision to permit naming of family seemed pretty much a fait accompli right from the beginning of the hearing, presaged by his description of the request as “not that remarkable or dramatic anyway”.  It did strike me that he gave minimal consideration to what exactly Robert’s role would be in the Panorama programme (presumably he’ll be filmed, though I don’t think this was explicitly stated?) and to the effect on Robert.  

 A friend I discussed this with expressed serious concern about the invasion of Robert’s privacy: “if it were me” he said “I wouldn’t want to appear in a programme about my testicles”.  

The judge did check that “if Robert had capacity to consent to being named, he would do so?” (to which counsel for the BBC replied: “That’s the evidence of his mother, yes”). But as  I’ve said several times in the context of disputes about COVID-19 vaccination, I’m inclined to be sceptical of counter-factual claims about what a never-capacitous P would or would not decide if they did have capacity. Their putative wishes have a remarkable tendency to align with whatever position is taken by the person articulating them. (Check out the section on  “Refusing Covid vaccination for a person who has never had capacity to refuse for themselves” in “The politics of the pandemic in the Court of Protection”)

The relatively cursory consideration of Robert’s wishes and feelings about his forthcoming media appearance (and any details as to what it will involve) contrasts markedly with other hearings I’ve observed in which P was identified by name (e.g. “Waiving anonymity to promote care home visiting rights: Michelle Davies Part 1” and the William Verden case).

The question of whether or not the clinicians could be identified seemed to me to be driven by the judge’s evident concern to protect them from possible “vilification” without any evidence at all that this was a realistic risk.  I wondered why the treating clinicians had not submitted any evidence about the perceived risks to them of being named: in the absence of that, counsel for the Trust had to resort to concerns raised by different clinicians involved in an earlier case involving young children, which I don’t consider comparable.

The judge’s reiterated concerns with the (undoubtedly awful) experiences of clinicians in relation to Charlie Gard and Alfie Evans did not seem relevant to this particular, and very different, case.  The pro-life groups that orchestrated media campaigns and whipped up public outrage by using inflammatory language about “murder” in these two cases (and many others involving treatment withdrawal from babies and young children) have not been involved in Robert Bourn’s case.  

A better comparison is with the case of William Verden – who was also initially refused life-saving medical treatment (a kidney transplant) but subsequently received one after the Court of Protection ruled it was in his best interests to do so – and is apparently recovering well. Despite the fact that the hospital is named (the Royal Manchester Children’s Hospital) in media outlets, there have been no reports of “vilification” of staff, nor any witch hunt against those responsible for William’s care.

The judge’s remark to counsel for the BBC that he was “hardly likely to give you more than you’re asking for” (i.e. permission to name the clinicians, since the BBC were asking only to name the hospital) seemed to me problematic.  First, because  the previous judge had intended that the clinicians should be named and named them in her judgment. A decision to prevent naming of the clinicians reversed the previous judgment – admittedly (as counsel for the Trust said) in the new context of the Panorama programme and the huge exposure that entails: I don’t think the fact that he was reversing Lieven’s decision was fully addressed or the reasons for the divergent decisions properly explored.  Second, because there is something unattractive to me, as an advocate of open justice, in the proposition that a judge would limit his consideration of transparency to matters on which he is specifically petitioned, thereby permitting the least possible information to enter the public domain. If transparency is (as the Vice President says)  “central to the philosophy of the Court of Protection” then judges should surely take the initiative (as did Lieven J) in considering whether it is really necessary to restrict the publication of particular information.

I recognise the very significant concerns expressed by Francis J on the basis of his experience in the Charlie Gard case.  I think a different judge might well have made a different decision – or at least arrived at the same decision in a different way, giving more explicit consideration to Article 10 rights of freedom of information.  I was surprised –  and a bit disappointed – not so much with the outcomes of this hearing , but with the process by which those outcomes were reached. Neither the decision to allow the family to be named (at the cost of Robert’s right to privacy), nor the decision to forbid publication of the names of the treating clinicians (at the cost of the public’s right to know who they were) seem – to my mind – to have been sufficiently evidenced or robustly argued. I suspect the BBC will be back in court asking for a variation to permit naming the hospital.

Watching this hearing was a salutary experience, graphically illustrating both the challenges of transparency, and the importance of  “making disabled lives visible” both within and beyond the Court of Protection. 

Postscript: I’ve had to delay publication of this blog post for two days while waiting for Lieven J’s judgment naming the clinicians to be removed from public websites and redacted to remove their names.

Celia Kitzinger is co-director, with Gill Loomes-Quinn, of the Open Justice Court of Protection Project. She tweets @kitzingercelia


[1] For more information about so-called ‘Transparency Orders’, which are pretty much routine and automatic in the Court of Protection, see my blog post, “Transparency Orders: Reflections from a public observer”.  I have no record of actually ever having received a Transparency Order to cover the hearing on 27th January 2022, but the judge ran through it at the beginning of the hearing, emphasising that we should not identify P, or his family, or where they were living.

[2] To clarify: the BBC did not apply to name the treating clinicians – which was prohibited by the Transparency Order.  However, during the hearing before Lieven J (which I attended) Lieven J had in fact given permission for them to be named, and subsequently named them herself in her published judgment.  In court, she said she was “not inclined to anonymise the treating clinicians” and was “very unconvinced” that this was necessary (quoted from my contemporaneous notes on 27th January 2021). In the words of counsel for Sharon Bourn,  “the intention of the judge was that the clinicians should be named, and that the hospital should be named”.  However, a mistake was made (for which counsel took responsibility): the Transparency Order was not amended so as to reflect the judge’s decision.

[3] The url links inserted into quotations are mine and do not appear in the original documents.

[4] The judge could also reasonably have pointed out (but did not) that varying the Transparency Order to permit publication of the name of Robert Bourn and his family as requested by the BBC would mean that not just the BBC but anyone else who’d observed the hearings could now refer to the family by name – including (obviously) me. 

[5] On Alfie Evans: “….we cannot conclude this judgment without recording our dismay and concern at what we have been told have been the consequences of what has taken place at the hospital in recent days. These matters have not been the subject of any court determination. However, if true they are alarming. We were told that some members of the hospital staff could not get to the hospital because of road blockages; that staff, patients and family members were upset and frightened by what was taking place; that a group supporting the parents went into the Paediatric Intensive Care Unit to the concern of staff. If these events have taken place it is not difficult to see how they would impact negatively on the treatment being provided to patients at the hospital” (from §66 Alfie Evans judgment in the Court of Appeal)

A Respondent To A Deputy (Property And Financial Affairs) Application Asks For An Order That Will Ensure Payment Of Care Home Fees

By Georgina Baidoun – 12th September 2022

The Open Justice Court of Protection Project tweeted about this hearing (COP 13636992, before District Judge Thomas on 30 August 2022), reproducing the listing from CourtServe. It was listed as being about “(i) Whether a deputy should be appointed in respect of the property and financial affairs; (ii) Who that deputy should be.”

Image: Extract from Court of Protection Cause List from 30th August, 2022 giving details of the hearing set out in the paragraph above

I was beginning to wonder if I was going to be given access to the hearing when, ten minutes before it was due to begin, I got an email:

District Judge Thomas has made the following comments regarding your requests to observe the hearing:
“Please could you ask in respect of both observers in what capacity they are observing”

I responded:

Please tell Judge Thomas that I wish to observe because I have had personal experience as a COP Deputy which has led me to want to find out more about the area. I also attend the COP Users Group meetings. I have no connection with this particular case. Depending on its content, I might want to report it for the Open Justice Court of Protection Project.

I then heard nothing for a long time, possibly 30 minutes, and so was somewhat taken by surprise when I was sent the MS Teams link. The only other person on screen was the Judge because, as she explained, it had proved impossible for the applicant to get access through MS Teams (possibly the cause of the delay) and he was, therefore, attending by phone. The respondent had mistaken the time of the hearing and was not able to be present.

The applicant was applying to become the Court of Protection Deputy for P’s Property and Financial Affairs. I wasn’t able to work out who the respondent was but her position statement (not sent to me) seemed to relate to the interests of the care home and the relevant Local Authority, so I assumed she represented one of them.(The Judge has since advised me that she stated at the hearing that the Local Authority did not at this stage wish to be joined and therefore were not involved; so I still don’t know who the respondent was).The position statement was part of a bundle referred to by the Judge which the applicant said he had not seen. The Judge said she would send it to him after the hearing, which she decided should go ahead despite the difficulties.

The Judge explained to the applicant that an observer was present (the second one having presumably abandoned the effort) and I thought she said that there should be “no recording or publishing of anything”. I was asked to check this by the blog editor (Celia Kitzinger), which I did, and the Judge replied as follows:

The observer may report on the case as long as the identification of the parties is not disclosed. The hearing was by Teams. Therefore, it is a requirement that any participant to that hearing is told they may not record or publish any part of any recording (whether that be oral or visual) as to do so is a criminal offence – that was the direction that was given.

The hearing

The Judge set out some of the matters in the respondent’s position statement. There was no doubt that P lacked mental capacity to manage her property and financial affairs, having recently been assessed and failed to respond appropriately to any of the questions put to her. There appeared to be no way in which P’s wishes could be ascertained but she had written a will which named four beneficiaries, including the applicant. As I understood it, the respondent had ‘nothing against the proposed Deputy’ but wanted assurances about how he proposed to act before withdrawing her objections.

The first issue was that only one person, possibly someone representing the care home where P was living, had been notified of the hearing (Form COP28: Notice of Hearing), yet there appeared to be several other interested parties (presumably including the other beneficiaries of the will).

Another issue was the question of whether P should be joined as a party to the application through a ‘litigation friend’. But the Official Solicitor had refused to act on the grounds that there ‘wasn’t enough money’ and there appeared to be no-one else with sufficient impartiality.

The respondent also questioned why the applicant had come forward to make the application at this particular moment. The Local Authority was concerned to recover, possibly by selling P’s house, the care home fees that it was currently paying, and the respondent wanted to know how the applicant proposed to act in relation to this. The respondent was also concerned about miscellaneous expenses that the applicant had originally paid but had more recently refused to pay, something the applicant refuted. (This seemed to be a trifling matter which might have made more sense in context.)

The respondent was therefore asking that, should the applicant be successful, he should be given a more than usually detailed order for which she had provided a draft. She also wanted the applicant to:

  • Personally serve P with COP28: Notice of Hearing and explain to her what it was and who he was.
  • Serve the application to other interested parties.
  • File a statement showing his ability to act.
  • Give details of the security bond to be provided.
  • Provide details of P’s bank accounts and details of any money paid out of them (there was mention of a specific small sum of money, which I didn’t understand).
  • Explain why he was applying to be a Deputy after having apparently been estranged from P for a number of years and having recently subjected P to verbal abuse (the applicant strongly refuted these allegations).

The Judge determined the timetable for making progress. The applicant was to make his statement within a month, the respondent was given approximately 5 weeks to reply, and the next court hearing would take place on 15 November.

The applicant pointed out that he had no way of accessing P’s bank accounts and the Judge assured him that a Court Order would give him the necessary authority. He then said that, on receipt of the promised bundle and the Court Order, he would consult a solicitor.

My thoughts

There were three issues that caught my attention because I had been in the same situation myself when applying to be Court Deputy, Property and Financial Affairs, for my mother.

First, on applying to become a Deputy PFA you are required to give a detailed statement of assets (Form COP1A: Supporting Information). There must be many people in this applicant’s situation, and mine, for whom a major reason for the application is to get access to precisely this information, so how can it be obtained in advance? Even with a Court Order giving permission for third party access you still need to know which financial institutions to approach. The best hope of making progress is either through a known contact, such as an accountant, or by getting access to P’s home in the hope of finding the necessary records there. For me it was a case of piecing together historic information scattered all over the house and, even then, I wasn’t sure whether accounts were still active or had been closed. I was relieved to hear the applicant say he would be consulting a solicitor who will presumably be able to help with this.

Second, you are required to tell P about the application. In this case the Judge referred to the Notice of Hearing, so it wasn’t clear whether the earlier required Notification of Application had been completed. This uses Form COP20A: Certificate of Notification/Non-Notification of the person to whom the proceedings relate) for which the guidance notes say:

Only the court can dispense with the requirement for notification. The requirement for notification cannot be dispensed with just because the person does not or appears not to understand. You must attempt to notify the person in a way that is appropriate to their circumstances for example using simple language or visual aids.

This strikes me as being an impossible task in many circumstances, especially when dealing with those whose lack of capacity is the result of dementia in old age. Not many people welcome talking to others about the details of their finances, much less being told that their money is being taken out of their control, possibly by someone whom they no longer recognize. When the social worker attempted to notify my mother that I wanted to take over her finances, my mother flew into a rage, which is entirely what I would have predicted, and which was certainly in no-one’s best interests. I wondered whether the verbal abuse of which this applicant was accused might have come out of such a confrontation. It’s almost as though the process sets up seemingly insurmountable hurdles on purpose and yet most people applying for Deputyships must surely be doing so in good faith and because there is no alternative.

Finally, there seemed to be an idea that the applicant would not be a suitable Deputy because there was no evidence of recent contact between him and P. No-one challenged my application but, if they had, I would have been in a similar situation. I was greatly concerned with my mother’s best interests and believe that I did a faultless job in that respect, but I was also, like the applicant, a beneficiary of her will and make no secret of the fact that I was keen to take care of her assets not only for her sake but for mine and that of the other beneficiaries. It seems to me that a Property and Financial Affairs Deputy is often also going to be a beneficiary to the will and, in such cases, is never going to be entirely disinterested. It should be remembered that, while P is alive, the Deputy has to provide a detailed annual report of all expenditure to the Office of the Public Guardian. I can only see the respondent’s concern for repayment of care home fees as grounded in a suspicion that the applicant would not acknowledge that these fees were owed, but nothing of the sort was mentioned in court.

Georgina Baidoun was the lay Court of Protection Deputy for her mother’s Property and Financial Affairs until her mother died last year. Because of the difficulties she experienced with several applications to the Court, and with the Office of the Public Guardian in connection with her annual report, she has retained an interest in these areas, including attending recent Court of Protection Users Group meetings. She is keen to share her experiences in the hope that she can help others who have to engage with these institutions with very little help or guidance. She tweets as @GeorgeMKeynes

Photo by Scott Graham on Unsplash

Can P return to Ireland?

By Celia Kitzinger, 8th September 2022

Mrs H is an Irish national.  She moved to England from Ireland about six years ago to live with her daughter.  She was subsequently admitted to an assisted living facility in the same city as her daughter’s home, and then (when that broke down) to another care home in England.   She “adamantly” wishes to return to her native Ireland.

Mrs H has Alzheimer’s Disease (diagnosed after her move to England), as well as hypertension, heart failure, and hearing loss (she wears hearing aids).  She also has a skin condition – and is refusing treatment for it.  She’s been assessed as lacking capacity to make her own decisions about residence and care.

The court hearing was to oversee the process of investigating what care home options would be available to her in the Republic of Ireland, so that a best interests decision can be made on her behalf about a potential return.

The hearing (COP 13488785) was before His Honour Judge Paul Mitchell on 30th August 2022.

Transferring P from one country to another 

There have been several previous cases covered by bloggers on the Open Justice Court of Protection Project concerning best interests decisions about moving P across national boarders.  

Sometimes the wish to return to a country of birth is motivated – wholly or in part – by the desire to return to family.

In the blog post,  “Returning P to her family abroad during a global pandemic, aspiring barrister Ravina Bahra reports on a case in the Royal Courts of Justice.  Ms Doe hates her current placement and has been saying for more than a year that it’s a “horrid place” and that she wants to go back to Poland, her country of origin, to be with her family. This is “a wish on which she has never wavered”.  The case was heard at the end of January 2021, when the COVID-19 pandemic was causing major problems for international travel.  Mr Justice Hayden approved the application for her to move back to Poland, saying that he had “very little hesitation in coming to the conclusion that whilst the plan is not free from risk, it offers distinct and obvious advantages. It broadens [her] social horizons, it returns her to her family, it returns her to her homeland, and most importantly, it is consistent with her clearly and frequently stated wishes”. (The judgment is available as Re UR [2021] EWCOP 10).

In the blog post, “Should P go to live with her family in her country of birth?”, consultant psychologist Claire Martin describes a case concerning an 87 year old woman, living in her own flat following a successful s.21A application. She was articulate in court about her wish to move overseas to be with her family. 

In another case there was family dispute: one daughter had moved P to live with her in a European country, and another daughter was contesting this.  The hearings were reported over three blog posts (A mother abroad and a family dispute Part 1A mother abroad and a family dispute – Part 2 ; A mother abroad and a family dispute: Part 3) by social work academic Kirsty Regan and legal blogger Daniel Cloake aka @MouseInTheCourt).

Sometimes a family’s desire  to relocate P to a different country is motivated  by the “threat” of life-sustaining treatment withdrawal (e.g.  “At loggerheads”: Habitual residence, best interests and life-sustaining treatment”).  Even in these cases, family members may disagree, as did P’s family of origin and P’s wife in the case I blogged twice: “He’s Polish: Challenging reporting restrictions” and “Faith, Science and the objectivity of expert evidence”.

A transfer from Ireland to England (the reverse of the situation in the current case) lay at the heart of the hearing blogged by (then) PhD researcher Adam Tanner in From Prison in Ireland to Care Home in England

The fact patterns of these hearings were very different, but each of them raised complex inter-jurisdictional issues and the need for cooperation between health and social care authorities in different countries, as well as complicated arrangements for the actual transfer.

This hearing

It was intended to hold this hearing by MS Teams but this was stymied by an electricity failure in the judge’s locality about 12 minutes into the video call, before the hearing had really got going.  After the judge tried and failed to join the MS Teams hearing b first by video and then by phone, the video-call was ended and a telephone conference call set up.  (The hearing proper started about 40 minutes late as a result.)

Ben Conroy of Conroys Solicitors was representing Mrs H (via her Relevant Persons Representative) and Tim Pullen (of KGB Chambers) represented the Local Authorities.

Counsel for Mrs H gave a useful opening summary, explaining that the case had already been before the judge “on a number of occasions”, and that Mrs H is an Irish national currently deprived of her liberty under a standard authorisation that expires in January 2023.  She wishes to return to her native Ireland.  Section 21A proceedings began in June 2020 and “over the course of 18 months we have attempted to secure her return to Ireland or look at alternative accommodation options in England”.  

In many of the cases we’ve reported on before (see links above), P’s wish to return to their country of origin has been motivated by a desire to be with family.  In this case, no relatives were mentioned except for the daughter in England, to whose home Mrs H had moved on relocating from Ireland Ben Conroy said: “The daughter had a successful visit with Mrs H in the last few weeks, but we understand this was the first visit in over 6 months”.  So, Mrs H would be leaving family to return to her native land. 

Two potential nursing care homes have been identified – but neither is in the county to which Mrs H has specifically said she wishes to return, and where she used to live. There are no dementia-specialist units in that county.  The social worker is extending her search to see what can be located.

There’s also a difficulty with the Irish authorities.  According to counsel for the Local Authorities:  “The Irish Authorities appear to have viewed any suggestion that [Mrs H] return to Ireland negatively” (from position statement).  In court, counsel for Mrs H said that their approaches to care homes in Ireland “have fallen rather flat.  We need to- and I don’t mean this in a derogatory way – we need to ‘sell’ [Mrs H] to care homes. We’re working on a ‘pen portrait’ to do this, which we can sent to referrals identified as potentially meeting her needs.”  The judge subsequently referred to the pen portrait as “an attempt to (to use your phrase) ‘sell’ [Mrs H] as positively as one can to the care home”. 

As I understand it, the problem is that Mrs H can be aggressive and resistant to care. There have been “difficulties in managing her behaviour”.  She often feels “frustrated or upset” resulting in “verbal distress and threats of or actual harm to others”.  She’s been hitting members of staff with her walking stick (“a recurrent event”) – and the Occupational Therapist is looking into the possibility of a wheeler-walker to replace it.  I think I also heard reference to her having been banned from bars, pubs and shops. A couple of months ago the current care home served notice terminating her residence because of her behaviour, perceived as “detrimental to staff and other residents”.  They’ve not enforced the notice.

There’s been a focus on her problems, and her behaviour towards staff, which make it “extremely difficult to convince another home to take her”..  Four potential care homes in the county to which Mrs H wishes to move “very clearly came back and said they could not meet her needs” (Counsel for Mrs H). “Actually”, he added, “she’s an extremely likeable, cheerful, happy, chirpy lady”.  Moreover, “her wish to return to Ireland hasn’t waned in any shape or form”. 

Counsel for Mrs H also reported having “approached the Irish ambassador in the UK and there was no response – on five occasions, including sending hard copies in the post.  Nonetheless, I will approach the ambassador again to see what assistance can be offered, and invite him to the referral meeting

The judge said, “If you’re getting no joy from the Embassy, I wonder about approaching the Irish equivalent of the Health Board, and also the local services – bodies that would be intimately involved if a referral to Ireland is made […]. If Mrs H is an Irish citizen, she’s got a right to return. The issue is what support she needs, and what services need to be in place when she’s there.”  

The judge also suggested that “there’s a bit of a hint here, and I may be misunderstanding the problem, but of Ireland washing their hands of the situation. I may be being harsh”.

You’ve hit the nail on the head”, said counsel for Mrs H. 

There was some discussion as to whether or not there is any equivalent of DOLS in the Republic of Ireland, which would provide a legal framework requiring Mrs H to remain in any Irish care home to which she might be  transferred.  I understood not, and that a court order would be required, and also that Mrs H’s daughter would be likely to challenge any return of her mother to Ireland unless there is a provision equivalent to DOLS.   

Counsel for the local authorities described it as “a surprisingly difficult situation”, adding “you’d think it would be relatively easy for someone to return to their native country”.

I’m not sure what order the judge approved since I didn’t have sight of it, but I think it included an ongoing search for Irish care homes suitable for Mrs H, an in depth review of support provided at the current care home (because she is likely to remain there for some time), and also a search for supported living options in England (although there is some concern about whether that will work, or be in her best interests).  It seemed that, at the moment, a range of possible options are being explored in parallel.

It was agreed that the next hearing, with an update on all these matters, would be in mid-November – preferably as a video-hearing, assuming that works out next time!

As is so often the case with Court of Protection hearings, I’m impressed by the care and attention given to ascertaining and promoting the protected party’s wishes and feelings – and by the sheer amount of hard work that this entails from all the professionals involved.

Celia Kitzinger is co-director (with Gill Loomes-Quinn) of the Open Justice Court of Protection Project. She tweets @KitzingerCelia

Office of the Public Guardian steps in when attorneys don’t agree

By Georgina Baidoun, 5th September 2022

The Open Justice Court of Protection Project tweeted about this hearing (COP 13900828, before HHJ Lloyd-Jones on 24th August 2022), and reproduced the listing from CourtServe.  It was listed as being about “Discharge or conduct of deputy or attorney” and the application was by the Public Guardian.

from CourtServe

I have a particular interest in cases involving the Office of the Public Guardian (OPG), having had to answer to them when I was the Court of Protection Deputy for my mother’s Property and Financial Affairs. 

It was not clear from the listing whether this case concerned Deputies or Attorneys, or whether it concerned Property and Financial Affairs or Health and Welfare. It turned out to be Attorneys appointed under a Lasting Power of Attorney for Property and Financial Affairs.

This is the fourth case I have observed and each one has started differently. This was my first time using the Cloud Video Platform and I was worried it might not be as easy as Microsoft Teams but, using the recommended browser on my computer, there was no problem at all[i].

Also for the first time, the response to my request to observe was answered, in the affirmative, with questions from the Judge as to whether I had “any connection with the case and any particular reason for wanting to observe...”. I replied that I had no connection and that:

I have a general interest in matters concerning Deputies for Property and Financial Affairs having been one myself until my mother died last year. Most recently I have observed a couple of Deputy cases and written about them for the Open Justice Court of Protection blog. It is not my particular intention to write about this case.”

When the hearing began

The reason I had no particular intention to write about the case was that, at that point, I still had no idea what it was about. Before the Judge appeared on screen and the hearing officially started, two barristers were engaged in a conversation that I assume was a continuation of a meeting that had just taken place between the participants. Already I was in a guessing game as to what was going on!

When the Judge opened the hearing, she introduced the two observers and mentioned my connection to the Open Justice Court of Protection Project. She explained to the participants that  we were there to “observe the process” and had no personal interest. She reminded us that we had a “duty of confidentiality”, but there was no further detail and no Transparency Order was mentioned (nor have I since received one). She also offered no introduction or summary of the case, apparently making the assumption that the process could be understood without the content. It didn’t help that two of the respondents were labelled as ‘guests’ on the screen.

The hearing

This is what I think it was about. P had written a Lasting Power of Attorney naming his wife and three children as Attorneys for Property and Financial Affairs, either jointly or separately (see below). As one of the sons put it, his father had appointed them all because he wanted them to work together and it would be ‘shameful‘ if they couldn’t do that. P was now in a care home where they wanted him to be able to stay, but the relationship between the Attorneys had broken down over the expenses that P’s wife said she needed to maintain herself and the house that she had previously shared with P.

The OPG (the applicant) was represented by Marisa Lloyd of Parklane Plowden Chambers. P’s wife was represented by Natasha Dzameh of St John’s Chambers (the wife was present in court but did not participate). The children were not legally represented (i.e. they were litigants in person).

The Judge, much later in the hearing, referred to inappropriate complaints that had been made, presumably by members of P’s family, against the Office of the Public Guardian for not overseeing the work of the Attorneys. This is not part of the OPG’s role so it would appear that the only action they can take in such circumstances is to ask the Court of Protection to instruct or remove the Attorneys. The Judge said that P’s wife had originally asked that all four Attorneys be discharged and a professional Deputy be appointed instead, but that she had now said she was prepared to reconsider. The children did not want an ‘outside’ Deputy. 

The children said that the problem was that P’s wife had not been prepared to provide details of how P’s money was being used. Their father’s savings would have to part-fund his care home and they were concerned that his finances were not being well conducted. (This would suggest that the Attorneys were empowered to act separately and that P’s wife was in control of the finances) They appreciated that P’s wife needed an income but wanted it to be kept to a minimum to safeguard P’s own interests. 

The Judge proceeded to try to get agreement as to the way forward and decide on a timetable. P’s wife was required to produce details of her expenditure for the previous three months and make an assessment of future one-off house maintenance costs. Her barrister wanted time built in for her instructing solicitor (who would be on holiday) to work on these but the Judge did not accept that there was any need for the solicitor’s involvement in such a straightforward task. After the information had been provided, there would be 28 days to decide whether the Attorneys could agree and, if they couldn’t, another month for witness statements in preparation for a further hearing around the end of the year. The Judge reminded the participants that it was possible for them to reach agreement among themselves and inform the court right until the last minute (‘up to the court door’).

The Judge then summarized.

  • It was good that all acknowledged the need to work together to achieve what was in P’s best interests, which would include the interests of his wife.
  • There was a need for compromise.
  • There was a difficulty and potential conflict of interest in one of the Attorneys living in the house and benefitting from it but P would have thought of that when drawing up his LPA.
  • There would be a need to balance P’s interests against those of his wife as his assets depleted.

Costs

One of the sons raised the issue of costs incurred by P’s wife in the employment of a solicitor and barrister, whereas the children, trusting the court and believing they were doing the right thing, had not seen the need to employ professional legal representation. In his view, the employment of a solicitor had not been helpful and P’s wife should have been prepared to fulfil her responsibilities as an Attorney without seeking outside help.

The Judge said that costs would be determined at the final hearing when it would be decided whether they would come from P’s money or be borne by his wife. She had already said that a solicitor was not necessary to help put together details of expenditure and she added that this early mention of costs was ‘forewarning’ to P’s wife of the possibility that costs might have to come from her own pocket. This I understood because it had been very much to the fore in the last case on which I reported

Conclusion

I have made an LPA for Property and Affairs myself and was conscious at the time that they are not without their difficulties. In this case, there is a real possibility that, as P’s assets reduce, either he or his wife will have to move home and reduce their standard of living. With the best will in the world, I am not sure how this could or should be resolved, and family conflict seems almost unavoidable. In my case I have chosen to include a professional as an Attorney, accepting that this will come at a cost. 

Georgina Baidoun was the lay Court of Protection Deputy for her mother’s Property and Financial Affairs until her mother died last year. Because of the difficulties she experienced with several applications to the Court, and with the Office of the Public Guardian in connection with her annual report, she has retained an interest in these areas, including attending recent Court of Protection Users Group meetings. She is keen to share her experiences in the hope that she can help others who have to engage with these institutions with very little help or guidance. She tweets as @GeorgeMKeynes


[i] Editorial footnote: Some observers have experienced problems with Cloud Video Platform.  If you are observing a hearing using this platform (“CVP” in the listings) we strongly suggest reading the court’s own helpful guidance: How to join Cloud Video Platform (CVP) for a video hearing.  We’ve also put a link to this guidance on the home page of the Open Justice Court of Protection website (see point 4 under “How to access a hearing”. (CK)

Dietary Restrictions, aggression, and a placement in jeopardy (plus transparency matters)

By Celia Kitzinger, 2nd September 2022

The protected party (P) has been discharged to his own property with a care package after what the judge described as “a very long period” in hospital – but things aren’t going well.  

He’s “aggressive”.  He “shouts at the care staff on almost a continuous basis and is abusive, intimidating and threatening towards them”, including raising his fists, and using his wheelchair to block staff exits from rooms when they attempt to remove themselves.  Staff have even resorted to calling the police at night due to concerns about their own safety.  His “anti-social” behaviour has been displayed in public, and the police have asked to be notified when this happens.

Much of the problem seems to revolve around the “diet management plan” which means that P is denied food he wants to eat.  He’s “extremely unhappy” about the dietary restrictions in place and becomes “stressed and angry” when not provided with the food he asks for.

As a consequence of his behaviour, carers have resigned, agency staff are refusing to work with him, and P’s living arrangement is at risk of collapse.  

The hearing

The case (COP 13710521) was heard remotely via video before Her Honour Judge Catherine Howells sitting at Wrexham County Court on Friday 19th August 2022.

There were three barristers in court:  Mark Bradshaw of No. 5 Barristers Chambers representing P (via his litigation friend the Official Solicitor); Thomas Jones of 9 Gough Chambers,  representing Betsi Cadwaladr University Health Board; and Hannah Haines of  Nine St John Street, representing the Local Authority  – all with their instructing solicitors, one of whom, Rebecca Humphreys of Julie Burton Law, was formerly P’s Accredited Legal Representative (ALR) until things became complicated and the Official Solicitor took over as P’s litigation friend).  

The protected party, P, was also attending –  seated (generally calmly) in his wheelchair in his new home, obviously attentive and responsive to what was going on in court.  He’s a big, heavy-set (older) man and I could well imagine how intimidating he must be to staff if he’s aggressive towards them.  

I don’t know what diagnosis (or “impairment of, or … disturbance in the functioning of, the mind or brain” s. 2(1) Mental Capacity Act 2005) has caused him to be unable to make certain decisions for himself (I wish this information was routinely included in opening summaries) but the court had been sent a capacity assessment showing that he lacks capacity to make decisions about his diet.  He also lacks capacity to conduct these proceedings – hence the appointment of the Official Solicitor – and must have been deemed to lack capacity to make decisions about residence and care, since he has been deprived of his liberty under a standard authorisation.  He has been assessed as having capacity to manage his everyday finances and welfare benefits (more on this later).

HHJ Howells summarised the history of the case, saying that it began as a s.21A challenge (and I think it had been agreed that it was continuing as a s.16 health and welfare issue). 

Since August 2000, P has been deprived of his liberty in hospital.

Since I’ve been involved in the case,” she said, “there’s been active management, with hearings almost once a month, and it is to the credit of everyone involved that P has moved into his own home.  The hearing today was listed to check on his progress.”[1]

P had finally moved out of hospital and into his new property on 25th July 2022.

It was already apparent from the paperwork before the court that  (as counsel for the local authority, Hannah Haines put it), “things haven’t gone as smoothly as everyone hoped and anticipated”.  

The judge described the situation tactfully: “It’s not unexpected that after such a long period in hospital, things haven’t gone as smoothly as one might hope in terms of him moving into his own home [… ] So now he’s at home with a team of carers, it’s the responsibility of the court to ensure it can be sustained”.

The judge acknowledged P’s presence in court, said she’d met him previously in person when he was in hospital, and that it was “a real pleasure” to meet him again.  She addressed him directly to say “I’m still awaiting that photo of you having a cup of tea in your own home which you promised me”.  He smiled, apparently pleased to see the judge again, and responding positively to her warmth and engagement with him.

Counsel for the Local Authority: Hannah Haines

Counsel for the Local Authority said they were “disappointed” to be in the situation “where so many of the care team have left working for P, because they are finding his behaviour so challenging, both because of the way to speaks to them and because of the threatening behaviour.  We are now down to 3 out of the original 9 carers – though some left sooner and it wasn’t do with P specifically, they just had decided to leave for their own reasons.  Three carers seem to be left.  There are real issues in retaining even agency staff because of the challenging behaviour they’ve experienced from P when they’ve taken shifts and worked with him.  So, the very unfortunate reality is that the placement is left in a very perilous situation.

She said that 24 hour 2:1 care (as specified in his care plan) “simply isn’t possible”.  When P’s former ALR visited P recently, he was in bed because only one carer was present, and he’s been risk assessed as needing two carers to use the hoist to get him out of bed.

The manager of the care agency “has been assisting where she can, and taking on shifts as well when they don’t have enough carers available, but she can’t do that indefinitely as it’s not her role and she has other responsibilities”.

Counsel said that there are “not enough carers to provide even the most basic care to P and this placement simply isn’t going to be able to continue. We are looking at contingency options. The Local Authority is going to, unfortunately, have to come up with a crisis plan for if he’s left in a situation with insufficient carers to attend to his basic needs and he has to move somewhere else to ensure he’s cared for in a safe environment.

At this point the judge intervened to say “I can see P is becoming increasingly upset and finding it very difficult to listen to this”.  He seemed to be in tears.  The judge suggested that he was free to absent himself and to “return at any time”. He wheeled himself out of the room (returning – with the help of two carers, briefly visible on screen –  in a more composed state about ten minutes later).

Counsel said: “There had been some discussion about how frank the Local Authority should be. Everyone understands how much P wanted to leave hospital and go to this placement, and how much he’s invested in this placement, but we thought it important he should understand the situation”.

It had apparently not been easy to find the current placement: the judge reminded everyone that “we looked for many months for step-downs and alternatives and found no other placement available that could accommodate P”.

The issue of the diet management plan was then addressed.

Counsel for LA: One of the real triggers for P is around his diet.  Unfortunately, the dieticians who’ve devised the plan for P are currently away on leave, so it will be a few weeks before they can do any amended diet plan, or look at whether that’s even a possibility.  If matters surrounding the diet are really causing significant issues, then even a few steps to amend the diet plan may assist to calm the situation down.

Judge: Diet appears to be a significant trigger. It’s disappointing that those who might be able to address it aren’t available at the moment.  Obviously, if we can deal with that head-on, it might take some of the pressure off.

Counsel for LA: Yes. That was discussed at the pre-hearing discussion. Even leaving it another couple of weeks until the dieticians who know P best are back may unfortunately be too long to rectify the situation and keep this placement up and running.  We would be grateful if someone could make some tweaks on an interim basis.  We acknowledge, though, that diet is not the only issue.  There are district nursing issues – he isn’t willing to let some of the steps be taken to avoid deterioration to his legs and skin.

Judge:  When P was in hospital for the best part of two years, I don’t remember any unwillingness from P to have personal care and the like.  I’m just wondering what’s changed since he’s been in his own home. 

Counsel for LA: I don’t have the details. I understand from [name] that one of P’s behaviours, which is unwillingness to be turned at night (to try to relieve some of the pressure areas) was certainly present in hospital. It was those issues, and the breakdown in relationship with carers, that led to breakdown of skin, which led to the admission in August 2020. So, everyone is keen to avoid the same situation which led to admission from coming back around and repeating itself[2].  If I may highlight another aspect: he’s refused to have male carers, so restricting the pool of possible carers to only female carers.

Counsel for the Health Board: Thomas Jones

Counsel for the Health Board began by emphasising the importance of the weight management plan “that ensures his weight remains stable”.

The judge drew attention to the fact of P’s weight loss while still in hospital.  “It’s to his credit that he’s lost, well about a quarter of his body weight, 25 kilos”.

It is to his credit that he managed this while in hospital,” said counsel, “and important he sticks with it so he can lead the more active life he’s now leading, because now he is able to use his wheelchair”.

The judge affirmed (I think for P’s benefit, as he was now back in court) that P’s weight had caused him difficulties because “he couldn’t use his chair and couldn’t access the community.  He’s done so well in losing weight he can now use the wheelchair – and in fact he went to the cinema recently – the first time in 15 years he’s been able to do that!”.  While she was speaking, P nodded and smiled. He seemed to appreciate her praise.

Counsel for the Health Board: That is the reason for the possibly rigid position the Health Board is taking on his physical health, relating to his psychological well-being and his dignity.  There are exceptions to the plan that can be dealt with on an ad hoc basis.  Recently he enjoyed popcorn, which wasn’t something on the plan.

Judge:  I understand it was Skinny Popcorn – something I know about.  But it’s still tasty, and it does its job!

P:  (Smiles and laughs)

Concerned about the delay before the dieticians’ return and the formal review planned for 30th August,  the judge asked when the request was made to the diet management team to look at the issue. Counsel didn’t know, but it transpired that the diet had last been reviewed on 12th August and the Health Board was willing to make an undertaking today to send a member of the team to visit P with a view to “relaxing elements of the diet plan ahead of formal review on 30th August”.  

Counsel also referred to planned work with P from the behavioural support team, staff resilience training, and “direct work with P about the impact that his behaviours have on staff”.  There will also, he said, be a VARM meeting.

The judge asked to be reminded what VARM stands for (“Vulnerable Adults Risk Management”) and then confessed:  “I don’t need to be reminded – I don’t know what it means“).  

Counsel for P (via the Official Solicitor): Mark Bradshaw

Counsel for P reported that P’s wishes and feelings were to remain at his current home.  

Counsel for P: He accepts he’s shown anger – perhaps not that he’s been abusive.  He’s raised the possibility of a befriender, to give him a little time away from carers and have that privacy and time apart that he seeks.  Certainly, from what he’s said to [his Accredited Legal Representative], he is aware of the problems that his behaviours are causing – though of course, he’s been assessed as someone who lacks capacity to make decisions about care and residence, so I’m a little guarded in saying that.

Judge:  In the moment, he probably very much regrets any behaviour that has upset anybody, but it isn’t always easy for him to control that behaviour.  That’s the picture that’s been painted for me.

Counsel for P: Diet is perhaps not the whole issue, but it dominates P’s thoughts […] There may be scope to make small changes that, for P, could make a real difference to his day.  Of course, there may need to be a different balance struck when one considers his best interests globally – between diet and the need to manage his weight, and the impact that a move would have on him.  It may be that a slightly different approach to weight management may be necessary, as opposed to his losing his home.  We would invite the professionals to look at the bigger picture.  In saying that, I recognise that of course if his weight were to increase so that the wheelchair became no longer usable, the placement would be in jeopardy for that reason alone, so it is a question of looking at the bigger picture. 

Finances

The court then addressed the question of P’s representation in future hearings.  

The s.21A challenge has come to an end, and, with it, P’s access to non-means-tested legal aid.  It’s unlikely that he would qualify for means-tested legal aid.  This means that he would need to pay out of his own finances for legal representation at future hearings.

P has previously been assessed as having capacity to manage his finances, but as lacking capacity to conduct these proceedings.  He has declined to fund solicitors and counsel for this hearing.  The Health Board and the Local Authority jointly funded P’s counsel’s fee for this hearing and his solicitor acted pro bono (i.e. without pay).  It doesn’t seem that this is a sustainable position, and discussions are underway concerning proposals for future funding at least to the next hearing. 

The Official Solicitor’s position is that “decisions about funding the costs of legal representation in proceedings are an aspect of the conduct of those proceedings, such that a declaration that P lacks capacity to conduct proceedings provides, in theory, a proper basis for the making of best interests decisions as to the funding of P’s representation in those proceedings from his or her estate”.  In practice, however, where (as here) P has the day-to-day management of his own property and affairs, and is not likely to be willing voluntarily to make the necessary payments, there are likely to be “very considerable – and often insuperable – difficulties in accessing P’s funds for these purposes”.  

Counsel for P expressly drew attention to the work done by Rebecca Humphreys, P’s solicitor and former ALR, who is “acting pro bono, not being paid today.”  He paid tribute to “her personal and professional commitment”.  The rapport built up between P and this solicitor has provided (he said)  “opportunities for candour from P to this court”, and her good relationship with P enables her to make valuable contributions to this case. 

The judge remarked that: “The court has been greatly assisted by P having representation, especially against a background where arguably, and I say no more than that, there were failings in discharging P for many months”.

Next hearing and closing summary

There was some brief discussion of whether or not the case needed to come back to court if an urgent move was required (i.e. if the current placement broke down before the next hearing) – it was agreed it should unless it was an absolute emergency – and the judge said that although she’s on annual leave for the next week or so, she was sure she could fit it in during her vacation if necessary.

Since her listings were full on returning from annual leave, the judge offered to list the next hearing “in antisocial hours, with the agreement of the parties”.  This turned out to mean slotting it in early in the morning or during the lunch hour, and after some juggling with everyone’s calendars, it was listed for 1pm on 9thSeptember 2022 for an hour.

The judge ended the hearing by saying she’d “sum up where we’re at”.  This seemed to be very much for P’s benefit, and part of the summary was explicitly addressed to P.

The case, she said, has “a long and difficult history, and everyone has worked long and hard – including P – to get P into his own home.”

Judge:  Unfortunately, things haven’t gone smoothly and a number of the care team have left, and they say they’ve left – and I’m not judging anyone for this –  because of the way P has spoken to them, or behaved to them.  P recognises that he might have spoken to them in an angry way because he’s been angry or frustrated.  If the care team breaks down, people will be applying for him to move back into hospital or into residential care.  I know that the situation is challenging because of the diet plan – you’ve done really well, P, and should be congratulated for that.  Stick with it, and the diet plan will be reviewed when the dieticians come back from holiday.  It’s very easy for me to say it’s for your own good – but it means you can use your wheelchair and get out into the community and do things.  I know it’s hard when you feel hungry, but I’ve got to balance that against you being well.  However difficult it is, try not to take out your upset on the people who are trying to help you.  One last thing: you said you had a lovely Mam who looked after you and you said your lovely Mam would be upset if she saw you being angry with people.  I am very keen, P, that this works for you.  It would be such a shame if it doesn’t.  But you need to understand that this is really serious. If you can’t have carers at home, you might not be able to stay at home.  So well done for achieving what you have so far – but keep at it!  P, I know today has been difficult for you, and I know it’s hard to hear people say things.  I’m going to give you your usual sign – thumbs up! (and she made a thumbs-up gesture).”

Reflections

More than in any other hearing I’ve observed, this judge radiated warmth and affection towards P, and he engaged very positively with her, responding well to her empathy.  This was quite striking in the context of a hearing that focused on P’s “behavioural problems” and his aggression towards staff.  Counsel for P had suggested that “the court may well wish to reinforce to P the perilous nature of his situation when he attends remotely for this hearing”, and the judge achieved this (I think) in the nicest way possible.  What came across, at least for me, was her unswerving support for P to remain in his own home, if only that can be achieved.  

The diet of protected parties – eating too much, or too little, or the wrong kind of food  – has come up in quite a high proportion of the hearings I’ve observed.  Obviously it’s at the centre of the anorexia cases, and hearings concerning “hunger strikers”.  One case I observed concerned a young man with  Prader-Willi syndrome (a rare condition causing a near-permanent state of hunger and an extreme drive to consume food). Questions about provision of clinically assisted nutrition and hydration for people who can’t take food orally raise some of the most serious life-and-death decisions the court has to deal with.   But what P does or doesn’t eat is also a matter for the court in much more ‘ordinary’ cases when there are diagnoses of diabetes, or food allergies or intolerances; when P is at risk of eating out-of-date or rotting food; when P’s ability to prepare food for themselves (safely) is at issue; or when family or professionals supply P with the ‘wrong’ food (e.g. regular pasta when P is supposed to be on a gluten-free diet; chicken soup for a vegetarian; pork for an orthodox Jew).   

The issue of food is particularly challenging when (as in this case) it leads to overt conflict between P and those caring for P.  There is something fundamental about choosing what food to put (and not to put) into your mouth, that most of us take for granted as adults. It feels somewhat Orwellian to be denied food on the grounds that it’s not in our best interests to eat it.  A few years back, the world’s first vending machine with facial recognition technology was unveiled, with the potential to refuse to vend a certain product based on a shopper’s age, medical record or dietary requirements (The vending machine of the future is here, and it knows who you are).  Despite the potential health benefits, it hasn’t caught on. 

Most capacitous adults would probably acknowledge that we often make “unwise decisions” about the food we choose to eat. 

But once we’re deemed to lack capacity to make those choices, then we are provided only with food that others decide is in our best interests. 

The problem for P in this case is that – insofar as his ‘best interests’ are defined with reference to his wishes and feelings – he is pulled in two different directions.  He 

wants two incompatible things: to eat as he chooses (which will mean he gains weight) and to “access the community”, which he can’t do if he gains weight such he can’t use his wheelchair to go out.  That’s what the court is having to struggle with here.

Transparency Matters

Few people, casting an eye over the hearings listed in CourtServe for 19th August 2022, would have picked this hearing as one to observe. Here’s how it  (and another before the same judge) were listed:

From CourtServe

Features of this listing that act to deter most potential observers are: 

  • Both say “restricted” (not “in public” or “in open court” as for some other hearings), which implies we might not be allowed to observe (although I know that in fact it doesn’t actually means that).
  • The first (the one I’m reporting on here) is listed for 9am, which poses particular challenges when lists only appear the afternoon before the hearing and we generally see them after working hours. If an email is sent after 5pm the day before a 9am hearing, there’s no time for court staff to process our requests: statistically (based on my own records) we’re much less likely to gain access to hearings before 10am compared with hearings later in the day.
  • There’s no information at all as to what these hearings are about (or the type of hearings they are), so they are unlikely to attract the interest of other observers, who usually have specific interests in (say) deputyships, or s.21A, or serious medical treatment cases, and a preference for ‘final’ hearings over ‘directions’ or ‘case management’ hearings.
  • It doesn’t say whether they are remote (i.e. via phone/video)  or in person – so there’s a fair chance that the effort of enquiry would come to naught for anyone not in or near Wrexham, as we’d only be able to attend in person (which for me would involve a drive of two and a half hours).

Faced with this level of deterrence, my commitment to open justice kicked in.  

So I wrote to the court as soon as I saw the listing at 18.19 on Thursday 18th August the day before the hearings, asking to observe the 9am hearing.  I pointed out that “I realise it may be in person, but it doesn’t say one way or the other” (and also provided my phone number in case it was remote, but by telephone rather than video). I added: “Could you also let me know please whether HHJ Howell’s 11am hearing is in person/hybrid/remote” and “Neither the 9am hearing nor the 11am hearing has any information or ‘descriptors’  about the issues before the court. Are you able to advise please?

I didn’t hold out much hope for the 9am hearing.  

Since I hadn’t received a reply, I resent my original email at 8.47am the following morning (i.e. 13 minutes before the hearing was due to start).  

I was stunned to receive an email from the court staff at 8.51, informing me that “both hearings are by Teams and both applications are dealing with the issue of where P should live.  The Judge’s clerk will be sending you the hearing link shortly”.  And at 8.52, I received the link!  (I also received the link for the 11am hearing, at 9.11am, although I hadn’t actually asked for it!). A big thank you for the court staff (and I suspect the judge’s) timely and very efficient work on behalf of open justice!  

Less positively, in neither hearing was any detail provided about the reporting restrictions, and nor had I been sent Transparency Orders (TOs) – the injunctions containing the list of “the Information” that cannot be made public in relation to any given hearing.  I actively pursued both TOs over the course of several days and 8 emails (to lawyers, their clerks, and to court staff) – finally receiving the TO for the 9am hearing on the afternoon of Tuesday 23rd August (i.e., about two and a half working days after observing the hearing).  I still haven’t received the TO for the 11am hearing, although a private message to a participating lawyer on LinkedIn has led to a promise (at 8.32 on 27th August) to “look in to getting a Transparency Order for you”. 

It really shouldn’t be this hard to get the court to issue an injunction against us – it’s what they’re supposed to do! 

tweeted about this experience – and there was some discussion, as below. 

These exchanges summarise key problems with the way transparency is – and is not – working at the moment.  Given the severe and very obvious under-resourcing of the courts, I (like Julie Doughty) am also “surprised anything is working at all”. My awareness of the additional pressure open justice is putting on people in the courts who are already desperately overworked is, of course, sometimes another deterrent to the pursuit of transparency – but one I overcame in this case.

Celia Kitzinger is co-director (with Gill Loomes-Quinn) of the Open Justice Court of Protection Project. She tweets @KitzingerCelia


[1] We are not allowed to audio-record court hearings, so quotations from the hearings are based on contemporaneous touch-typed notes which are as accurate as I can make them but unlikely to be entirely verbatim.  The quotes from the opening paragraph are taken from the parties’ Position Statements: I am very grateful to the lawyers involved for sending me these.

[2] The same point is made in Counsel’s position statement, as follows: “The Court may recall that P’s recent long-term admission to hospital was caused by him developing bilateral leg cellulitis due to chronic lymphedema and leg ulcers, as a result of a breakdown in the provision of care at home.  P had previously lived at home with packages of care for some years, however previous care packages had been terminated by the providers due to his aggressive behaviour. The Local Authority is sure that all parties are keen to avoid this situation being repeated when such time, effort and money has been put into making this placement successful. It is hoped that a further emergency admission to hospital can be avoided but if the placement rapidly becomes untenable then this may become the only option whilst another placement is identified”.

“The parties should work together and not rush to court in a litigious way. It is not ready to be heard”: Reflections from a Best Interests Assessor

By Eleanor Tallon, 31st August 2022

As an experienced Best Interests Assessor (practising within the legal framework of the Deprivation of Liberty Safeguards), I have an avid interest in the Open Justice Court of Protection Project which is aligned with my passion to promote human rights. 

I find that both reading the reflective blogs and participating as an observer in the Court of Protection, is highly beneficial in terms of my continued professional development. This relates both to my ongoing work as a Best Interests Assessor (BIA) and in my current part-time role as a private Case Manager, working with clients with acquired brain injury, for whom I have also been instructed to complete private mental capacity assessments.

Having a free afternoon (which happens quite rarely as a working lone parent!), I sought to find a relevant hearing to observe which could further enhance my knowledge, particularly around welfare applications relating to Deprivation of Liberty (DoL) in the community. Such understanding and application will be of paramount importance to those BIAs, like myself, who wish to transition into the new statutory role of ‘Approved Mental Capacity Professional’ (AMCP).

The AMCP role will supersede the BIA role with enhanced functions, only completing the more complex reviews of DoL and in some cases, making a final decision on lawful authorisation.

The AMCP role will come into effect when the Deprivation of Liberty Safeguards (DoLS) is replaced by the Liberty Protection Safeguards (LPS) later next year, and unlike DoLS (which can only be applied to care home and hospital settings), LPS will also authorise Deprivation of Liberty (DoL) in the community.

Therefore, the LPS scheme is designed to take some of the bureaucratic burden away from the Court of Protection (CoP), which is presently the only supervisory body able to authorise DoL in the community. 

Under LPS, there will no longer be the generic need to apply to the court for a community DoL authorisation, certainly for non-contentious cases which are currently reviewed by a judge under the streamlined ‘Re X’ procedure using the form COPDOL11 (though significant objections from P will still require welfare applications to be made for judicial scrutiny).

So, it seems that the AMCP will have a similar role to the judge when considering DoL in the community, through the LPS framework.

With all of this in mind, I chose to observe a hearing listed for Friday 19th August 2022 (COP 13777310) listed like this: 

From CourtServe

This wasn’t listed as a section 21A appeal (under DoLS), so I assumed it was related to an adult who lived in the community. I felt that the content could be pertinent to my learning based on the details highlighted in the listing: 

  • Where P should live.
  • Healthcare.
  • Capacity to marry or consent to sexual relations.
  • Deprivation of Liberty in relation to care and residence.

Given the wide scope of these decisions, I was under no illusion that all of this could be discussed within the allocated time frame (one hour). Yet I hadn’t quite predicted the stumbling blocks and professional contentions that transpired, or the dismay of the judge who was clearly frustrated at the miscommunications between parties.

Unfortunately, there is little information to provide a background to this case, as the parties had not provided position statements to the court and no summary of the case was given. 

The hearing lasted just over half an hour and what I observed was less focused on P, and more indicative of an acrimonious situation between the professionals, who disagreed about the use of specific experts to conduct the capacity assessments required. 

So rather than derive learning about community DoL, I have chosen to focus this blog on my reflections around the issues raised, such as the impact of professional miscommunication and the quandary around which expert is best placed to assess the protected party’s capacity. 

I will also reference the wider debate around choosing the right professional to assess capacity, within Court of Protection and beyond.

Accessing Open Justice

I emailed Newcastle County Court on 18th August 2022 at 18.13 and received an automated response, followed by the transparency order at 10.30am on 19th August and a further email from the court clerk at 12.14 to confirm the hearing was scheduled for 14.00 and would be heard by phone. 

Despite the prospect of a phone hearing (which I have attended before and felt it to be quite disorientating to follow), this still felt like a very positive start to open justice. 

However, by 14.03 I hadn’t received a phone call and wondered whether the hearing had been delayed. I emailed and then phoned the court, with no response. I anticipated that I had been a little too optimistic about gaining access to this hearing, but then at 14.16 I received the call. I’ve since learnt that it’s not unusual for hearings to start late by 15 – 30 minutes and occasionally they are an hour or more later than listed.

The clerk checked who I was and then checked who else was on the line, but no one else was present at that point. I set my phone to mute and waited for the others to be admitted to the call.

Another person joined who I believe was one of the respondents and she stated that she was in her car (parked) and that the other respondent was due to join but was en route. The clerk said that the hearing would need to start as it was scheduled for 2pm and that the other respondent was not answering her phone.

The recording of the hearing began at 14.20 and the clerk went through the formalities.

The clerk listed all people attending as below (and I have tried to identify them by the information provided in the hearing, in addition to some personal research):

Ms Susan McKendry (Barrister, KBW Chambers- acting on behalf of the Applicant, the Local Authority) and her instructing Solicitor, Ms Alison Freeman.

Ms Natalia Levine (Barrister, St Johns Buildings- acting as Counsel for the protected party on behalf of the Official Solicitor)

Mr A (Local Authority Manager) 

Ms Melanie Morley (Solicitor, BHP Law)

Ms. S (unknown) 

Mr T (unknown) 

Ms Eleanor Tallon (that’s me!)

At this point, Susan McKendry enquired as to who Eleanor Tallon (and one other person) were, stating “I’m bewildered as to who they are” (although quite coincidentally, I had recently worked alongside Susan delivering a seminar on the new Liberty Protections Safeguards legal framework, but it seemed she hadn’t recognised my name within this context). 

The clerk explained the attendance of public observers and then went to collect the judge from chambers. 

The Hearing- NCC (Local Authority) v LS & MA & MS before Her Honour Judge Matthews QC

The Judge began by addressing the issue that both the second and third respondents (MA and MS who were possibly family members of the protected party, LS), had been contacted by the clerk but neither was currently present on the call, and whether it was felt appropriate to continue. Counsel for the Applicant, Ms McKendry, highlighted that the Local Authority had also attempted to contact them and that they were given due notice about the hearing, therefore the consensus was to proceed. The judge checked with Counsel for LS, via the Official Solicitor, Natalia Levine.

Judge: Are you content to proceed Ms Levine?

Counsel for LS: Yes, content.

Ms McKendry, on behalf of the Applicant, then summarised why the hearing had been requested on an urgent basis, via an application made by ‘COP 9’ in August (this is the process followed when it is felt that an emergency court order is required to make a decision on the person’s welfare). 

Counsel for the Applicant: The Local Authority had sought to request a section 49 report from the treating psychiatrist Dr B, who had been involved since proceedings began earlier last year.

(See a previous blog here for a useful insight into section 49 reports.)

Counsel for the Applicant: This is felt to be the best option (in terms of assessing LS’s capacity on the identified decisions) as Dr B was a key figure in the Multi- Disciplinary Team who had implemented the dynamic support plan which had been authorised by the Court. The care plan was updated in July and had been filed today, for approval on the current position.

Counsel for the Applicant then put forward that it would be prudent to ask Dr B to consider the decisions on care whilst he is treating LS, as well as gaining his analysis around LS’s capacity to engage in sexual relations.

Counsel for the Applicant: On the 4th July, an interim declaration was made that LS lacks capacity (for sexual relations) on the basis of a report by (previous psychiatrist) Dr L, completed some time ago. LS is now more active in his life. He has a girlfriend, so it is appropriate to have updated information on that issue. The Local Authority views Dr B as the most appropriate person to conduct that assessment.

Counsel for the Applicant then discussed that LS had been given a diagnosis by Dr B (this was not elaborated on) and that Mr A, who was the manager responsible for the Local Authority witness statement, had highlighted that LS has a positive relationship with Dr B. 

Counsel for the Applicant: The Local Authority had attempted to provide an update report of the witness statement from Mr A, but this was not ready.

A verbal update regarding this report was offered, but the judge moved on to other queries.

Judge: I wonder why this matter is quite so urgent?

Counsel for the Applicant: The issue has been in discussion since June. The matter was listed with the draft COP 9. 

The judge then again questioned why the matter was so urgent and with parties not being able to agree (on who should complete the reports), she asked why a decision was needed with such speed. 

Counsel for the Applicant: Various discussions have been held between parties but there was no agreement.

Judge: I find this extremely disappointing. It doesn’t help the other side to not have matters set out in writing.

Counsel for the Applicant: My apologies.

Judge: I’m not agreeing that it can be dealt with. I don’t understand why it’s got into such a mess.

Counsel for the Applicant responded that the Local Authority had been very keen to update the support plan and had regarded Dr B’s views on LS’s capacity (to engage in sexual relations) as critical since June, which they had not yet had and so remains an issue. 

Counsel for the Applicant: The urgency came from the fact that LS was previously assessed as lacking capacity on sexual relations (by Dr L), and he currently has a girlfriend, further to this he is not remaining in his flat for most of the time.

(The implication was that LS was being intimate with his girlfriend whilst lacking capacity to make the decision to do so.)

Counsel for LS via the Official Solicitor (Natalia Levine) then asked whether the court had received the ‘wishes and feelings’ statement from June this year. She went on to empathise with the court’s disappointment and described herself as a ‘fly in the ointment’ (an interesting idiom, and the term ‘spanner in the works’ sprang to my mind as possibly more appropriate regarding her disagreeing to the section 49 report which the LA had sought from Dr B). 

Counsel for LS: I was not involved in this case until very recently and upon reading the bundle I was concerned for a number of reasons, that the section 49 report was not the correct route to go down regarding Dr B. The Local Authority was told of our concerns and further discussion was suggested. A round table meeting would have allowed full explanation as to why a different expert was sought.

Counsel for LS related that she had asked whether there could be any movement on the Local Authority’s position but there had been no response and no pre-hearing discussion. 

Counsel for LS: The reason why I was concerned whether Dr B was the correct expert is because he known to engage with LS so well.

Counsel for LS went on to describe how LS does not typically engage with professionals positively and indicated that if Dr B was put in the position of assessing his capacity on the listed decisions (and potentially making a decision that LS lacks capacity) then this could impact on the therapeutic relationship that has been developed.

Counsel for LS: If you look at the ‘wishes and feelings’ statement from 28-06-22 LS’s response to Dr L’s report is quite negative. LS states ‘he called me a spacker.I f I saw him I would chin him. I would stand on his head. Why does he think I’m a horrible…’  (pause) I won’t say that word. If Dr B was asked to look at capacity for sex it may damage the relationship, they have.

This appears to be a relevant point, given that once a person is assessed as lacking capacity to engage in sexual relations, no decision can be taken on their behalf (by virtue of the ban in s.27(1)(b) MCA 2005) which effectively means the person cannot have sex without it being classed as a sexual offence and incriminating the other party involved.

Given the situation with LS, both with having a girlfriend and ‘him not being at home most of the time’ it is likely that an assessment of him lacking capacity for sex would have grave implications on his support plan and the likelihood of increased restrictions, for which he might hold Dr B responsible. This could then lead to a weakening in (what is presented as) one of few strengths in the professional network.

Counsel for LS: I have a duty to LS via the Official Solicitor and when looking at this case and best evidence, it struck me that this is similar to a case done with Kirklees (another Local Authority).

Counsel for LS proposed the use of an independent expert  nominating the one who was involved in the aforementioned case, saying that the report provided was thought ‘exceptional’ by all the parties and the judge, and this reflected the expert’s approach to capacity and best interests, with knowledgeable attention to risk management and behavioural interventions. 

Counsel for LS advocated that this independent expert could implement valuable recommendations on future pathways, reiterating that the report was the most helpful she had ever seen, and therefore she was requesting that the CV of the expert was considered.

Judge: I have nothing from the OS at all.

Counsel for LS: I apologise, that should have been sent.

The judge remarked on her disapproval on the lack of information and the lack of communication and agreement between the parties.

Judge: I am not a judge to avoid making a decision, but I am not making one on the hoof. This is disgraceful. Professionals should work together and have a round table meeting, especially with substantial disagreement on the option of an expert.

Counsel for LS: It was agreed at the last meeting that Dr B would be appropriate, but that was before I became involved. The alternative expert I have since proposed has not been considered. It is a shame we haven’t had the opportunity to discuss. It was made clear we are not in agreement with Dr B but the Local Authority had already issued a COP 9 hearing.

Judge: I won’t be making a decision today. I can’t consider your experts when it has not been agreed. This can be adjourned until next week. The parties should work together and not rush to court in a litigious way. It is not ready to be heard. I appreciate what the Local Authority say about urgency, but it is not as urgent as that. Ms Levine, you and Ms McKendry will talk.

Counsel for the Applicant: Since the principal objection to the treating psychiatrist being the expert, on two occasions emails were sent to request attendance at a pre-hearing discussion.

Judge: There are no documents on file or in the bundle. I am not apportioning blame but it shouldn’t happen in this way. Position statements are needed from each side. There should have been a round table meeting and pre-hearing discussions. Both parties are at fault. I will stand it down for you to talk and come back. Let the clerks know when you are ready.

The hearing terminated at 14.49.

Reflections on professional miscommunication

This hearing exemplifies a stark reminder of why good communication and dispute resolution is so important, not only to avoid protracting contentions which impact on the outcomes for P (who is at the heart of the disagreement), but also to avoid gratuitous use of court time and wasted costs.

As so candidly remarked by the judge, professionals should work together and if possible, resolve issues prior to the involvement of the Court of Protection, although of course certain complex matters cannot be addressed without judicial scrutiny. 

Such matters would include whether a person is deprived of their liberty in the community, as this can only be authorised by the Court of Protection. This is set to change next year with the implementation of the LPS, but for now, the Court of Protection is the only option.

When it comes to the issue of a person’s capacity for sex, this appears to be an increasingly common issue before the court, possibly as a result of the Supreme Court ruling on JB and the revised capacity test for engaging in sex. 

With LS (who I know so very little about), if he is assessed as lacking capacity to engage in sex (as he was some time ago by the previous psychiatrist), then consequently, he would require interventions that impede on his freedom to have sex with his girlfriend. This is a huge restriction on his liberty and privacy (triggering articles 5 and 8 under ECHR) and a support plan with restrictive interventions around sexual activity, would clearly need the oversight of the court to ensure necessity and proportionality, with recourse to legal appeal. 

So ultimately, these are Court of Protection matters.

As the judge points out, the pre-hearing discussions and statements were essential to providing the necessary information required for her to decide on which expert to instruct. This would proactively move the case forward, as to gaining an updated assessment on LS’s capacity on his care needs, residence and to engage in sex (which seemed the most pressing concern). 

Without a current determination on capacity to engage in sexual relations, it remains unclear on whether support is required to ensure LS’s welfare or whether he is at risk of sexual exploitation.

Reflections on who is best placed to assess P’s capacity

In terms of assessing capacity for sex, the relevant information that is required to be understood for a person to have capacity to engage in sexual relations was set down in the JB judgment (see previous blog here): understanding the mechanics of the act, risks of pregnancy (in heterosexual sex), risk of sexually transmitted diseases, benefits of contraception, and most notably an awareness that both partners must consent prior and during sexual relations (and this is where the emphasis lies with engaging in sex in an active sense, as opposed to consenting to sex which implies passivity). 

The JB judgment also explicates the required change in the order of the ‘diagnostic’ and ‘functional’ tests under the MCA 2005.

The new MCA code of practice also details the same change, with a view to the functional test being carried out first (to avoid assumptions being made based on a mental impairment) and there is further emphasis on ‘supported decision making’, being the basis upon which any formal test of capacity is initiated.

Regarding LS, I understand the predicament that concerns his barrister, Ms Levine. If Dr B determines LS as lacking capacity to engage in sexual relations, he may respond in a similar way as he did to the previous psychiatrist who assessed him. 

Yet given the positive relationship LS has with Dr B, I also understand the view taken by the Local Authority, that his involvement may hold advantages when considering his capacity on the various decisions, on the basis that he may not engage as well (or at all) with an unfamiliar professional. 

I would hope that Dr B and other professionals involved, have already made the necessary attempts to support LS to understand the relevant information and make his own decision to engage in sex/ decide on his residence and support needs. If there was a reasonable belief to doubt capacity following all practicable steps taken to support LS, a formal mental capacity assessment would then be required (this could be requested from an independent expert if it was felt that a breakdown in the relationship with Dr B could not be avoided).

I wonder whether a co-productive approach was taken within the previous assessment on sexual relations by Dr L, to which LS appeared most aggrieved by (stating he would ‘chin’ Dr L if he saw him). Was the outcome of that assessment challenged on behalf of LS? Was it explored as to whether LS was provided with appropriate education and relevant information to make his own decision, thus negating the need for interventions in his private sexual life?

The provision of appropriate support and information when assessing capacity is a crucial point, and an area which has received critique from judges when it is lacking (see here). Specific guidance around what not to do, was developed by Mr Justice Poole, in his judgement,  AMDC v AG & Anor (2020) as captured within this commentary.

In my experience, at times I have seen professionals jump too quickly into a formal assessment of capacity without spending time to clarify with P the information and the risks they need to understand in order to make their own decision – which can result in a very disempowering outcome. The importance of this is reiterated loudly by the new MCA Code of Practice.

The wider debate on choosing the right professional to assess capacity (outside of this hearing)

During my career as a Best Interests Assessor, I have completed many mental capacity assessments on support and residence, and as a Social Worker I was also well versed in the same. Co-production and enablement are core values within Social Work practice, so my approach with assessing capacity has always reflected this.

Having worked as a Case Manager in the private sector, I now recognise that there is a tendency to instruct doctors to complete mental capacity assessments, and for certain decisions this would be most fitting, yet for decisions around daily support needs, I think there is often an added value in choosing a Social Worker or Occupational Therapist (who has clinical skills and training around the specific mental impairment impacting on the decision).

When considering the functional test and the relevant information around the support options proposed, this is likely to be best communicated to P by a relevant practitioner with practical knowledge of the scope of available options (including those which are least restrictive, such as the use of assistive technology rather than direct supervision). 

Depending on the decision and P’s individual needs, the most appropriate professional will not always be a psychiatrist.

Section 49 reports and COP3 (capacity assessments) are by no means limited to psychologists or psychiatrists: social workers, nurses and occupational therapists are included in the list of professionals who can complete these reports, and provided that they have the necessary experience, it seems a wasted opportunity not to employ these professionals, when the circumstances are suitable. 

When looking at the Liberty Protection Safeguards, we see a distinct movement towards a range of  professionals completing statutory capacity assessments, including Speech and Language Therapists who are often invaluable when assessing capacity for those with communication difficulties.

And as Mr Justice Poole reminds us ‘capacity assessments, including those prepared for the court, are not the sole domain of psychiatrists, as this is an ongoing, and unhelpful, myth’.

In LS’s case, the circumstances may determine best use of either Dr B or the expert proposed. For the latter, the key would be that the judge felt it necessary and proportionate to instruct an independent expert (of whichever discipline).

In any event, I hope that there is agreement between the parties to allow for LS to be assessed in a timely way and that the chosen assessor will make further conscientious efforts to enable LS to make his own decisions as far as possible, in the spirit of promoting his autonomy whilst protecting his welfare.

This careful balance of empowerment and protection is the guiding influence behind the MCA 2005 and all actions taken within its jurisdiction.

Future learning

Observing this hearing has been of significance for me, aiding a deeper reflection on some of the pitfalls within proceedings that can impact on the outcomes for P, most notably around professional miscommunication and when choosing the right professional to assess capacity. 

However, I would like to observe more hearings with a focus on community deprivation of liberty (and other welfare applications), as a precursor to my goal of transferring my BIA qualification and assuming the position of AMCP in the future.

Eleanor Tallon is Case Manager at Social Return Case Management and an Independent Best Interests Assessor / Social Worker. She can be found on LinkedIn. She also Tweets @Eleanor_Tallon