Cross-examining a GP in a COVID-vaccination hearing

By Celia Kitzinger, 4th February 2022

Editorial note: The judgment is published here: A CCG v. DC & MC & AC [2022] EWCOP 2. The parents subsequently appealed the decision, and the appeal was heard by Hayden J MC & Anor v A CCG & Anor [2022] EWCOP 20. (See postscript to this blog for what happened.)

The parents of a 20-year-old profoundly learning-disabled man (DC) asked the judge not to make the declaration sought by the Clinical Commissioning Group (CCG) that it was in their son’s best interests to receive COVID-19 vaccination.  They believe there is insufficient medical evidence to justify vaccinating him.

The advice to vaccinate DC came from a GP, Dr H, who is also employed by the CCG in a management role with responsibility for vaccine roll-out in his area.  This GP had first made contact with the parents in February 2021.  He discussed their concerns about COVID vaccination, and they were “unconvinced” that vaccination was in their son’s best interests. 

There was then a substantial delay before the matter reached court. This is a common feature of the COVID vaccination cases I have watched.

The matter came up again in July 2021 as part of a routine review, and led to a best interests meeting involving DC’s parents, his continuing healthcare case manager, representatives from his care home, and Dr H. 

The parents oppose vaccination on the basis of its potential risks and what they consider to be an insufficiently individualised risk assessment. They’re concerned about myocarditis as a side-effect of the vaccine (especially given their son’s family history of heart disease).  Because of their son’s very low body weight, they believe that – if he has to be vaccinated – a ‘child’ dose (i.e., a third of the adult dose) would be safer. They also want their son to have a blood test to establish whether he has natural immunity: he may not need the vaccination after all. The CCG has refused both a ‘child’ dose of the vaccine, and a blood test to check for antibodies[1]

Since it had not proved possible to resolve the issue, the CCG applied to the court in early December 2021 and the hearing was initially listed for 17th December 2021.  Due to funding difficulties, the Official Solicitor was unable to instruct solicitors or counsel to attend the hearing, so it had been relisted for January 2022.

The case (COP 13860597) was heard remotely before His Honour Judge Burrows, sitting at Manchester Civil Justice Centre on Monday 17th January 2022. 

There were a lot of things happening in this hearing that I found of interest (listed below), but I’m only going to write about the first of them in this blog post:

  • Cross-examination of the GP by counsel for DC’s parents – the focus of this blog post
  • Cross-examination of DC’s father by the other parties – with counsel for the parents raising “objections” to several questions (for another blog)
  • Contradictory claims from different advocates as to whether DC (who has never had capacity to make medical decisions) would decide to be vaccinated if he were able to do so.  In this hearing, as in others I’ve observed, counsel made efforts to ventriloquise an imaginary capacitous DC – sometimes literally putting words into his mouth, eg. “As his Dad, can you not see some circumstances in which DC might say ‘actually I don’t want to risk being one of those people who succumbs to this and dies of it’?” or “Would DC have decided ‘actually I would quite like to know if I have natural immunity?’” and “Would DC have said, ‘I want to examine why people of my weight mostly have a lower dose’ – my submission is he’d be concerned about that”.  It was hypothesised that a counter-factually capacitous DC would be strongly influenced by his parents (and sister), none of whom had been vaccinated, and would, like them, decide against vaccination – especially as “he’s only alive now, at the age of 20, because of his parents’ care, so he would give a greatly enhanced weight to their views” (counsel for the parents).  Alternatively, it was suggested that, at 20, he is at the age at which children tend to rebel against the position taken by their parents, or simply form different views. Or that he’d altruistically decide to be vaccinated from “community spirit” to prevent transmitting the virus to others in his care home. Or that he’d choose to be vaccinated so as to be permitted to engage in community activities and avoid being isolated. I notice that some of these speculations made their way into the judgment.
  • Lack of clarity concerning substituted judgment vs. best interests. Counsel for DC’s parents proposed that the weight that DC (if he were capacitous) would give to any given argument for or against vaccination “is the weight Your Honour should give it, because Your Honour is stepping into DC’s shoes”. In his closing submission, counsel informed the judge that he should “stand in DC’s shoes” and make the decision that DC would make, drawing on Montgomery as evidence that “individuals have a number of different reasons for making decisions”.  In his closing summary he referred the judge to §20 of his position statement: “the substituted judgement that must be made on behalf of the patient is one in which the court seeks to put itself in the shoes of the patient and make the judgement he would be likely to make even if, as in DC, he has never had the capacity to make those judgements before. This is not the same as the court substituting its own view of what is in DC’s best interests”.  Counsel for the Official Solicitor said, in her closing statement, that although counsel for the family “repeatedly refers to the court putting itself into DC’s shoes, of course that’s not the test for best interests” – and followed this up with a long extract from Lady Hale in the case of Aintree v James [2014] AC 591 (also picked up in §26 of the published judgment).

A proper expert?

Dr H is a General Practitioner and adult safeguarding lead at his practice. He is also the Medical Director at the CCG and responsible for the roll-out of the vaccine in the CCG’s area.

The parents’ view is that the GP, Dr H, the only medical expert involved in making the best interests decision, and the only medical expert before the court[2], does not have sufficient expertise or detailed knowledge of their son.  They asked for adjournment so that that an appropriate expert could be appointed. 

They described Dr H’s best interests assessment as “formulaic”.  The nineteen questions they had submitted to him “have largely been unanswered at the best interests meeting and since” – possibly because Dr H is unable to answer due to “his lack of involvement in DC’s care”. In their view, Dr H “does no more than repeat government guidance which is directed at the generality of individuals of DC’s age and which cannot bear on the individual question of DC’s best interests”. 

They had hoped to find independent experts: a paediatric respiratory physician to report on the particular effects of DC’s medical conditions in considering the risk/benefit analysis of vaccination; and a toxicologist to report to the court as to the relevance of DC’s low body weight to the dose he should receive (if the judge were to decide on vaccination). They have not been able to locate relevant experts for their case.

Having failed to find experts themselves, they were now seeking a s.49 report instead, because (as their counsel put it)  “if Your Honour makes an order, they don’t have a choice. They have to identify someone”.  The judge pointed out that this begs the question as to whether there is an appropriate expert and could lead to “a wild goose chase by proxy”. 

The CCG saw no need for additional expertise. They took the position that the treating GP was “precisely the right level of person” to make a judgement about whether or not vaccination is in DC’s best interests and that “only when relevant counter-indications are identified” should a different expert be involved: in this case there are no “relevant counter-indications”.  

Counsel for the parents had also filed statements relating to other cases, some of which they wanted to be admitted as evidence.   These statements appeared to the Official Solicitor “be to fulfilling the function of expert evidence despite which none of the various statements has been filed with the court’s permission or in the prescribed form…”.  Two were statements from Clare Craig and Dr Peter McCullough filed in entirely separate judicial review proceedings (R (AB) v Secretary of State for Health) which challenged the authorisation of COVID-vaccines on people under the age of 18. (Permission for judicial review had been already refused on the papers).   Another was a statement from Marek Pawlewski in an injunction application in the High Court matter of Dr Sam White v Stephen Lightfoot, on data about the risk of certain batches of the vaccine appearing to cause a greatly elevated risk of death.  The Official Solicitor did not see the relevance of these statements, one of which is “more on the broad issue of government roll-out to adolescents and is not concerned with adults like OB”, and another of which is “of unknown provenance” from someone who “prefers not to say where he works” and describes himself as “a data scientist”. She did not want to “allow collateral challenges in ongoing JR proceedings to colour decisions about what is in DC’s best interests”.  Additionally, the CCG was concerned that this evidence could not be tested in court via cross-examination.

Failure to comply with court rules for expert evidence is common to several of the  COVID-19 hearings I’ve observed (see also “Naming a putative ‘expert’ in a COVID vaccination case” and “The politics of the pandemic in the Court of Protection”) though none has as yet been as explicitly in violation as the doctor permitted (extraordinarily) to give evidence in the case of  Z v University Hospitals Plymouth NHS Trust & Ors (Rev 1) [2020] EWCOP 69).   

The outcome was that the judge did not agree to adjourn the hearing – not least because the case had taken so long to reach court in the first place, and was now urgent (he said), given the risk of serious illness or death to DC. He also decided that the additional material submitted by the family was not admissible as evidence. He left open the question of whether or not he would make a s.49 order (i.e. ask the CCG to locate a relevant independent expert), but ultimately concluded that this was not necessary.

The question of whether or not Dr H was an appropriate expert in this case was – as will be shown below – an issue the parties tackled in oral examination.

Position of the Parties

The three parties in the case were the applicant CCG, the protected party DC via his litigation friend the Official Solicitor, and DC’s parents. 

There was no dispute that DC lacks capacity to make decisions about his care and treatment, including COVID vaccination: final declarations regarding DCs lack of capacity had already been made following the December hearing.  

The sole focus in this hearing was on whether or not vaccination was in DC’s best interests.

The CCG’s position

The CCG (represented by Philip De Berry) believes DC is at risk of becoming very ill if he contracts COVID and so it’s in his best interest to be vaccinated with an adult dose of the Pfizer vaccine in line with the professional opinion of Dr H, following government guidance. 

Counsel referred to Hayden J’s judgment in SD v Royal Borough of Kensington and Chelsea [2021] EWCOP 14 and said it was “not the court’s role to arbitrate between different medical opinions” [3] (e.g. concerning vaccine dosage).  The applicant’s submission was straightforward, he said:

“DC fits clearly within the parameters of public health guidance.  He is plainly clinically vulnerable – by reference to three separate factors: respiratory illness, neurological impairment, and learning disability. There is no dispute that he is vulnerable to COVID because of these three features. The clear public health advice is that he should be vaccinated in the absence of any contraindications, as set out clearly in the Green Book.  The contraindications don’t apply to DC. So, the case is clear and straightforward that vaccination is recommended based on public health advice and the court doesn’t need to look beyond that.”[4]

The Official Solicitor’s position

Counsel appointed by the Official Solicitor to represent DC’s best interests, Nicola Kohn, also took the position that he should be vaccinated against COVID-19 as soon as possible to protect him against serious illness or death.

She pointed out (in response to Philip De Berry) that the court does adjudicate between competing medical views – in serious medical treatment cases, for example.  But it is somewhat different to ask to the court to adjudicate between competing theories that are (a) not presented via live evidence (and so cannot be cross-examined) and (b) not presented by clinicians who are proposing to give such treatment.  She referred to the case of Re AVS, in which the judge had considered the matter of receiving evidence on a treatment (in that case, Pentosan Polysulphate [PPS]) that no one was actually proposing to offer:

… it strikes me as unlikely in the extreme that the court would order a clinician to undertake a medical intervention which he, the clinician, did not believe to be in the best interests of the patient. Absent a clinical opinion that the continued administration of PPS would be in the best interests of the patient, therefore, it seems to me that the current proceedings would be doomed to failure.” (§24 Re AVS)

The point, she said, was that it may be appropriate for the court to adjudicate between competing clinical options proffered to the court, but it is “trite law” (that’s the lawyerly way of saying everyone already knows this!) that the court can only decide between available options, and cannot adjudicate between competing theories.

The competing options, for me, are either that DC has or doesn’t have the vaccination?”, asked the judge.  

The Official Solicitor confirmed that was the case.  “There is a suggestion in the parents’ evidence that there should be a consideration of Ivermectin, notwithstanding that it is not an authorised treatment in the UK.  And a re-evaluation of the vaccination based on DC’s weight and an adaptation of the dosage. With respect, the court is quite right. The only options are authorisation of the vaccine as offered, or not.”

The parents’ position

The parents were represented pro bono (i.e., without having to pay for their legal team) by Francis Hoar of Field Court Chambers.  

Francis Hoar has made quite a name for himself in relation to COVID-19, not just as a barrister representing the views of his clients, but also in publicly articulating his own views (e.g. in an article and a blog post challenging the legality of lockdown restrictions). He has acted in a range of COVID-related cases in other courts including R (Dolan) v Secretary of Statein which the Court of Appeal decided in December 2020 that lockdown regulations were within the government’s statutory powers and did not breach the European Convention on Human Rights. According to his website, he “is currently acting in a Judicial Review of the original ‘quarantine’ regulations (now before the Court of Appeal), a claim against a school trust’s mask policy and an impending claim against a care-home’s vaccination policy” (accessed 29thJanuary 2022).  

He’s not a barrister I’ve seen before in the Court of Protection, and (as I’ll illustrate in this report) his style of advocacy was considerably less “inquisitorial” and more “adversarial” than is usual in this jurisdiction.

The parents’ position as expressed in their position statement, and as it emerged over the course of the hearing, was that their son should not be vaccinated against COVID because DC is not at any great risk either of contracting COVID, or of becoming seriously ill if he does, and that the risks of vaccination for someone with their son’s complex medical conditions outweigh the risks of contracting COVID.  They made the following claims:

  • DC is unlikely to contract the virus because he’s unable to move without assistance, which means that (unlike people in other vaccinations cases before the court) there is no risk of his being unable to be distanced from people known to be infected or who appear to have symptoms.  
  • DC is unlikely to become seriously ill if he does contract COVID because of his age cohort: the government’s Green Book estimate of the infection fatality rate for young persons between the age of 15 and 44 – including those with pre-existing conditions – was one death for every 2,932 young people infected.
  • DC is at risk of side-effects from vaccination, especially of myocarditis and blood clots (there’s a family history of heart problems and strokes), and there may be other medium- and long-term side-effects that aren’t yet known because the vaccines are still in an  “experimental” phase.
  • The CCG proposes administration of the adult dose of vaccine, but DC (despite being 20 years old) weighs only the same as an average 10-year-old child (around 31 kilos). His parents consider the adult dose of the vaccine to be potentially dangerous (but the CCG refuses to vary the dose).
  • Proper analysis of the risks and benefits of vaccination for DC requires a blood test to establish whether he has natural immunity. (The CCG has refused this.)

In addition, they had apparently raised the possibility of alternative treatments (Ivermectin was mentioned) although this was not before the court.

Counsel “accepted fully” that there were only two options before the court: [1] To vaccinate DC (with the dose proposed by the GP) and [2] not to vaccinate him.  

Insofar as Your Honour will be satisfied that there is not sufficient evidence that it’s in DC’s best interests to make the order requested – which is for two adult doses, plus booster, plus further doses in line with government policy – there is no middle ground to administer a child dose.  The only option would be not to vaccinate if Your Honour decides it’s not in DC’s best interests to receive all the standard doses. Insofar as Ivermectin is concerned, there is no application from the family for alternative treatments, but it may be that Your Honour considers the treating physicians to have not sufficiently considered alternative treatments, and that it’s therefore not in DC’s best interests to vaccinate him. There is no competing medical evidence before the court.  What we have here is simply an assertion of government guidance by doctors, and on the other hand scientific evidence of the risks of myocarditis, yellow card effects and so on.  That’s not competing medical evidence. It’s simply evidence that’s not refuted by other evidence before you. I accept that as you don’t have experts before Your Honour, you can’t make determinations about natural immunity.  I invite the court to note that one of our points is that it is not in DC’s best interests to give the vaccine without testing for natural immunity because if he does have natural immunity then vaccination would not give a benefit.  We invite the court to make an order not for vaccination or to make an order for vaccination conditional upon DC not having natural immunity.”

Evidence from the GP 

I am writing this blog report having just attended a weekend workshop organised by Inner Temple on advocacy training for Bar students. I was there to talk about open justice, but one of the things attendees were learning – and I was learning alongside them – was how to cross-examine witnesses. Consequently,  I am looking at my record of this cross-examination in a new light[5].

The aim of cross-examination is to elicit information that can later be used in closing submissions.  Successful cross-examination is often said to include:

  • Ask only questions to which you already know the answers.
  • Don’t ask the witness to report again on material covered in their written witness statement (there’s a risk of them saying something different!) but you can ask them to confirm parts of their written statements.
  • Only ask about one fact per question.
  • Keep questions short and to the point.
  • Ask only questions that lead to information you want to use in your closing submission.
  • Ask only ‘leading’ (yes/no) questions. (Apparently some law schools are requiring tag questions – “isn’t it?”, “aren’t they?” etc – in all cross-examination, though this practice was not endorsed by the barristers present at the weekend event.)
  • Keep control of your witness: don’t let them make speeches or ramble (obviously yes/no questions help with this).
  • Use plain English (avoid Latin and fancy legal terminology).
  • Know your way about the bundle so that you can quickly take a witness to relevant statements.
  • Begin and end your examination on a ‘winning note’.

The cross-examination of the GP in this case seems in many ways to exemplify the principles students were taught at the Inner Temple advocacy weekend, and it was exciting to see ‘real life’ examples, to flesh out the role-play.

Cross examination by Francis Hoar (for DC’s parents)

The cross-examination by Francis Hoar was  notably less “inquisitorial” and much more “adversarial” than is commonly the case in the Court of Protection.  

Here’s how the cross-examination began. I’m guessing that the ‘winning note’ is to discredit the GP’s knowledge of his patient.

FH:  Your involvement with DC started in early 2021.

GP:  Yes

FH:  And you have confirmed that you have not seen DC.

GP:  Yes.

FH:  And you haven’t treated DC for anything, is that right?

GP:  No. I have treated him for a number of minor issues, but I haven’t seen him face-to-face.

FH:  And your colleague, Dr Y, has also treated him, also remotely, for skin issues.

GP:  Yes.

FH:  But neither of you has treated him for anything related to his chest or neurological issues.

GP:  Correct.

This interaction casts doubt on how well the GP knows the protected party at the centre of the case, thereby undermining his expertise and damaging his credibility: he’s never seen DC face-to-face, and neither he nor his GP colleague have ever treated DC for the medical problems that may have the potential to cause difficulties with the vaccine (or serious illness with COVID infection).

According to the parents’ position statement: “the only clinician who was present [at the best interests meeting] was Dr H, who does not appear even to have met DC before the meeting… It does not appear that the specialist Consultants who lead the delivery of DC’s care were consulted and they did not attend the meeting”. 

Cross-examination seems designed to underscore that point.  Here’s how it continued:

FH:  Turning to the best interests meeting notes [of 24th September 2021]. You see the list of participants. You were the only medical practitioner there.

GPYes.

FHYou said to the parents that you had no doubts that the potential benefits outweigh the risks of vaccination.  

GP:  Yes

FH:  You said that 9 out of a million had a risk of serious thrombo-embolic events.

GP:  Yes.

FH:  When you said that, what information did you use to make that statement?

GP:  The Joint Committee on Vaccination and Immunization guidance.  As a GP, I work to the guidance I’m given. The reading I’ve done supports that that’s correct, but I’m not going to pretend I’m an expert.

[…]

FH:  Did you mention at the meeting the elevated risk of myocarditis?

GP:  No. At the time we had that meeting the risk of myocarditis was unclear and unquantified. It has come to prominence since that meeting.

FHThat’s not correct, is it.  Elevated risk of myocarditis was specifically mentioned by the JCVI on 3rd September and it was one reason why the JCVI said that although there was a marginal benefit, the risks were not quantified and so they couldn’t recommend the vaccine for 12-15-year-old children[6]. Is that fair?

GP:  I don’t see how that’s relevant since OB is not 12-15.

So, now it appears that not only does Dr H not know his patient very well, but also he doesn’t regard himself as an expert on the side-effects of vaccination. Counsel goes on to cast doubt on his understanding of the evidence behind the JCVI guidance which Dr H is charged with implementing.  According to Francis Hoar (although he didn’t provide the source of this information), at the time of the best interests meeting at which the GP has said he did not mention the elevated risk of myocarditis, there was evidence in the public domain of myocarditis in young men of DC’s age, and this evidence had been “relied on” by the JCVI.

FH:  Were you aware that the evidence on which the JCVI relied was extended to ‘young men’ including those over 20 years old?[7]

GP: No. I wasn’t following information about younger people, because it wasn’t relevant to my practice. I was not undertaking vaccination of that age group at that time.

FH: So it’s right then, isn’t it, then, at that meeting, when you were discussing DC, his weight is the median weight of a 10-year-old boy. Do you agree?

GPI was treating a man of 20.

FHI wasn’t asking you that Doctor. I am asking you about his weight.

GP:  I don’t have that data to hand. I don’t doubt it, but I don’t know.  

FH:  Let me take you that [in the bundle]. This is taken from public domain sources and shows that 30kg is the median weight of a nine-and-a-half-year-old boy.

GP:  That is the correct reading of that graph.

FH: So, we have a 20-year-old with the weight of a 10-year-old.  You did not inform yourself of this prior to the meeting.

The GP is beginning to sound somewhat truculent and defensive by this point and the judge intervenes.

Judge:  Can I stop you there Mr Hoar. This doctor has been very candid. His role is to roll out the vaccine. He bases his decision-making and the information he gives to those who would be receiving the vaccine on the JCVI guidance. You said that in relation to 12-15 year old children, on 3rd September, the JCVI had indicated there might be a problem of myocarditis and the evidence relied on by the JCVI indicated that it might also be the case for young men.  Was the JCVI guidance also warning that young men might be at risk of myocarditis?

FHAs far as I know there wasn’t JCVI guidance relating to 18-plus young men, no.  But on the other hand, it was in the public domain, and recognised by the JCVI that the risk pertained to young men and not just boys. I agree that no criticism can be made that he wasn’t aware of that. But what I’m suggesting to you, Dr H, given that we have a particularly vulnerable young male and his parents are not thinking it was in his particular best interests, is that it was up to you to be up-to-date with the evidence for him.

GPMy responsibility as DC’s GP is to try to find what it in his best interests. As it clearly says in my statement, I balanced the risks of the vaccination and the benefits of the vaccine and they very much stand in favour of vaccination. I acknowledge I was not aware of the specific risk of myocarditis.  It was not raised in that meeting, as I recall it.  

FHIt was raised at that meeting.  Please turn to the second page of those minutes.  [DC’s father] explained his thinking and had looked at the safety trials and asked about myocarditis.

GP:  I apologise. It was mentioned but it didn’t really register with me. I do apologise.

The effect of this series of question is to suggest that the GP took what could potentially be characterised as a rather cursory approach to establishing his patient’s best interests. The father’s concern with myocarditis, specifically raised at the meeting, “didn’t really register” with him, and he’s found himself having to apologise for having forgotten about this. He did not follow up on the father’s concerns by reading up-to-date evidence on myocarditis. 

In the following exchange, counsel for the parents adds to this implied criticism the fact that the GP did not report age- and disability- stratified risks for myocarditis, but rather relied on a population-wide statistic.

FH:  Dr H, your recommendation was ‘it’s obviously in his best interests on a risks-benefits analysis’? I put it to you that the only way you can arrive at that conclusion is to put on the one hand his risk of being infected and becoming very ill versus on the other hand the risks of the injection.

GPYes.

FHSo you have to take into account the age- and disability- stratified risks.

GPYes.

FH: So it’s not appropriate, I suggest, to say “a nine in one million” chance of myocarditis, which is across the whole population, when the risk may be very different for different stratifications. Do you agree?

GPYes, but that stratification wasn’t available at that time. I have to be pragmatic. I have to manage my time.  I have to share the guidance shared with me.  When JCVI think the risks are of sufficient importance to be part of my consideration or informed to my patients, I do my best to do that.

At this point, it seemed to me as an observer that counsel for the parents abruptly changed direction and asked a question that (to me) seemed to come out of the blue.

FH: Are you aware of the Montgomery and Lanarkshire Health Board[8] case on informed consent, which meant a less paternalistic approach to patients?

GP:  I am aware of my responsibilities around informed consent.

FH:  Are you aware of the Supreme Court case?

GPIt was not in my mind at the time but I was aware that there had been a Supreme Court case.

FHAnd that this means that the Bolam test would no longer apply.

GPYes, because the guidance changed.

FH:  So you have a responsibility to provide – absent informed consent from the patient – information to the people who would decide, namely his parents[9].

I was rather thrown by these questions about informed consent, since there was nobody to “consent” in this case (certainly not the parents), but rather a best interests decision to be made. Unless I have misunderstood, the point seemed to be that the GP had not provided sufficient information about the medical risks of vaccination to the parents. But they are not proxy decision-makers for DC. I was puzzled by the relevance of Montgomery in this context and posted a question on Twitter about this: “It’s not really relevant as it is about consent from people with capacity”, responded Victoria Butler Cole QC (@TorButlerCole): “There is a more obvious point which is that to contribute an informed view to a best interests process you need to know the relevant risks and benefits of the treatment in question to the person concerned.”

The overall direction of questioning aimed at demonstrating the GP’s lack of “expertise” when it came to deciding whether or not DC should be vaccinated concluded like this:

FH:  We are talking about an extremely complex patient. Not an average 20-year-old man, or someone with one or two conditions, but a multiplicity of conditions. Do you agree?

GP:  Absolutely.

FHYou said the aim is to vaccinate all adults in the population – again you generalise.

GPYes.

FHYou can only give the generality of the advice. What you couldn’t do is give an evaluation based on DC because you hadn’t seen him. It was based on your experience as lead clinician in the roll out of vaccination for adults.

GP: Yes.

FH: You’re not an expert paediatric physician or paediatric neurologist. Is that right?

GPYes.

Counsel for the family then asked a series of questions that seemed directed to specific concerns the parents had raised.

The parents took the view that DC was not at risk of becoming seriously ill because he is so young. Counsel asked the GP whether  “the age curve applies” whether or not there are other medical conditions – “so someone like DC, with his conditions, but older, would be at greater risk” (“yes”).  

The parents wanted DC to be tested for natural immunity.  Counsel asked the GP about the general principle relating to natural immunity and vaccination, referring to the Heaf test:  “daisy pricks to ascertain natural immunity so you wouldn’t need the BCG injection – it’s not a novel position, is it” (“not at all”).  Have you evaluated the evidence about natural immunity and vaccination?  (“I didn’t have any evidence: we were on a learning curve”).

The parents believe that DC is not at risk of contracting COVID because he can readily be “socially distanced” from others (also meaning that he is unlikely to infect others).  Counsel questioned the GP about the safety of other residents in DC’s care home, stating that this should not be part of a best interests consideration.

GPWell, there are multiple consequences for him of not being vaccinated. His ability to socialise with other residents is impacted upon by his vaccination status.

FHThat’s a decision of the care home though, isn’t it.

GP:  Yes, I’m not passing judgment. I just stated in the meeting that it might impact on other aspects of his care.

FHDC is immobile.  Given that he cannot move around save with the help of others, there can’t be any concern about social distancing.

GPI don’t know enough about the movement of people into the communal areas and the movement of people around the building, so I don’t know enough about how it might impact on his quality of life. His interaction with others may be less.

FHGiven that he cannot move save with the help of others, and given that we know that vaccinated people in the care home have had COVID over the Christmas break, why – looking at it from a medical view – why should DC have to be isolated when he returns from visiting family, when others would not.

GPThat’s the JCVI guidance.

FHDo you agree with it?

GPIt’s not my job to agree or disagree with it. The guidance is written by people who are better educated than I am.

Later questioning moved to point out an error in the GP’s witness statement, and to explore the consequences of the way that COVID vaccination is currently licensed for use.

FH:  You said the vaccines are lawful but that clinical trials will end in 2022.  It’s 2023.

GP:  I don’t doubt your information.

FH:  As a result of the authorisation, it’s not possible to sue the manufacturer if there are adverse consequences, except under very special circumstances.  And government compensation is limited to £120,000[10].

GPYes, the only person you can sue is the government.

JudgeThere were two questions. The question was whether the fact that this vaccination has been brought in under circumstances where is there a special exemption from civil liability – whether someone is consenting or not – is that something a reasonable person would take into account in deciding about vaccination?

GPA reasonable person should be thinking about their health, not about financial consequences if they sue someone subsequently.

FH:  The 2015 Supreme Court decision in Montgomery means that it is not for you to decide what a reasonable person should or does take into account, or what they may think when making a decision. You need to give them all the information.  While your view is that they shouldn’t take into account that they wouldn’t’ be able to get compensation from the manufacturers, some people may disagree. So it’s important to inform people of their very limited right to sue.

GPIt’s not in the guidance that I should inform people of this.

JudgeThe vast majority of people don’t sit down with a GP and discuss the risks and benefits of vaccination. They attend a vaccination centre and are provided with a sheet of information[11].

GPYes, there’s always a clinical supervisor available.  Within that sheet, there’s nothing saying you’d not be able to sue the manufacturer if there were adverse effects.

JudgeSo, if someone says “I’m happy to have this vaccine, but what I’m worried about is not being able to sue”, would you be able to explain?

GPYes. I’d say there is a very limited amount of government compensation and you can’t sue the manufacturer.

And the parents are of the view that their son should not receive the full adult dose of the vaccine due to his low weight. The GP pointed out that there is no lower weight restriction for administration of Pfizer in the official guidance: “I am there to apply the guidance, not to challenge it”. If the guidance were to change, then he would do “whatever JCBI is saying is most appropriate”. 

The final line of questioning from Francis Hoar – and the ‘winning note’ to end on – related to the failure of Dr H to consult with experts involved in DC’s care.

FHIt’s right to say that when DC was last seen by his respiratory consultant, neurologist, and physiotherapist – you didn’t speak to any of those before the best interests meeting.

GPNo.

FHOr subsequently.

GPNo.

FHAnd I’m going to suggest that you should have done, given the complexity of this patient and the fact that the vaccine is new.

GPThe experience of hospital specialists in relation to COVID vaccination is very low and the conversations I have had have been with my clinical colleagues in the vaccination service who have the experience of giving the vaccine.

FHThey don’t have specific experience of DC or his diagnoses. You and your colleagues in the vaccination service are simply going by government guidance, which is what you’ve being going by throughout.

GPYes. I’m a GP. I’m not an expert on everything.

One feature of Francis Hoar’s cross-examination is that at no point did he treat the GP as an expert – for example, by asking him questions about whether he’d expect DC to become seriously ill if he were to contract COVID, or what the likelihood is that DC already has natural immunity and the implications of that for decision-making about vaccination. Instead, Francis Hoar focused on how Dr H himself had behaved in the past – what he had (and hadn’t) said in the best interests meeting, who he had and hadn’t consulted – and asked about his knowledge of medico-legal matters (including correcting a factual error in his statement).  

Watching this cross-examination it seemed that the goal was very clearly to discredit Dr H as an expert. It did not seem that counsel intended to use anything Dr H might say in evidence as contributing to consideration of DC’s best interests. 

Correcting witnesses, telling them what they “should” have done, and phrases like “I put it to you…” are rarely deployed in the Court of Protection.  There’s another example of robust cross-examination (from Joseph O’Brien) in our blog post on “When expert evidence fails” which is worth reading for comparison. It was an effective demolition of expert evidence and led to a new independent expert being appointed by the court (who as it turned out came to the opposite conclusion about the protected party’s capacity).

In the current case, Francis Hoar’s cross-examination laid the groundwork for a significant part of his closing submission (the other significant part related to what DC would decide for himself in relation to vaccination if he had capacity to make that decision).

In his closing submission,  Francis Hoar said that the court “cannot put a great deal of weight on Dr H’s evidence”.  The reasons he gave derived in large part from this cross-examination.

He did not consult with DC’s multi-disciplinary team. What he exhibited in evidence is that he is very familiar with giving normal guidance on vaccination regarding risks that are known, but not in giving specific advice to individuals he hasn’t seen and hasn’t treated, except for online in relation to minor issues.”

Cross-examination by Nicola Kohn (for DC via the Official Solicitor)

The Official Solicitor did some work to ‘rehabilitate’ Dr H as an “expert”.

Unlike counsel for the parents, counsel for the Official Solicitor treated Dr H as an expert able to answer questions about the risks and benefits of vaccination for DC.  For example:

NKIn your evidence this morning you said DC is ‘extremely vulnerable’ and quoted from the Green Book which shows he falls into three of the clinical risk groups: he has a respiratory condition, a neurological condition, and he’s in long-term residential care.  Can you elucidate for the court what are the risks to DC if he contracts COVID.

GP: That’s why I’m so categorical that the balance of is in favour of vaccination. Each of those vulnerabilities increases the risk of serious illness for him if he contracted COVID. The risks of vaccination that have been raised – they do exist but are tiny in comparison.

NK:  I don’t want to overplay it, and I know this is upsetting for the parents, but is there a risk of death?

GPYes. We’ve had a patient with less vulnerability than P in our practice die.

At one point she said he’d been “self-effacing in [his] evidence” – to Francis Hoar – in having said “I’m just a GP”.  She asked: “For how long?”  “Thirty years”, he replied.  

She also addressed the issue of whether he had consulted other ‘experts’ by asking him whether the members of the vaccination team (with whom he’d discussed this case) were – “civil servants or doctors?”.  The answer was that they were mostly doctors, plus some public health consultants.

So, on the basis of the Official Solicitor’s cross-examination, Dr H is an experienced GP who has consulted relevant medical colleagues about the case. 

When asked about the absence of evidence from any specialists, Dr H said, “the questions being asked are effectively challenging the scientists in the JCVI, rather than specialist doctors’ knowledge.  No other expert, unless they have a specific agenda would offer any other advice.

In her final submission, the Official Solicitor accepted the CCG’s submission that “the GP is the correct discipline to assess whether DC should have the vaccine. There is no justification for any further medical advice. It is not at all clear who to ask, what to ask, how it would help, or how long it would take” (Philip de Berry).  She said likewise:  “this is not a case where we can say ‘oh, if only we had the evidence of X person’ – someone named and identified.  I would submit that the court should make a final decision now, and not seek more evidence”. 

How did the cross-examination influence the judgment?

The judge decided there was no need to involve any further experts in the case, and that he had enough evidence to decide that vaccination (with the full adult Pfizer dose) plus boosters in line with government guidance was in DC’s best interests.

He made this decision despite, in large part, accepting the information derived from Francis Hoar’s cross-examination of Dr H, the GP.

It seems to me that Francis Hoar’s cross-examination was “successful” to the extent that it revealed the limits of Dr H’s expertise and exposed the extent to which Dr H was essentially toeing the official government line put out by the Joint Committee on Vaccination and Immunization.  

The cross examination succeeded in this goal by using the standard methods identified above: i.e., by asking closed questions to which counsel already knew the answers, deriving information for subsequently use in a closing statement, and so on.

In his judgment, HHJ Burrows shows that he saw and accepted what Francis Hoar wanted him to understand concerning the limits of Dr H’s expertise:

Having heard Dr H respond to cross examination from Mr Hoar, it seems very clear to me that he did not feel able to engage with some of the points put to him about risk and benefits. It is obvious to me that the CCG’s evidence rests on the official-line towards the vaccine. Dr H was not before me to look behind the official guidance and advice, but simply to ensure that he applied it faithfully. When some figures which are emerging from vaccinations in certain groups (Israel and the US Armed Forces, for instance), were put to him Dr H did not attempt to question them by reference to any research carried out elsewhere. This is no criticism of him. He is a G.P. and CCG Medical Director with a task of ensuring the vaccine is effectively rolled out. (§40, Re DC [2022] EWCOP 2)

The problem (for Francis Hoar and for the parents) is that the court routinely makes decisions based on the official guidance and expects no more of a GP except that he applies it faithfully.  

This position was laid out originally by Mr Justice Hayden:

“My task is to evaluate [P’s] situation in light of authorised, peer reviewed research and public health guidelines and to set those in the context of the wider picture of [P’s] best interests“. (SD v Royal Borough of Kensington & Chelsea [2021] EWCOP 14)

In this case, HHJ Burrows also drew on a decision in the Court of Appeal (albeit obiter) as to the approach the Court should take on vaccination cases involving children: “It favours the Court being guided by Public Health England and the Green Book: see Re H (a child) (Parental Responsibility: Vaccination) [2020] EWCA Civ 664 Eleanor King, LJ” (§33, Re DC  [2022] EWCOP 2).

So Dr H, who relies on public health guidelines and the Green Book, and applies official guidance “faithfully”, is in fact – as counsel for the CCG claimed from the outset – an entirely appropriate expert in a case of this kind.

A cross-examination can be technically flawless in its execution, in the sense of eliciting the information (and creating an impression of the witness) that counsel wishes subsequently to use in closing submissions.  But it can ultimately fail because those submissions are simply not compelling for the judge.

POSTSCRIPT

Mr Justice Hayden heard the parents’ appeal against this decision on 3rd May 2022 (MC & Anor v A CCG & Anor [2022] EWCOP 20). A few days before this appeal, DC contracted COVID-19 and was quite ill. In light of this development Hayden J reviewed the framework put in place for vaccination. In his judgment (§28) he comments that the original decision was “unimpeachable” and “but for the intervening Covid-19 infection, the appeal would have been dismissed.” Given the “parents’ almost palpable anxiety” about vaccination, which Hayden J considered would lead to DC becoming distressed in turn, making this a factor in DC’s best interests, Hayden J took the rare course of ordering further evidence about the nature of the vaccinations required and the effect of post viral natural protection before reaching a final conclusion. The appeal was adjourned to permit this. I don’t know the subsequent outcome.

Celia Kitzinger is co-director of the Open Justice Court of Protection Project. She tweets @KitzingerCelia


[1] Family concerns to establish whether their loved one might have ‘natural immunity’ are common to several of the cases I’ve observed, with the implied or explicit expectation that evidence of natural immunity would obviate the need for vaccination.  The parents’  position in this case was characterised by the Official Solicitor as “one of scepticism regarding the efficacy and risk of the currently licenced COVID-19 vaccination programme adopted in this country” – although they “do not profess themselves to be anti-vaccination per se and in fact protest the opposite”.  This seems to be a recurring pattern across several COVID-related hearings I’ve observed – with family members seeking to refuse vaccination characterised by the court as “anti-vaxxers”, a label that they themselves reject (e.g. Part 3: “Is P’s sister an ‘anti-vaxxer’, in this blog post: “The politics of the pandemic in the Court of Protection”).

[2] Another GP from the same surgery (Dr Y) had been asked by the CCG to give a written ‘second opinion’ and that document was also before the court.

[3] What Hayden J actually said in SD v Royal Borough of Kensington and Chelsea [2021] EWCOP 14 was: ““it is not the function of the Court of Protection to arbitrate medical controversy or to provide a forum for ventilating speculative theories. My task is to evaluate V’s situation in light of the authorised, peer-reviewed research and public health guidelines, and to set those in the context of the wider picture of V’s best interests.” (§31, my emphasis)

[4] I’m grateful to Claire Martin who also observed this hearing and shared with me her detailed and comprehensive notes of what was said in court.  I have benefited enormously from the opportunity to compare my record of the spoken word against hers, but accept ultimate responsibility for the quoted material in this blog post. It is as accurate as I can get it, given that we are not allowed to record hearings. There are many extracts quoted in which Claire and I had identical word-for-word records of what was said. There are others where one of other of us missed a word or phrase, or recorded something with slightly different phrasing and I have had to select one or the other. For example (to show the extent of divergence where we differed): Claire’s notes read: “FH: It’s right to say that when P was last seen by neurologist and physio – you did not speak to any of them prior to BI meeting. (GP: No). FH: Nor since. (GP: No). FH: I’m going to suggest you should have done.”  My version of the same exchange goes like this: “FH: “When P was last seen by his respiratory consultant, [missed one consultant] and physiotherapy consultant, you didn’t speak to any of those before the BI meeting. (GP: No.) FH: Or subsequently. (GP: No.) FH: And I’m going to suggest that you should have done, given the complexity of this patient and the fact that the vaccine is new.”)

[5] I am enormously grateful to Oliver Lewis and Leonie Hirst for inviting me to participate in the Inner Temple Advocacy Weekend.

[6] That is in my view an accurate and fair summary of the JCVI statement of 3rd September 2021.

[7] I’ve had a search for this evidence and can’t find it. There are only 3 research references cited in the JCVI statement of 3rd September 2021 and I can’t see evidence in any of them relating to myocarditis in young men post-vaccination. There’s a note at the bottom of the statement saying “Some of the data considered by JCVI were unpublished analyses from the studies cited above” – but I would not know how to obtain this data and wouldn’t expect a GP to do so.  There are certainly publications post-dating the Best Interests meeting of 24th September 2021 (e.g. “COVID-19 Vaccination–Associated Myocarditis in Adolescents” which finds post-vaccine myocarditis with “quick clinical recovery and excellent short-term outcomes” in males aged 12-20; published in November 2021). A study of the entire Israeli population found that “definite or probable cases of myocarditis among persons between the ages of 16 and 19 years within 21 days after the second vaccine dose occurred in approximately 1 of 6637 male recipients and in 1 of 99,853 female recipients” (“Myocarditis after BNT162b2 mRNA vaccine against COVID-19 in Israel”, published 2nd December 2021).

[8] Montgomery v Lanarkshire Health Board [2015] UKSC 11

[9] The parents are not, of course, the decision-makers. 

[10] Here’s the government website concerning Vaccine Damage Payment

[11] The current version of the Information for UK Recipients of the Pfizer vaccine is available online (click here). It does not include the information that you cannot sue the manufacturer or that government compensation is limited to £120,000.

Photo by Steven Cornfield on Unsplash

Not quite there yet: My first three attempts to observe a Court of Protection hearing

By Eleanor Tallon, 28th January 2021

It could be said that my ‘Open Justice’ observer experience didn’t get off to a very good start.

I tried from 8.20am on the 26th January 2022 to access a hearing before Mr Justice Hayden, which was at 10.30am. I had no response and continued to contact the court by phone, but to no avail, until Celia Kitzinger came to my aid and emailed the judge’s clerk directly on my behalf. Following that,  I was sent login details to a viewing via ‘Cloud Video Platform’ at 11am, though there was no access to this, and it turned out the hearing had been mistakenly listed on the RCJ website as ‘hybrid’ (meaning both remote and in person access), when it was actually only open to observation in person. 

I had some free time the next day so I tried again.  

On the evening on 26th January, as soon as I spotted  a case listed on the Open Justice Court of Protection Project Twitter feed, I emailed the Birmingham Court, as instructed, to request access to a hearing the following day (27th September 2022, COP 13607901, before Judge Thomas).  I then followed up the request the next morning with a reminder, and received an email to say that the Judge would consider my request.

Further to this I received access and log in details and whilst frantically trying to gain entry, I had a very helpful phone call from (an administrator possibly?) from the Birmingham Court who helped me to navigate the technology and I successfully gained access (this seemed like an achievement in itself!). 

The hearing was already underway, and the respondent’s counsel was in full flow, going through the details of various complaints made against the Local Authority. Mid -way through her delivery, the Judge stopped her and highlighted that ‘Ms Tallon has joined the proceedings’.

The Judge then went on to say that as I had only requested access at 10.50pm the evening before, she had not had time to go through formalities.   She then referred to Claire Martin, another public observer (and core member of the Open Justice Court of Protection Project) who was also observing the proceedings and requested that we ‘kindly leave’. So that was that. 

Abrupt as it was, I duly obliged, and felt slightly down beaten at this point. 

The advice from Celia had been that it was typical to request access on the morning of the hearing (as listings aren’t usually available until the evening before then) and I thought I had been one step ahead of the game by sending in my request the evening before.  Clearly not – for this judge, anyway.

Thankfully I had already created a Plan B and had received access details for an 11.30am telephone conference hearing before Judge Hilder, so I swiftly moved onto finding out about the etiquette for phone hearings (seeking further advice from Celia, again gratefully received) and writing up my experience thus far. 

I was just about to dial in to the phone conference to observe the hearing before Hilder J when I saw an email to say I could re-join the Birmingham hearing – I hadn’t realised I was going to be allowed back in! 

At that point I felt it was worth committing to the phone hearing,  and it turned out that it was in relation to a DOLS application (which I was pleased to hear as it felt like familiar territory). I was quickly admitted to the call, and as Celia had explained, the transparency order was explained to me by Judge Hilder.  I asked if I could have a copy of the transparency order  sent to me via email (as advised by Celia, who prefers to see transparency orders before publishing blogs about hearings).  Judge Hilder  politely declined to send me the transparency order and made it clear that the contents of the hearing could not be published. Therefore, I presumed there no prospect of sharing the content of that particular case with any other members of the public.(As it turned out, the phone hearing only lasted 15 minutes.)  

It was odd to be part of a phone hearing, in that I’m very experienced as a Best Interest Assessor in attending virtual meetings (usually via Teams or Zoom) but have never in 13 years of professional life been part of a phone conference. It felt incredibly disconcerting not to have a visual picture of others and not to have the greatest sound quality, especially in respect of Judge Hilder. I think this was felt too by the Judge as she made a point of requesting a video conference for the next hearing. 

Despite this shaky start, I am not discouraged.  I actually now feel more equipped and confident about completing a successful observation next time, though I’m not sure I would have got even over the first hurdles were it not for Celia’s help.   

I do think there is room for improvement in terms of allowing and facilitating public access to Court of Protection hearings (and our right to report from them) – and it seems there may be disparity between different judges in terms of how well they understand and implement access for  public observers?

I hope to report back on a successful observation soon!

Eleanor Tallon is a Best Interests Assessor and Specialist Practitioner in MCA and DOLS.  She tweets @Eleanor_Tallon

Photo by Zach Vessels on Unsplash

Capacity and elective caesarean

By Samantha Halliday, 26 January 2022

I have written extensively about court-authorised obstetric intervention[i] but I’ve always relied upon reported decisions. 

I am acutely aware that as Rosie Harding has commented: “When only the judgment is available for academic scrutiny, we cannot be clear as to the ways that the various submissions were framed”.   That being the case, I was very keen to observe this hearing (COP 13865837) before Sir Jonathan Cohen on 21 December 2021 in the Court of Protection.  

It concerned an application by an NHS Trust (King’s College Hospital NHS Foundation Trust) for a declaration that a young woman (JK) lacks capacity to decide either the mode, or location of her baby’s delivery and that it would be in her best interests for her to deliver in hospital by caesarean.

Context

JK is 21 years old, and at the time of the hearing she was 36 weeks pregnant. At the time of the hearing nobody knew of her whereabouts.  

Asked by the judge to outline the issues before the court, Eloise Power (acting for the applicant Trust) characterised JK’s life to date as “tragic in the utmost”, noting that Katie Gollop QC (acting for JK via the Official Solicitor) had described it as “Dickensian”. She agreed, she said that “Dickens could scarcely have devised a worse scenario.”  

A vulnerable adult, JK is not suffering from a mental disorder, marking out this case from many of the other cases concerning court authorised obstetric intervention that are regularly determined by the Court of Protection.  However, she has a history of Foetal Alcohol Syndrome and her cognitive ability has been assessed as between 5 – 11 years.  She lives in supported accommodation, but her attendance at the unit has been erratic and she has been absent for a number of days, with her current whereabouts unknown.  She has missed “at least 13” ante-natal appointments and has been aggressive and violent towards healthcare professionals. It was reported that throughout the pregnancy she has abused alcohol and drugs, testing positive for cannabis, crack cocaine and morphine.  Foetal growth is restricted leading to a risk of foetal distress in labour.  

JK gave birth to twins 2 years ago by an elective caesarean section.  The twins were placed with her adoptive mother at birth, but the relationship between JK and her adoptive mother (A) has broken down and A has said that she is not in a position to parent the child JK is expecting. It was noted that the child would be taken into care upon birth.  

The hearing

JK was not present at the hearing, indeed her whereabouts are unknown and she has not been seen since 15th December, almost a week ago.  She was represented via her litigation friend, the Official Solicitor (Katie Gollop QC), although neither she nor any agent of the Official Solicitor had not been able to speak to JK directly.

The central question for the court was whether JK had capacity to make her own decision about where and how to deliver her baby.  

An adult with capacity has the right to refuse any treatment, no matter how unwise that decision may appear.  Treatment without consent will give rise to both tortious and criminal liability.  S.1(2) Mental Capacity Act 2005 sets out a rebuttable presumption that a person has capacity, so the starting point is that as an adult JK should be assumed to have capacity to make her own decisions.  

Acting for the Trust, Eloise Power reported that JK’s capacity had been assessed on 9th December 2021 by Dr S, the consultant obstetrician, who concluded that JK lacked capacity to make decisions for herself in relation to mode of delivery.  During her previous pregnancy,  JK had chosen to give birth to her twins by caesarean section and was deemed to have capacity to do so.  A significant difference between the two pregnancies relates to JK’s drug use.  During her first pregnancy she had tested positive for cannabis, however throughout this pregnancy she had abused alcohol and drugs, testing positive for cannabis, crack cocaine and morphine. 

Two witnesses gave evidence on the issue – JK’s support worker and a consultant obstetrician.

The consultant obstetrician’s evidence on capacity

Giving evidence on behalf of the Trust, Dr S (a consultant obstetrician) stated that whilst JK had capacity to make choices about her maternity care during the first pregnancy (when she was cared for by the same Trust), alcohol and drug abuse meant that she was unable to make similar decisions now as she is unable to concentrate for long enough to allow a discussion of the issues.  

On 8th December 2021 JK was reported missing and brought to the hospital by the police using the power under s.136 Mental Health Act 1983 to remove a person appearing to be suffering from a mental disorder and in immediate need of care or control to a place of safety.  The following day Dr S assessed JK’s capacity observed by the duty psychiatrist (Dr P), in the presence of JK’s named midwife and a safeguarding midwife.  Unfortunately, Dr P could not be contacted to give evidence, however a detailed account of the consultation on 9th December was given by Dr S.

Dr S testified that she had assessed JK’s capacity, forming the opinion that JK did not have the capacity to decide upon the mode of delivery because she could not weigh the risks posed by a vaginal delivery after a caesarean, against the risks of a caesarean delivery; however, she concluded that JK retained the capacity to decide to leave hospital. 

Capacity is decision-specific, so it is not unusual for a person to have capacity to make one decision, but to lack capacity to make a more complex decision.  However, assessments relating to JK’s capacity to decide to leave the hospital are telling in that they clearly indicate a fluctuation in JK’s capacity.  Previously the police had brought JK to the hospital on 30th November where she was found to lack the capacity to decide to leave the hospital, only to regain the ability to make that decision one day later.  This suggests that JK’s capacity is impacted by the influence of drugs and alcohol, leading Katie Gollop QC, acting for the Official Solicitor to argue that the two-stage capacity test (s.2(1), s.3 (1) MCA 2005) had not been satisfied and that a further capacity assessment is necessary. 

JK’s support worker’s evidence as to capacity

Dr S stressed that JK was unable to understand and weigh the risks of a vaginal versus a caesarean delivery. However, evidence given by JK’s support worker (K) emphasised that she is able to take decisions, although K noted that JK is under severe pressure due to the fear that her much wanted baby would be taken away from her and that this is impacting upon her attention span.   

K has not been able to discuss delivery options with JK, but felt that her cognitive ability was greater than suggested and that JK would consent to a caesarean and delivery in hospital if the benefits were explained to her.  JK’s support worker demonstrably has a good relationship with JK. She explained that she had become aware that JK was pregnant around June 2021 and that she believed ‘we really lost her’ around August 2021 when JK realised that her baby would be taken away from her.  She said that JK had named the baby, that she wanted the very best for her baby, but that she did not want to lose her.   In her view, this overwhelming fear meant that JK would not engage with healthcare professionals and led to her being verbally abusive and aggressive towards them.  She emphasised that the loss of trust had far-reaching consequences for JK’s ability to focus, reducing her ability to discuss what was happening and to plan for the birth.

Katie Gollop QC set out the Official Solicitor’s position that she was “not in a position to say that the statutory presumption set out in s.1(2) of the Mental Capacity Act 2005 is rebutted in respect of litigation or subject matter capacity.”  She expressed concern that the Official Solicitor had not been able to speak to JK directly and that support workers at JK’s placement may believe that she has capacity to make her own decision about mode of delivery.  Katie Gollop QC argued that an interim order should be made so that if, or when JK is found a further capacity assessment can be performed.  This would allow an assessment of her capacity at that time, rather than relying on the now rather dated assessment from almost two weeks ago.

This argument was rejected on behalf of the Trust by Eloise Power who argued that the court should give weight to the professional expertise of the healthcare professionals who were present and conducted the capacity assessment on 9th December 2021, emphasising that the consultant obstetrician is the lead for perinatal health and is experienced in dealing with similar cases.

She juxtaposed Dr S’s testimony with that of JK’s case worker, noting that whilst K has knowledge of JK, she is not trained in mental capacity assessments.  Whilst she recognised that it was unfortunate that JK was not able to speak for herself, Eloise Power argued that there was more than enough evidence to rebut the presumption of capacity and indicated that if the court were not satisfied that JK lacks capacity to make this decision, she would invite the court to exercise the inherent jurisdiction to allow a caesarean to be performed in line with clinical advice.  

Best interests

In comparison to the evidence presented relating to JK’s capacity, there was little discussion of her best interests.  This is significant because an individual who lacks capacity should be treated in accordance with her best interests.  Katie Gollop QC reminded the court that best interests are not limited to best medical interests, instead they include consideration of the individual’s wishes and feelings.  However, because she had not been able to speak to JK direct she had “no first-hand knowledge of her wishes and feelings about how she wishes to deliver.”  Therefore, the Official Solicitor was able only to state that JK’s “purely medical interests” would support the performance of an elective (in the sense of planned) caesarean.  On behalf of the Trust, Eloise Power stressed that JK had chosen to give birth to her twins by caesarean section, lending support to the argument that she would consent to a caesarean if she were in a position to do so. 

Decision

Sir Jonathan Cohen recognised the great importance and highly personal nature of the decision the court was faced with, saying “the court is being asked to take about as personal a decision as it could be asked to take about the birth of JK’s child and I’m acutely conscious that it is her body that the court is being asked to make orders about.”  

Having described JK’s life as “one of extreme disorder,” saying “she suffered from about as a disruptive and abusive childhood and adolescent as can be imagined” he proceeded to summarise the evidence presented to the court.  The judge detailed JK’s frequent absence from the unit over the last month, her failure to attend ante natal appointments and the hostility she displayed towards the midwives who came to the unit on 15thDecember, when she is described as “verbally aggressive towards the midwives, shouting, swearing and screaming.  She looked unkempt. The midwives were unable to complete an antenatal healthcheck.” 

Sir Jonathan Cohen noted that the Director (K) of the supported living accommodation where JK lives has provided considerable support to JK, but that K had told the court that once midwives started visiting the unit JK lost trust in the staff.  He noted that K did not know what JK would want, but that she had told the court that JK was very scared of losing her child again.  

He emphasised the experience of the professionals who conducted the capacity assessment on 9th December and stressed that JK had not been intoxicated or scared at the time, concluding that the assessment was conducted in relatively favourable condition to JK.  

Sir Jonathan Cohen described K as “doing her best to assist the court, albeit that she herself does not have medical training, or mental capacity assessment training”, juxtaposing her lack of specialist knowledge with that of the health care professionals who conducted the capacity assessment on 9th December.  Nevertheless, he noted that K had said “if things were explained properly to JK she would be able to understand them.  She doesn’t understand 100% about risk and she sometimes says now I understand, but she can’t hold on to too much information.  She had never spoken to JK about the delivery process.  … Her ability to understand has got much worse, she said she couldn’t even have a 5-minute conversation with JK, couldn’t even ask her what she would want for breakfast.  Her mood has got much worse she said, she has lost trust in people.  Then to me she said … she’s under great pressure at the moment.  …obviously it weighs on her the thought of the loss of her baby.  The pressure simply does not let her concentrate on herself or on  her baby.  She would not listen to anyone on 15th December, the last time she was seen, her ability to sit down and listen to explanation has gone.”

The judge emphasised the familiarity of Dr S, the consultant obstetrician with these type of cases and that she has special responsibility for perinatal mental health.  He addressed the fact that JK had been found to have capacity to determine mode of delivery two years ago in her previous pregnancy, but that the capacity assessment on 9th December 2021 found that she lacked capacity to determine the same.  “She did not appear to be suffering from the effect of drugs at that time and was not intoxicated, or scared.  The problem was more that she simply  lacked the attention span, she couldn’t discuss the risks and benefits for long enough before becoming verbally aggressive and shouting.  …. She is in a very different place….”  

The change was he said attributable to her chronic use of cocaine.  She is a chronic user of drugs and alcohol and that combined with the potential loss of her child simply stops her making any decisions as to her healthcare.”  

Turning to the arguments made by Katie Gollop QC on behalf of JK via the Official Solicitor, he accepted that this problem should have been foreseen.  However, he rejected her position that when/if JK were found a further capacity assessment should be undertaken and that if she were found to have the necessary capacity to determine how to give birth her wishes should be respected.  

In considering the Official Solicitor’s position that there is insufficient evidence that JK now lacks capacity (2 weeks after the assessment), and that it may still be possible to support JK so that she can make her own decision, the judge accepted the Trust’s argument that there is insufficient time for this: the caesarean is scheduled to take place in two days’ time and in any event, nobody knows where JK is.  

Sir Jonathan Cohen dismissed the possibility that JK might now have capacity for the following reasons “I particularly refer to the long term diagnosis … about her cognitive ability and the other aspects of her psychiatric make up [FAS, epilepsy and depression]; I look at her history since January 2019 and the history of erratic behaviour no doubt in large part also due to substance abuse; I look at the assessment of 9th Dec 2021 carried out in what are rightly described as relatively favourable conditions to JK in circumstances when she was neither intoxicated, or scared.  I refer to the attention span deficit which there is no reason to think that there is any likelihood of improvement.  I refer to the evidence read of the visit on the 15th December 2021 by the midwives on the last occasion that she has been seen.  All those factors lead to the clear conclusion that the prospect of capacity being regained is illusionary and becoming ever more so, I say becoming ever more so because the pressure on JK is only going to increase as the date for delivery gets ever nearer.  And I am clear therefore that she lacks capacity.

I regard the prospect of her engaging voluntarily in any capacity assessment as so remote as to be one that the courts simply cannot put into the balance at all.  I therefore conclude that when I look at s.3 MCA that JK is unable to make a decision for herself because s.3(1)(b) she is unable to retain the information relevant to the decision and unable to weigh the information as part of the process of making the decision.”  

Having concluded that JK lacks capacity, Sir Jonathan Cohen went on to consider JK’s best interests.  Where an individual lacks capacity, she must be treated in accordance with her best interests.  The judge said There is no dispute that if I were to make a finding of incapacity, the OS accepts that a caesarean section under general anaesthetic would be the appropriate course to take.” Summarising his assessment that it would be in JK’s best interests for a caesarean to be carried out he said: “JK has a scar on her uterus from her previous caesarean section, there are risks that the scar might rupture from a spontaneous and induced vaginal birth; the baby that she is carrying is a vulnerable child, growth restricted and on the 3rd centile; JK is unlikely to cooperate in a long induction or vaginal birth and she is at the risk of absconding during a vaginal birth; there are risks that analgesia will not be effective on her due to drug abuse; and she is at more risk of perineal trauma due to non-compliance.  If she were to abscond the risk of infection would grow.  And says the obstetrician, the baby is at risk of distress in labour due to growth restriction and there is a high chance in any event that she would need an emergency caesarean.  All of us who do these cases that an emergency caesarean section is the most dangerous thing of all for a mother and her unborn child.  And therefore I come to the clear conclusion that it is in her best interests for a caesarean section to take place.”  

In determining JK’s best interests the court is required to consider her “past and present wishes and feelings” (s.4(6) Mental Capacity Act 2005) and Sir Jonathan Cohen emphasised that JK had previously chosen to deliver via caesarean section, noting that in her current medical conditions the advantages of such a delivery are much greater than they were at the time of the twins’ birth.  He concluded that it “Appears likely, if able to express informed wishes and feelings, that she would consent to the operation.”

Therefore, Sir Jonathan Cohen granted the declarations sought, authorising restraint if necessary for conveying JK to the hospital and during the birth.

Reflections

As Hale LJ recognised in Montgomery v Lanarkshire Health Board [2015] UKSC 11, the way in which one gives birth is an intensely personal decision: indeed Sir Jonathan Cohen echoed this at the start of his judgment.  

However, if the woman is judged to lack the necessary capacity to make this decision, it will be transferred to a third party who has only to consider (but not give effect to) the woman’s wishes and feelings.  As Lady Hale said in Aintree University Hospitals NHS Foundation Trust  v James [2013] UKSC 67 “The purpose of the best interests test is to consider matters from the patient’s point of view. That is not to say that his wishes must prevail, any more than those of a fully capable patient must prevail. We cannot always have what we want.”

 In 2017 the Law Commission recommended that the best interests checklist set out in s.4 Mental Capacity Act 2005 should be amended to ensure that “particular weight is given to the person’s ascertained wishes and feelings when a best interests determination is being made “ (Mental Capacity and Deprivation of Liberty, 2017) .   

In this case, JK lacked a voice.  Whilst the Official Solicitor represents those lacking capacity, her role is to represent JK’s best interests, not her.  Indeed, the Official Solicitor had no personal knowledge of JK and so no direct knowledge of what she would have wanted.  K, her support worker provided a detailed account of K and said that JK would be very able to speak to the judge, that she knows her own mind and is able to take decisions if supported, but at the time of the hearing JK was missing.  She had not been seen by the Official Solicitor and took no part in the proceedings.  The role of the Official Solicitor is to represent P’s best interests, not to act as her advocate representing her views.  Nobody spoke on behalf of JK’s values, wishes, feeling and beliefs  – she, her situation, was discussed by others.  Her own voice was noticeably absent.  

The fact that she had previously decided to be delivered by caesarean does not mean that she would want to deliver in the same way again:  indeed, that was the very situation that Mrs Chowdry found herself in in Rochdale Healthcare NHS Trust v C [1997] 1 FCR 274 where she proclaimed that she would rather die than have another caesarean.  Moreover, it seems to me significant that during her first pregnancy JK trusted the healthcare professionals caring for her.  This pregnancy was very different: at the time of the hearing she had missed multiple ante-natal appointments and it was reported that she did not trust the healthcare professionals caring for her as she thought they would take her baby away.   

In any event, it is impossible to know what JK would have wanted.  Her support worker believed that she would consent, if the risks were explained to her; it was suggested that during the capacity assessment she had at least acquiesced in agreeing to have a caesarean, but the fact that her wishes were a matter of conjecture is deeply regrettable.  

As a side note, it is worth remembering that the best interests’ assessment should focus upon the individual concerned –  that is JK, not her foetus – and to that end the risk to the foetus due to its restricted growth is not relevant to the assessment.  However, in this, as in other cases of court authorised obstetric intervention, the woman’s best interests were linked to the desire to deliver the baby as safely as possible, the judge suggesting that it is likely that if JK had been able to express informed wishes and feelings she would have consented to a caesarean.  

The underlying philosophy of the Mental Capacity Act 2005 is that individuals should be empowered to take decisions for themselves wherever possible, and therefore s. 1(3) Mental Capacity Act 2005 requires that all practical steps be taken to enable the individual to take the decision for herself without success before she is deemed to lack the capacity to decide for herself. 

As a vulnerable woman, it was foreseeable that JK would need to be supported, to be assisted to make a decision.  Such support can be provided, but it takes time, time that is not available two days before the procedure is scheduled to be performed.  

This type of case needs to be identified much earlier in the pregnancy, with appropriate support provided to enable the woman to make her own decision, rather than falling back on what might be considered the normative position, that she would consent to major surgery to ensure the safe delivery of her baby if she were able to do so.

Given the Official Solicitor’s position that the presumption of capacity had not been rebutted, I was disappointed that the court was unwilling to accept the argument that an anticipatory and contingent order be made, requiring JK’s capacity to be re-assessed before the caesarean is performed.  Sir Jonathan Cohen stressed the specialist expertise of Dr S and that the capacity assessment on 9th Dec 2021 was carried out in “what are rightly described as relatively favourable conditions to JK in circumstances when she was neither intoxicated, or scared.”    However, it must be remembered that JK had been delivered to the hospital the previous day by the police for the second time in less than a fortnight.  It is likely that she was very anxious, certainly she was vulnerable and angry, it is difficult to imagine that the situation was conducive to a calm discussion of the relative risks of a vaginal delivery.  

 In NHS Acute Trust, NHS Mental Health Trust v C [2016] EWCOP 17 it was agreed that the patient’s capacity to make decisions and the methods authorised by the court should be actively reviewed: however in this case the court accepted that the presumption of capacity had been rebutted, that JK lacked capacity. 

 In United Lincolnshire Hospitals NHS Trust v CD [2019] EWCOP24 Francis J made an anticipatory, contingent declaration on the basis that a patient with capacity might become incapacitious.  

In the case I have focused on in this blog a similar order could have been made, providing for JK’s capacity to be assessed so that if she were found to have capacity her own decision about mode of delivery would apply.  

Like so many of its predecessors, this case was framed as urgent.  But JK was not due to give birth imminently – she was 36 weeks pregnant and so birth would normally have been expected in around four weeks.  What was imminent was the caesarean that had been scheduled for her in two days’ time.  Evidence was not provided at the hearing that the caesarean was immediately necessary, although the clinical evidence was that it would be dangerous for JK to give birth outside a medical setting, both for herself and the foetus, and that an emergency caesarean would be the most dangerous option of all.  Nevertheless, that an order might be necessary in this case was foreseeable, that JK would need support was foreseeable; the risk of JK disengaging from antenatal care and deciding to deliver in secret, without medical support was all too apparent as long ago as August.  This case should not have been allowed to become the subject of an urgent hearing.  

Indeed, Katie Gollop QC reported that the Official Solicitor is in something approaching a state of despair about pregnancies such as JK’s.  She pointed out that “It is a tragedy that those who most deserve the most skilful, time intensive, patient, relationship-building, multi-disciplinary attention that the NHS can provide find themselves deprived of that consideration because of medical delay.”  

As Lieven J noted in University Hospitals Dorset NHS FT v Miss K [2021] EWCOP 40 It is wholly unacceptable that NHS Trusts routinely put the Official Solicitor in such an impossible situation where she cannot do the job she is instructed to do, and where her role effectively becomes a tick box exercise. This is a waste of resources and wholly unhelpful to P’s best interests.  It is also unfair on the court.”  

At the request of the Official Solicitor, the judge agreed to include a recital to the order recording that the Trust has provided an assurance that the director of governance will be issuing a revised policy and some Mental Capacity Act training to staff in the hope that this might send out a message to other Trusts that there is a need to identify such cases as early as possible and to avoid the recurring situation whereby action is taken too late to facilitate support for the individual and proper representation of their interests.  

This is not a novel suggestion, guidance was issued by Keehan J in NHS Trust & Ors v FG [2014] EWCOP 30emphasising that “Urgent applications … must be limited to those rare and few cases where a genuine medical emergency has arisen and an immediate court order is necessary. I do not consider a failure to plan appropriately and/or a failure to identify a case where an application to the court may be required constitutes a genuine medical emergency.”  It would appear that this message has not yet got through…

As a legal academic it was fascinating to observe the proceedings and to see how such cases are determined, to observer the way in which evidence is presented, how the barristers framed their positions, and how the judge determined the case.  These cases are terribly sad and undeniably hard, but I saw nothing but compassion for JK from all involved and join them in hoping that things went as well as possible for JK and that she is receiving the support she undoubtedly needs.  

Dr Samantha Halliday is Associate Professor in Biolaw at the Centre for Ethics and Law in the Life Sciences at Durham Law School. She tweets @DrSamHalliday


[I] See for example S. Halliday Constructing the Foetus as a Patient: A Comparative Analysis of Compelled Obstetric Intervention; S. Halliday Autonomy and Pregnancy: A comparative analysis of compelled obstetric intervention, 2016, Routledge; S. Halliday, “Court-authorised obstetric intervention: Insight and capacity, a tale of loss” in Childbirth, Vulnerability and Law: Exploring Issues of Violence and Control, 2019, Routledge).  

Photo by engin akyurt on Unsplash

“Non-mainstream” treatments and CPR for a COVID-19 patient in intensive care

By Celia Kitzinger and Amber Dar, 24th January 2022

These proceedings, heard before Mr Justice Hayden on 12th January 2022 (COP 13872811) concern a man in his late 60s (AB) who has been diagnosed with COVID-19 pneumonitis.  

At the time of the hearing, AB was being mechanically ventilated, under deep sedation, on an Intensive Care Unit. He also now has sepsis, although this appears to be responding to antibiotics.  We heard that he has “a fifty-fifty” chance of survival if the current treatment regime were to be continued (later described by the treating doctor as “a generous estimate – just there to communicate the gravity of his predicament”). He is unconscious and unable to make any decisions for himself.

The applicant NHS Trust (represented by Eloise Power) believes it is in AB’s best interests to continue to receive treatment for COVID-19 pneumonitis in accordance with Guidelines produced from the National Institute for Health and Care Excellence (NICE: NG191).  If he should have a cardiac arrest, this would be evidence that treatment had failed and they would not attempt cardio pulmonary resuscitation, which doctors described as “futile”.

This treatment plan is disputed by the patient’s brother (a Litigant in Person). He proposes an alternative treatment plan which includes administration of hydroxychloroquine, ivermectin, azithromycin (or alternatively doxycycline), plus zinc, and vitamins C and D.  He also wishes resuscitation to be attempted if his brother suffers a cardiac arrest.

Mr Justice Hayden – who appeared on video with an uncharacteristically domestic backdrop (a cluttered bookshelf, photos, soft furnishings) – helpfully filled in some of the details at the outset of the hearing. 

The patient, he said, had been “hitherto fit and healthy”:

He was a tennis player with no obvious co-morbidities – a bit of high blood pressure, nothing particularly unusual for his age[i], and a bit of osteoarthritis, but nothing preventing him from playing tennis and coaching tennis.  For reasons impossible to tell on the basis of the papers, he decided not to have the COVID-19 vaccinations, and some would say he has paid rather a heavy price for that decision.” 

There were difficulties for both of us in gaining access to this hearing: although Celia was able to observe the whole hearing, Amber was not admitted until after the oral evidence from the treating clinician (following Celia’s email direct to the Video Hearings Administrator instead of the RCJ email address we are supposed to use, but from which we sometimes receive no response).  We have divided this report between us accordingly. All quotations are as accurate as we could make them, but we are not permitted to audio-record hearings, so they are unlikely to be word-perfect.

Evidence from the treating clinician, by Celia Kitzinger

An intensive care consultant (Dr G) described how AB developed symptoms of COVID infection in early December 2021 but didn’t attend hospital until more than two weeks later, when he was suffering from increasing breathlessness.  

He was originally treated with Continuous Positive Airway Pressure (CPAP), which blows air through a mask into the lungs, but he was not “amenable to persisting” with it.  According to the Official Solicitor, AB “declined to follow (robust) medical advice to keep his CPAP mask on” and “on at least one occasion he removed it to go to the toilet, leading to some worsening of his condition”.  He also declined to lie prone (flat with his face down) because it was uncomfortable and also declined intubation, but by this time was assessed as lacking capacity to make that decision. Two days after admission, he was admitted to the intensive care unit.

Counsel for the Trust, Eloise Power, conducting examination in chief, asked, “Before he lost consciousness, what if anything were staff able to elicit about his feelings about treatment?”.

Not very much”, said Dr G.  “He was quite confused due to low levels of oxygen in his blood.  He expressed the view that he didn’t want to go to ICU, but he did want to remain alive.  There was a tentative discussion with the ICU doctor later. He does not believe he is in ICU, which gives an indication of the general level of confusion”.  

At this point Mr Justice Hayden intervened to ask about “the structure of the family here: does AB have a wife? What do we know about the family?”.  It appeared that AB was divorced and living alone, and – in addition to the brother who was in court – he has three sons, none of whom was present at the beginning of the hearing, although one of them (BB) has been the primary point of contact between the hospital and the family and was in fact named as second respondent on the court documents. There had been “many attempts” to contact him for today’s hearing but he was “sadly” not present.  

Hydroxychloroquine

Counsel for the Trust asked whether hydroxychloroquine has a place in the treatment of COVID-19.  Dr G reported that this drug is widely used for malaria and for the treatment of rheumatoid arthritis.  Neither the National Institute for Health and Care Excellence (NICE), nor the National Institutes of Health (NIH) in the United States, nor the World Health Organisation (WHO) recommend its use for COVID-19.  (In fact, the World Health Organisation makes a “strong recommendation” against using hydroxychloroquine or chloroquine for COVID-19.) 

It was mentioned that AB’s brother had provided a 2005 paper by way of evidence to the court to support a claim of hydroxychloroquine’s effectiveness against COVID-19 (based on its claimed effectiveness in relation to SARS): I haven’t seen the publication he provided, so don’t know for sure, but I suspect – because of its prevalence on social media –  that it’s this one, subject to a Fact Check (and found not to support hydroxychloroquine in this context). 

Ivermectin

Counsel for the Trust then asked whether Ivermectin has a place in the treatment of COVID-19.  Dr G explained that Ivermectin is used for parasitic infections (COVID is not a parasitic infection) and is not recommended by NICE, the NIH or WHO as a standard treatment for COVID-19.  Dr G said that in vitrostudies (i.e. in the lab, not on humans) had indicated that it might have effects on coronavirus but that the dose that would need to be given to a living patient would be so high as to be toxic. 

Azithromycin and doxycycline

Dr G simply reported that NICE Guidance says “Do not use azithromycin to treat COVID-19” and doxycycline is “not recommended”.

Zinc, Vitamins C and D

Dr G reported that zinc and Vitamins C and D were already being administered via AB’s clinically assisted nutrition and hydration “as part of our standard protocol, because the majority of ICU patients have nutritional deficits”.  Additionally, he pointed out that Vitamin D is recommended by NICE for “people with dark skin”. 

DNACPR (Do Not Attempt Cardiopulmonary Resuscitation)

Counsel for the Trust asked Dr G to explain the rationale for the view that cardiopulmonary resuscitation is not in AB’s best interests. 

He’s really at the limit of the amount of organ support we can give him. He’s fully ventilated, with sedation and muscle paralysis. He’s in renal failure and on drugs to support blood pressure and broad-spectrum antibiotics. He’s receiving pulmonary embolism treatment and artificial nutrition and hydration and other treatments – all with the intention of cure.  So were he to deteriorate to the point at which he suffered a cardiac arrest, there would be no way back from that. It would represent treatment failure. It would either be unsuccessful, or it would extend his life by a few minutes.  All the treating clinicians are of the view that it is futile and not in his best interests.”

Counsel asked whether, if the court were of the view that CPR was in AB’s best interests, the treating team would then be willing to administer CPR.  This question was presumably designed to address a lack of clarity (quite common, in my experience, in Court of Protection cases) as to whether a proposed treatment is actually an available option for the court to consider.  The court cannot order doctors to give futile treatments – and CPR had been so described by Dr G.  

Mr Justice Hayden intervened before Dr G could answer the question, saying “this is not the point at which to ask that question”.  He posed his own question to Dr G instead: “If CPR were attempted and succeeded to some extent, would it further reduce his quality of life?”.  Dr G confirmed that it would – because AB’s brain would be deprived of oxygen for a period: “the potential for brain damage is one of the most serious consequences of CPR. Many patients who suffer CPR are left with brain damage and therefore a reduced quality of life”.  Dr G went on to suggest that – unlike AB’s brother –  AB’s son (not present in court) had accepted the rationale for the Do Not Attempt Cardiopulmonary Resuscitation notice. 

Mention of AB’s son alerted the judge (again) to the fact that important family members were absent from the courtroom. He asked why the son was not present and was told that he had not responded to voice messages or emails.  Addressing counsel for the Trust, he said: “Send an email now, and a voice mail, saying the judge wants him to attend”.  Eloise Power started to respond: “I have no optimism that will bear fruit as I myself-“ but was cut off by the judge: “Explicitly say the judge requires him to attend”.  “Requires?” she asked (I don’t know if her eyebrows actually went up, but that was the tone of voice in which she repeated the word “requires”).  “Yes”, confirmed Mr Justice Hayden.

Cross-examination by AB’s brother

AB’s brother – attending the hearing only via phone and not on the video-link – asked a wide range of questions of Dr G, the scope of which went way beyond treatment of his brother.  They included:

  • Can you explain the policy of the NHS telling people with COVID to isolate for 10 days?
  • Why do no COVID patients receive treatment before attending hospital?
  • The proposition was that if you had the vaccination, you wouldn’t be infected and that’s not the case – so what’s the difference between the vaccinated and the unvaccinated, if the vaccinated are still catching it?
  • What is the success rate of treating COVID in your hospital?
  • Do you know what was given to the Prime Minister to get him out of hospital when he had COVID?
  • Why are you saying to the court that Ivermectin and hydroxychloroquine are not curative when there is evidence that they work and hydroxychloroquine has an unparalleled safety profile, and has been given to pregnant women and millions of people in malarial countries?
  • You maintain that Ivermectin does not cure bacterial infections. That’s your position today, under oath?
  • You are giving my brother 70 different medications. I’m putting it to you that 70 different medications indicate to me that you don’t really know what you are doing.

Much of what Dr G said in response to this barrage of questions simply restated NICE guidance and government policy, and covered some of the side effects of these non-mainstream medications (e.g. for ivermectin, neurological damage, seizures, coma, liver failure).  In addition, we learnt that every single COVID patient currently in the ICU at that particular hospital was unvaccinated.

Cross-examination by counsel for AB (via the Official Solicitor)

Questions from Sophia Roper (SR) for AB via the Official Solicitor attempted to get to the bottom of the question of whether any of the treatments AB’s brother wanted the patient to have was actually on offer – given, of course, that the court cannot order doctors to give treatments contrary to their clinical judgment.

SR: Neither you nor your colleagues would be willing to give Ivermectin?

Dr: Correct.

SR: Neither you nor your colleagues would be willing to give hydroxychloroquine?

Dr: Correct.

SR: The other medications – he is already receiving zinc and vitamins C and D, but not azithromycin or doxycycline?

Dr: They are not clinically indicated for his condition.

SR: So you are not willing to give them.

Dr: We would not give those treatments, no.

SR: On CPR, are you saying you would be willing to give CPR if the court orders it, but your position is that it’s futile?

Dr: If we were asked to perform CPR, the entire clinical team would be very uncomfortable with this, and it would cause a lot of distress to the staff.

SR: Can you explain what CPR involves.

Dr: It involves vigorous chest compressions while we try to find a reversible cause. In this case we can’t find a reversible cause. It will lead to broken ribs and an undignified death.

Brother:  There is no objective way you can say whether a death is “dignified” or not.

Judge: I have to tell you that I have strong views about dignity at the end of life.

The judge then asked whether contact had been made with the son.  He also asked whether attempts could be made to link AB’s brother into the hearing via video, so that he could be seen as well as heard.  “I’m being asked to make the most important decision in AB’s life,” he said, “and I want the best possible evidence”.

There was then a 30-minute break during which Amber was able to join the hearing – which then resumed with evidence from each of AB’s three sons in turn, followed by evidence from AB’s brother

Evidence from the family, by Amber Dar

This is the first Court of Protection hearing I have observed, and it was a privilege to listen to each family member giving evidence in this case. 

During what must be a very difficult period, and attending the hearing at such short notice, it was clear that each family member wanted to answer the questions posed to them in as much detail as they could, to assist the court in finding out more about AB and his wishes. The range of information provided by AB’s sons and brother reflected how close each family member was to him. Each person was doing their best to ensure that AB was receiving the right care and treatment in hospital at this critical time.

Evidence from the first son  (CB)

This son had not expected to be in court and joined at short notice via telephone.

Sophia Roper (Counsel for AB via the Official Solicitor) began questioning CB, asking him how many times he’d visited CB in hospital.  But the judge intervened: “Do you mind if I ask questions myself. I need to direct them to what I need to know”.  He then took over the evidence in chief, though both counsel asked questions of CB subsequently.

Hayden J asked CB about his vaccination status, advising that CB did not have to answer this personal question. CB confirmed that he had not been vaccinated against COVID. CB also confirmed that he knew AB was not vaccinated. When asked if CB had discussed vaccination with his father, CB shared that he tried to talk to AB but AB did not want to talk about this. When asked  if CB wanted AB to take the vaccination, CB said it was AB’s decision and that he “wasn’t too bothered” and would “support his decision either way”. CB also shared that AB did not actually say he was not going to get vaccinated, “he just didn’t do it”. When asked if he was worried about AB when the new variant Omicron came around, CB said:  “Not really.  He was a really healthy person and it wasn’t at the forefront of my mind, thinking it was a possibility of him contracting it.  He had a healthy diet, he was playing tennis, and going for walks as well”.

When asked if he understood AB’s situation now, CB referred to the sepsis infection, saying that he hoped antibiotics will improve the situation, and that he understood doctors were trying wean his father off the ventilator but that his lungs were damaged.

Hayden J  asked CB about his views on the research his uncle (AB’s brother) had done on alternative drugs for AB, all of which had been put to the doctor and “ in every single case it seems likely the alternative drugs would do harm rather than good in your Dad’s case, following guidelines in the UK, the USA and from the World Health Organisation. The Official Solicitor wants to follow the orthodox treatment but [your uncle] is desperate to try anything. What’s your view?

CB said: “ Ivermectin is the only one we’ve discussed, and I wouldn’t mind trying that one”.

Hayden J did not comment on CB’s reply.  Instead, he moved on to what he characterised as “the big question” – CPR:

Judge:  “I’m going to try to summarise the evidence very bluntly. If CPR were necessary for your dad, it would mean that everything else had failed. It is futile in the sense it would perhaps get him to breathe for a short time but not very long. There is a strong possibility of deprivation of oxygen and brain damage. All treating doctors say that would be corrosive of his dignity, and would reduce further the quality of life he has. [Your uncle] doesn’t agree with this. Do you have a view on it?”

CB: Yes. I’ve spoken to the nurses. My brother has just had a newborn. My father would be happy to sacrifice a bit of quality of life to see his new grandchild. I  understand the doctor’s view but I would still want them to try.

Asked if there was anything else CB could tell the court, CB emphasised that AB was a man who was very active in the community, and was always there for family, friends and neighbours. CB described his father as a very self-less person, who also had family in Africa, and would send clothes and toys to children in Africa, and contribute to charities, playing a large part in the community and giving back.

Hayden J states that he always likes to ask two questions:

  1. Did AB have a favourite meal?

CB explained that his father focussed on food as practical nourishment. He would say that ‘you eat to sustain yourself, it’s not important” – but he did love crab and black bean sauce!

2. Does AB support a particular football team?

He supported Arsenal in the past, but he’s a sportsman who watches all sports and enjoys a good game, without really supporting a team. 

Eloise Power then questioned CB on behalf of the Trust. 

EP:  Thank you for telling us a bit about your dad.  I have a question about CPR.  His Lordship asked what you thought your dad would want, and you said your younger brother had a newborn.  But if your dad were in the tragic situation of there being no real prospect of seeing the newborn, would he still want CPR with all the consequences – even if there was no prospect of seeing the baby?

CB: When he’s been ill in the past, even if hope is slim, he’d weather through it and try to make the best out of the situation.

EP: On one page of the medical records, it says he wouldn’t have wanted to be physically impaired – that he valued his sport and did not believe in life at all costs and would not want to cling on if his body was very damaged.

CB:  His sister was in a similar situation 2 years ago. She was a vegetable after surgery. I saw how he dealt with her situation – when she couldn’t do anything, but she was still alive. I know he would take solace from having family around to support him, even in dire times.   

Sophia Roper (on behalf of AB via the Official Solicitor) then questioned CB. She referred to AB’s past injuries, “mostly through sport – knee and shoulder, and treatment for those”. Her impression, she said, was that he’d “essentially taken medical advice and was keen to receive what treatment is offered”. She asked whether AB was open to alternative therapies/medicines. CB shared that “Dad was private on his views – he’d read up and research it but he wouldn’t necessarily discuss it with me”. The Official Solicitor then proceeded to ask, “like the Covid-19 vaccine, you know his position but he wouldn’t discuss it?” CB answered, “yeson certain subjects he’d delay the conversation, push it off to another time, and that was his way of not having the conversation.” He said that AB may have spoken to their uncle about this more.

Hayden J intervened to ask whether the uncle (AB’s brother) was now connected to the platform and was told that although he was connected, there was no video connection, only audio.  “I would like to see some family member face to face.  I’ve never made a decision of this nature without seeing family face to face and I’m instinctively concerned about that.” He hoped something could be done about this over lunch – and there was then a 50-minute lunch break 

Evidence from the second son (DB)

This son appeared on the video platform – the first member of the family to do so. 

Sophia Roper (on behalf of AB via the Official Solicitor) took evidence in chief.  She asked DB if he understood AB’s condition and if he had seen AB in hospital. DB said he’d seen his father once, after he’d been moved into ICU. 

SR:  Have you had any discussions with doctors about the treatments he’s been given?

DB: We’ve asked questions about what he’s been getting.

SR: Are you satisfied with the answers given?

DB: It’s difficult because he’s been getting worse, and obviously that’s not down to the doctors or the medication he’s been given, so that makes me think- well that’s just very difficult.

SR: Could you finish that sentence that began “that makes me think…”.  What does it make you think?

DB: Whether there are other medications that would help. I want my dad to get better.

SR: Is it fair to say you’d be willing to try almost anything to help him get better?

DB: Yes.

Counsel then asked DB to tell the court about his father, and the sort of man he was – in addition to what we know about AB being “a keen sportsman, a keen tennis player”. Like his brother CB, DB portrayed their father as “very family orientated”, that he would give advice, help people, “builds very strong relationships with people”, and likes to help the community, friends, and neighbours. He also told the court that, when he was in Primary School, his father used to take him to play tennis and that he’d advocated for him to be healthy, to do the right exercise, and promote his general well-being. He described his father as a logical person, a practical man, who would do his own research, giving an example that a doctor was surprised at how much AB knew about medical matters.

The Official Solicitor asked whether their father did his own research “for information” or “because he was a ‘natural sceptic’”.  DB explained that his father was a teacher, and that he liked to be educated on topics.  He was “big on supplements” to help his immune system. Was he “open to non-standard treatments” and  “open to alternative therapies” counsel asked. “I would say yes”, replied DB: he “would look it up to find his own conclusion, do further investigation”.  It emerged that AB was an IT lecturer before he retired. 

DB was also asked if he knew why his father decided not to have the vaccine. Like his brother CB, he explained that his father would say “it’s not a conversation for now”, and he was not sure why. When asked if his father wanted to keep parts of his health private, he repeated that he’d often say it was a “conversation for another time”. 

Hayden J asked DB if the two brothers (AB and DB’s uncle) were similar or different. DB said they were “similar in some respects. They both like information. They didn’t agree about some things but they did agree about other things”. He said they discussed a lot of issues regarding DB’s aunt (their sister)  e.g., “what would help her come out of her situation, what would give her the best care”. 

Hayden J asked if DB had been following the Novak Djokovic case in Australia, and if his father would have agreed with Novak Djokovic (i.e.  that it was “up to him whether he has the vaccine or not”)  or taken a different view.  DB thought yes, that  “Dad would take this view”. Hayden J noted “they’re both tennis players and they both like alternative remedies”.

DB described his father as being health motivated, taking vitamins and supplements. When asked about his high blood pressure, DB talked about how he was very fit for his age and was able to play a four-hour tennis match some weeks before going into hospital. DB confirmed that his father would know his daily blood pressure reading using a machine at home: “He likes to know. He could do the test himself so if he went to a doctor he could say, ‘On Monday it was X, on Tuesday it was Y and on Wednesday it was Z”.  Hayden J asked if AB “wanted to take charge of his health himself”: DB replied “yes”.

Sophia Roper picked up the questioning again and asked DB if his father had contributed to medical decisions about AB’s sister in the past – she had been referred to in the medical records as having “severe and permanent neurological injury”. DB explained that there had been conversations about resuscitation and that his father wanted her to be resuscitated even if quality of life was a concern. “It would be better that she be here with us and be able to pull through whatever the situation might be.”

SR: Inevitably one would feel differently when making the decision about oneself. Do you think he’d want the same for himself?

DB: Yes, I would say for himself he, my dad, would want to be resuscitated. I have a newborn son he has not seen. He would definitely want to see him. However he were to come out of it, he would rather be here.

(At this point the third son, BB, tried to interject something, but was cut off by the judge who said, “We are not in a meeting – we are in a courtroom and you will be called to give evidence soon”.)

SR: Has he communicated this to you?

DB: No, but his views regarding my Aunty are telling.

SR: What’s that view based on?  Importance of family? Life at all cost?

DB: I’m not sure regarding specific reasons, but he was going down to help my Aunty. He is so family orientated. If she was around that would be better than her not being there.

Hayden J intervened again to clarify that “we are not in that situation”.  He  explained that, if AB had a cardiac arrest, that would signal that all treatment had failed. CPR might result in a short prolongation of life, perhaps minutes of life, but deprivation of oxygen could mean brain damage so that AB “might be there physically but not in any way mentally”.  

Nonetheless, said DB, “even regarding that, he’d still want to be resuscitated, even if just 5 minutes or 30 minutes or two days, he’d still be around for a little bit longer”. 

Eloise Power (for the Trust) questioned DB about his father’s views on senior doctors and whether he would respect the advice of senior doctors: “Dad wouldn’t just accept what they said. He would still have input… He would listen, but he would still have his questions as well.”

We don’t have to hypothesise,” said Hayden J.  “There’s a slew of information about COVID-19 and he decided not to have the vaccine despite all the adviceIt’s probably one of the worst decisions he’s ever made in his life, poor man. It tells me quite a lot about his independence of mind.

Hayden J then rephrased the question posed by Eloise Power.  The doctor giving evidence in court had been asked about each medication suggested by AB’s brother. “Most are not recommended by the WHO, some are potentially harmful, some are for other infections and are of no use to him.  What Ms Power is asking is, if your dad heard these explanations about the unsuitability of the medicines being offered, would he be likely to push ahead anyway or listen?” 

DB: It’s quite difficult. He would have looked into it for himself.

Judge: So, we simply don’t know what he would have done. Evidence that something is not only not a benefit but might be positively harmful, doesn’t mean he wouldn’t have taken a different view.

EP: The medical record says that your brother BB felt AB would not have wanted CPR if it meant suffering and a reduction in his quality of life.

DB: Yes, I have a newborn son that he hasn’t had the chance to see. I know he really wanted to see his grandson. He may not be able to do the things he used to do but at least he’d be around in whatever capacity he could, just there for the family. And it’s a big family and there would be people who would want to take care of him.

EP: If we were in the tragic situation with no real prospect, would he still want to be resuscitated?

DB: Yes, just for the chance I think he would be willing. He would want resuscitation. 

Evidence from the third son (BB)

This is the son named as the second respondent on the court documents – the one who has been the primary point of contact between the hospital and the family.  

It had been reported earlier in the hearing that BB knew about this application, but was in meetings all morning and “was annoyed that his availability was not ascertained”.  

It had also been reported by the Trust that BB was “in agreement with the hospital’s proposals for treating his father” and had “agreed that [his] father should not be resuscitated in the event of a cardiac arrest”.  He was recorded as having said that “he felt his Dad was a very active man and would not have wanted to live with a significantly decreased Quality of Life – stated he would not want his dad to suffer”.

As counsel for AB via the Official Solicitor started to try to take evidence, BB instead expressed his own concerns.  “The litigator to the hospital used incorrect words” he said.  “The litigator said I would say my father would not be happy with a reduced quality of life and that’s not right.”  He felt his words had been used “out of context”. If his father has a cardiac arrest and there is a resuscitation attempt, then he understood there to be three possible outcomes: (1) AB would fully recover (2) AB would partially recover or (3) AB would not make it. BB said he would be happy with a partial recovery.  He also said: “I am not in favour of drugs being used that would go against stated medical advice. This means  potentially introducing drugs that will have adverse effects on my father’s health. I can’t get on board with that”. 

Ultimately for me as a son, the ideal situation is full recovery; the second best is a partial recovery. But I’m a pragmatist.  If there is a cardiac arrest situation and CPR is not going to make any significant improvement in terms of enabling him to recover, then I don’t see the point. I want to make clear I’m a bit upset at how my words have been used”.

Hayden J said he was “quite sure” that , “Miss Power did not mean to be discourteous to you or misrepresent your feelings.  Anger is a natural part of grief. Part of the grieving process starts when someone is alive and Miss Power doesn’t deserve your anger”.  

BB shared his concerns about how this inaccurate account of what he said (as indicating that there’s “no point” to a partial recovery – “I don’t think that!”) will be “divisive in the family”. 

Hayden J asked whether the word BB might have been looking for earlier in talking about CPR  that wouldn’t keep his father alive, was “futile”.  “Yes, exactly”, said BB, “If it’s going to be futile I would not be in favour”.

Hayden J then asked, “which of you brothers is most like your father?” BB replies, “I’d say me”, adding “my father can be quite cantankerous’.  He described how, when his father had been admitted to the CPAC unit, with concerns about his heart rate being regulated, he was saying “I just played a 4-hour tennis match three weeks ago and I can manage it”.  He described his father as “a teacher, an intelligent man, and a free thinker.  His retort was ‘I can regulate my own breathing’”.  Hayden J acknowledged this and said that there can be a “difference between the reality of someone’s condition and their perception of it”.

Hayden J then asked more questions about the family circumstances, and specifically, who arranged for the ambulance for AB. BB explained that it was he who asked his mother to call the ambulance, after speaking to his father during an overseas phone call (“Dad didn’t sound too good”) and then failing to reach him by phone the following morning. When BB called his father back to inform him that an ambulance was on its way AB simply said that he would get ready – “an indication to me,” (said BB) “that he thought he was quite unwell, because he didn’t make a fuss”.

BB: “I have always been concerned about my father’s well-being. I understand it’s a difficult balance. My brothers and uncle have their own views about it. We are all in agreement that we want my father to make a full recovery, and outside that is where the disagreement comes about what’s best.”

BB talked about how there was sometimes a lack of clarity about information from the hospital, specifically in relation to CPR.  He said there was “a form my father could have filled out when he was compos mentis, when patients can sign a form to say they want to be resuscitated.  I had assurances from some doctors I spoke to about this. I asked would they attempt CPR and they said yes, with the first cardiac arrest they would do so. Then they changed their minds and said, ‘we would take a collaborative view and work with the family etcetera’.  I said, ‘let’s cut to the chase – what’s the legal position […]  and they said it’s a collaborative decision but ultimately the decision lies with the medical team.”  His view was that doctors had been “a bit disingenuous”.

BB agreed with Hayden J’s comment that “the situation evolves” and “all those doctors want the best for your dad”, but was concerned  about the manner in which the family had been informed about AB’s critical condition two weeks earlier. He said that a junior doctor called the family on a Saturday night at 10.30pm and said that AB was in a critical condition and might not make it through the night. He felt this was “not satisfactory” and asked “why had no-one called earlier? Why was it not suggested that we cannot as a family come and pay our last respects?” The doctor did not say that family could come – but they went anyway and raised the question of resuscitation again.  BB expressed concern that, “If I hadn’t taken the initiative to go down to the hospital, what would have happened?”, stating  “that was the turning point for me”. His summary of the conversations with the medical team went like this: 

BB:                     If as a family we wanted our father to be resuscitated what would happen?

Medical team:  As a medical team, we would make that decision

Hayden J stated that BB had given him a real insight in to his father and the code by which he lived his life, his character and his intellect.  ‘You said you were most like your father and he is a pragmatist, and you described yourself as a pragmatist and that’s what led me to make that link”.  He added that his father would be very proud of the way in which the evidence from BB and his brothers had brought him into this court room.

Evidence from AB’s brother

The first question put to AB’s brother was: “Did he discuss reasons why he wasn’t having the vaccines with you?”.

This led to an unexpected answer.

Well, that’s the point.  I spoke to him 2 months before and he told me he had been vaccinated, double-jabbed, and I was surprised at that statement.”

The brother explained he thought the severity of AB’s current illness was because his “immune system had been compromised” by the vaccine.

Wait!”, said the judge.  “I don’t want to get lost here.  If he had been vaccinated it would show up on his medical records amazingly quickly. And it isn’t there.”

Well, he told me he was vaccinated”, said the brother.  “I don’t know why he would tell me one thing and his sons another”.

I don’t know either”, said the judge.  “But he wasn’t vaccinated”. 

The brother expressed concerns about the COVID-19 vaccination.  He compared the timeframe of the COVID vaccine with other vaccines: “This vaccination was developed and farmed out within 11 months. They haven’t got a vaccine for the common cold – then they roll this out.” He said other vaccines have taken up to 9 years to develop.  He argued that “all vaccines don’t work, what’s the point of them”, and that we “can’t possibly know what the effects are going to be”. 

Hayden J wanted to focus on “your brother’s views rather than your own”.  

When asked by Sophia Roper if AB had discussed treatments, he described what happened in relation to their sister.

My sister had a brain tumour and there was a 14-hour operation.  We had Lasting Power of Attorney.  All the clinicians could talk about was ‘do you want her resuscitated?’.  All they could talk about was no CPR, and about the pain and suffering.  But the position of 90% of my family is resuscitation.  I have spoken to all the family and all said they want CPR.  When you use terms like ‘futile’ it’s ridiculous. People have been in comas for ten years and made full recoveries.[ii]

AB’s brother continued to raise questions about mainstream scientific work on COVID, asking “why can’t this be bacterial or parasitical? Could the name ‘corona virus’ be misnamed because they are working on the wrong premise?”

I don’t want to argue the politics of the pandemic,” said the judge.

The brother then talked about a Power of Attorney form, apparently signed in December 2021, which was not considered valid as “it hadn’t been registered or signed by a solicitor. I said it would be a common law power of attorney.  You can have a registered marriage and you can have a common law marriage and in the same way you can have a common law power of attorney”, he claimed.

With due humility, you are talking to a High Court judge and I think you can assume I know the law in that area”, said Mr Justice Hayden.

After a short break, the court reconvened for closing submissions and the judgment.

Closing Submissions, by Celia Kitzinger

The Trust

Eloise Power for the applicant Trust made the first closing submission. She thanked the relatives for “a human and full picture” of AB and said she wanted to make 4 points, “none of which are intended for foment any division”. 

Her four points were:

  1. It is in AB’s best interests to receive the very highest quality evidence-based treatment – and that’s the treatment he’s currently receiving.
  2. The question of ivermectin and hydroxychloroquine is academic since doctors are unwilling and not in a position to provide these medicines, which are not licensed for use in the UK for COVID-19 patients, and may cause harm.  She expressed the view that it is “very sad that so much misinformation is promulgated online so that families facing such agony are exposed to misinformation at a very difficult time in their lives
  3. Family positions on what AB’s wishes would have been are similar, but there seems at the very least to have been a misunderstanding about whether AB had received vaccination.  His records demonstrate that he was sadly unvaccinated, and this should be taken into account in evaluating the evidence from his brother.  His son, BB, explained that if CPR were futile, AB would not want to be given it – and weight should be given to that.
  4. On DNACPR, Eloise Power said she’d talked to the doctor during the break and he’d reminded her that the decision not to carry out cardio-pulmonary resuscitation in the event of a cardiac arrest was based on the current situation, in which it would be futile.  If there were to be a significant improvement in AB’s condition, that would be revisited.

For AB via the Official Solicitor

Sophia Roper said that the question of what medication and treatments AB should receive falls away because the treating team has made it clear that they’re not prepared to provide the ‘alternative’ treatments requested by AB’s brother. She added, “for the avoidance of doubt” that it is not in AB’s best interests to receive those medications, since they are not indicated for the treatment of COVID, or recommended by NICE, NIH, or WHO, and “in AB’s particular precarious position could be actively harmful”.  Her view was that AB was a “very independent thinker, someone who did not take medical advice meekly, went off and did his own research and decided whether or not to take medical advice”, but it was not clear what he would have decided in this case.  He had not communicated his views about COVID to his family – and had been “enigmatic”. 

Judge: And… ‘awkward’, that’s not the word.

SR:       ‘Cantankerous’, yes. 

             (Both smile)

Judge:  As a pragmatist, he would not have wanted to receive CPR if it was futile in terms

              of restoring him to some kind of life outside the ICU. 

SR:        But the bar for him for CPR would probably be lower than it would be for many     

             people. That would need to be recognised by the clinicians when making what will 

             ultimately need to be a clinical decision. The Official Solicitor would support the 

             DNACPR notice as in AB’s best interests where clinicians consider it futile to 

             provide it.  But limited to that. 

Having received closing submissions from these two parties, the judge announced: “I’ve got all the family points, and I’ve heard extensively from [AB’s brother] so I don’t need to ask him to repeat himself again.”  (So, no closing submissions from the Litigants in Person, i.e. the brother and one of the sons!)

Judgment, by Celia Kitzinger

In an ex tempore oral judgment, Mr Justice Hayden ruled that treatment should continue in accordance with NICE guidelines, and that the DNACPR notice should remain in place as long as the treating clinicians viewed CPR as futile.

We think the judgement will be published on BAIILI and will be publicly available  – in which case we’ll link to it from this blog post – so we provide only a summary here.

The judge began by summarising what he’d been told about AB, as a family man and as a sportsman.  He reported the fact that AB decided against COVID-19 vaccination and was unvaccinated: “objectively assessed, that must have been one of the worst decisions he has ever taken”.  He ran through the details of AB’s hospital treatment, and his admission to ICU with severe respiratory failure and pulmonary emboli.  He remains sedated, ventilatory dependent, requires renal replacement therapy and is fighting off sepsis.  The treatment plan (he said)  is predicated on a prospect that he may recover, but equally he may at any time succumb to his condition.

Hayden J then outlined some of the views about COVID expressed by AB’s brother which (he said) “are widely held on the internet and on social media” and the treatments (hydroxychloroquine, ivermectin, azithromycin) that he thinks would be of benefit to his brother.  He pointed out that trials had shown they were “strongly contraindicated in treatment of COVID-19” and that consequently their usage was not approved by NICE (nor by NIH and the WHO).  

It follows, therefore, that [AB’s brother] is inviting this court to impose upon the treating clinicians a medical regime which is entirely rejected by the broadest possible clinical guidance.  In short, I would be requiring them to act unethically, and in a way that was inconsistent with the available medical evidence. Of course, I am not prepared to do that.”

The judge then moved on to consider what he described as “perhaps the most controversial issue in this case … authorising that CPR should not be undertaken where it is assessed by the clinical team as futile”.  

BB alone engaged fully and directly with this issue. The question is not ‘would AB strain every sinew of his once honed body to fight for every chance of life?’.  I have no doubt at all that he would.  But the question is ‘would he, when he realised that CPR was futile, have nonetheless subjected himself to it for no reason?’  I sense that AB, the pragmatist, would have known when the game was lost.

Dr G  told me that were there to be a cardiac arrest at the moment, it would indicate only one thing – namely, that the treatment regimen that I’ve outlined had failed entirely.  In those circumstances, to undertake CPR would, Dr G explained, be entirely futile.  It would have no prospect of assisting in any curative way.  It might enable AB to breathe for a very short period.  It would probably, given his condition, result in some fracturing of his ribs.  And there would be a real possibility of some deprivation of oxygen which would serve only to further worsen AB’s parlous situation.  This, Dr G said, would be to compromise AB’s dignity as a human being.  It would compromise the integrity of the doctors and staff were they asked to perform it.  It would be inconsistent with good and sound clinical ethics.

[AB’s brother] suggested that human dignity was an entirely elusive and subjective concept that ought to play no part in the decision-making process here.  He considered it to be too ephemeral as a concept.  But human dignity finds expression in every major rights treaty of the last 70 years.  Not only that, but it is the foundation for human rights.  To subject this man, who has been so fiercely independent, so rigorously analytical, and so careful with his own body, to a process that would compromise him for no good reason would, to my mind, be a compromise of his dignity.

Reflections from Amber Dar

Observing this hearing led me to reflect on (a) the way the judge engaged with the family; and (b) the importance of making our wishes known in advance of losing capacity to do so.  I will use what I’ve learnt from observing this hearing in my own professional role as a lecturer in law.

Judicial engagement with the family

The judge sometimes engaged with family members in ways that didn’t seem to be directly relevant to the legal issues.  This seemed to be in the hope of building rapport with family, and understanding more about the patient as a person.

The two questions that Hayden J likes to ask, about whether the patient has a favourite meal and whether they support a football team, changed the tone. I cannot comment on how the family members felt about these questions. I do not know. Only those who have been in this situation can tell us how these questions made them feel at this time. As an observer, whilst I did not expect such questions to be asked, I think these questions allowed family members to reflect on memories about their loved one, at a time when all other questions are about serious medical matters.

When Hayden J noted that AB and Novak Djokovic are “both tennis players and they both like alternative remedies”, I was not sure how family members would feel about links being made to a news story that was attracting a lot of debate at that time, as full details of the tennis player’s circumstances were unfolding in the news each day over that week. Family members did not seem to mind any questions or comments related to Novak Djokovic, and indicated that AB’s brother did in fact share his views about the tennis player’s circumstances.

Making our wishes known in advance

This experience has shown me the benefit in making our views known to those we consider as close family members, both about alternative treatments and  about DNACPR, in case we become unable to make decisions for ourselves, particularly if this were to happen very suddenly. We should perhaps also inform our GP in advance in writing (or make a formal advance statement or advance decision – more information available from Compassion in Dying). If the patient, AB, had done so in this case, then the family would not have needed to be cross-questioned in the way they were – especially if he had written it down.

Comments and discussion in this case also demonstrate the need for more awareness about Lasting Power of Attorney (LPA) and how these work. 

An LPA is a legal document that allows you to appoint one or more persons (who will be known as your ‘attorney(s)’) to help you to make decisions or make decisions on your behalf if you were deemed to lack capacity and were no longer able to make decisions yourself.  If, for example, you were seriously injured after being involved in an accident or you suffered from an illness and were at a stage when you could no longer make your own decisions, then your LPA would make best interests decisions on your behalf.

There are two types of LPA,: one that deals with decisions about health and welfare and another about property and finances, and you can choose to make both types of LPA or one type of LPA. It should be noted that this is the process for England and Wales, and a different process is followed in Scotland and Northern Ireland. For more information, see: www.gov.uk/power-of-attorney

To make an LPA, you must be over the age of 18 and be deemed to have capacity to make your own decisions at the time you are going through the required process to make an LPA. An LPA can be made online or by using paper forms, but most importantly (as highlighted in this case) attorneys and witnesses must sign the relevant forms and the LPA must be registered with the Office of the Public Guardian (which can take 20 weeks or more, depending on whether any mistakes in an initial application need to be corrected). Note that, unless you qualify for a reduction based on earnings or an exemption, each LPA costs £82 to register.  

Learning from observing

As a Lecturer in Law at the University of Birmingham, I teach on issues in healthcare law and ethics. I will be encouraging students to watch court hearings in the Court of Protection in future. In addition to watching family members give evidence, students have the opportunity to observe advocacy from barristers and how the judge engages with the evidence.

In this particular case, I was privileged to be able to observe the Vice President of the Court of Protection and I have learnt a great deal about the Judge’s approach when questioning family members, and when a Judge finds it necessary to take over questioning in order to get to the most relevant points during a hearing about a patient in a critical condition. 

Reflections from Celia Kitzinger

One of the puzzles for me is why this case was in court at all – and, once the hearing started, why it  took so long to resolve the issues, occupying the whole day, and running on beyond normal court hours until around 5pm.

If the doctors were not willing to provide treatments, the court cannot order them to do so.  

A patient cannot demand that a doctor administer a treatment which the doctor considers is adverse to the patient’s clinical needs” (Burke v GMC [2005] EWCA Civ 1003)

Doctors cannot be compelled to act against their clinical judgment – not by patients, not by families, not by people with Power of Attorney (even if properly registered), and not by the court.

Ivermectin and hydroxychloroquine

It emerged during the morning that the clinical team would not be willing to treat AB with either ivermectin or hydroxychloroquine.

This information was elicited from Dr G, the treating clinician, by Sophia Roper (for AB via the Official Solicitor) only after lengthy questioning of the doctor first by counsel for the applicant (in conjunction with the judge) and then by AB’s brother – with many questions focussing on the evidence base for the efficacy of non-mainstream medications in relation to COVID-19, their side effects, and safety records.  This information would have been relevant to best interests decision-making if those medications had been options for the court to consider as an alternative, or an addition, to the mainstream treatments already being provided to AB.  But as it turned out, they were not an available option.

It was clear as soon as the matter was addressed by counsel for the Official Solicitor (in her first cross-examination questions) that neither ivermectin nor hydroxychloroquine was an “available option”[iii].  

I’m not sure why it took so long to ascertain this simple fact – which, as counsel for the Trust later pointed out, made the question of whether or not it was in AB’s best interests to receive these two medications entirely “academic”.  If there are no treatment options, then the court has no effective choice to make.

In their position statement, dated the day before the hearing, the Trust framed up the matter solely in terms of “best interests” (apparently both in relation to the medications AB’s brother was requesting, and in relation to the CPR decision)

19. The applicant relies upon the approach in Aintree University Hospital NHS Trust v James [2013] UKSC 67[para 22] “Hence the focus is on whether it is in the patient’s best interests to give the treatment, rather than on whether it is in his best interests to withhold or withdraw it. If the treatment is not in his best interests, the court will not be able to give its consent on his behalf and it will follow that it will be lawful to withhold or withdraw it. Indeed, it will follow that it will not be lawful to give it. It also follows that (provided of course that they have acted reasonably and without negligence) the clinical team will not be in breach of any duty towards the patient if they withhold or withdraw it.” (§22, Aintree University Hospital NHS Trust v James [2013] UKSC 67)

So, the approach relied upon by the applicant was a best interests approach. In fact, however, as emerged during the hearing – treatment relating to ivermectin and hydroxychloroquine were not best interests matters at all. I’m also really not sure whether or not CPR was properly a matter for best interests decision-making.

Cardio pulmonary resuscitation

The matter of cardio-pulmonary resuscitation was more complicated because it was unclear to me (and perhaps to others) whether this treatment was an available option or not. 

Dr G stated from the outset that the treating team would be “profoundly uncomfortable about providing futile CPR” and when counsel for the Trust asked early on whether they would be prepared to do CPR if the court ordered them to, the judge intervened to say that this was “not the point at which to ask this question”.  I’m not sure why the judge took that view.  Perhaps because he already knew , or suspected, that the answer was “yes” – and (as his follow-up question showed) he seemed more interested in establishing whether or not CPR was in AB’s best interests. There’s some logic to that too, of course, since if it’s not in AB’s best interests, then it wouldn’t matter whether or not it’s an available option.

The ambiguity about whether or not doctors were willing to carry out CPR (if AB were to have a cardiac arrest at his current level of ill-health) was not cleared up by the cross-examination of Dr G by Sophia Roper for the Official Solicitor:

SR: On CPR, are you saying you would be willing to give CPR if the court orders it, but your position is that it’s futile?

Dr: If we were asked to perform CPR, the entire clinical team would be very uncomfortable with this, and it would cause a lot of distress to the staff.

So he didn’t actually say he WAS willing to give CPR (or that he wasn’t).

Neither the Trust nor the Official Solicitor cited the case law concerning CPR in circumstances like these (at least not in their position statements, and not orally in court). 

Case law on CPR as an ‘available option’

This case is far from being the first at which doctors have given evidence to the court that CPR is not the right thing to do for the patient – but it’s not always clear whether they are saying that it’s not clinically indicated (and hence not an available option for the court to consider) of whether they are saying it’s not, in their view, in the patient’s best interests.

This lack of clarity was explicitly addressed by Mr Justice Moylan in An NHS Trust v L & Ors [2012] EWHC 4313 (Fam). A treating clinician gave evidence to the court that CPR for the patient, Mr L, would “seem cruel to all the medical professionals I have ever worked with“.  The view of the independent expert, Dr Bell, is summarised in the judgment (§ 40 and 41):

40. Having regard to the very low rates of success of CPR generally, Dr Bell is of the opinion that in Mr L’s case such treatment is highly likely to be, what he described as, physiologically futile.  In other words, that it would not, to put it starkly, stop Mr L from dying.  It is likely to be unsuccessful because of Mr L’s physical and neurological condition and his underlying co-morbidities.  Accordingly, if Mr L deteriorated in a manner which did not respond to other treatment and to the extent that he required resuscitation, then this would be highly likely not to be effective. 

41. Dr Bell additionally points to what he describes as the “acknowledged harms of resuscitation and intensive care including fractured ribs and damage to internal organs”.  He quotes from the General Medical Council’s 2010 guidance, “Treatment and Care Towards the End of Life”, which refers to the invasive nature of CPR interventions and states that:
“If the use of CPR is not successful in restarting the heart or breathing, and in restoring circulation, it may mean that the patient dies in an undignified and traumatic manner.” 

Mr Justice Moylan found himself in a dilemma in that it seemed clear that in this case (as in the case before Hayden J) the treating clinicians did not consider CPR the right thing to do for his patient.  In Moylan J’s view, therefore, CPR was not an available treatment option.  The judge explains his resistance to making a best interests decision under these circumstances, although he did finally do so (since none of the lawyers or doctors in the case agreed with him that CPR was not an available option) and decided that CPR was – in any event – not in Mr L’s best interests.  Moylan J’s judgment is worth quoting at length (An NHS Trust v L & Ors [2012] EWHC 4313 (Fam) § 111 – 117)

111. The nature of the Mr L’s situation as described by the medical witnesses led them to state in strong terms their opposition to the proposition that resuscitation should be attempted.  None of the doctors who have given evidence would consider it appropriate to embark on resuscitation treatment.  Dr S raised concerns that if doctors were to be required to provide such treatment in a case such as this, it would raise questions about the practice of intensive care in the whole country.  Dr Bell said that if such treatment was undertaken it would result in Mr L’s death being characterised by a series of harmful interventions and would conflict with the fundamental medical principle of, “Do no harm”.  Dr Bell described the approach taken by the treating clinicians in this case as the “predictable response” of critical care practitioners in this country. […]

112. This leads me back to the issue I addressed earlier in this judgment.  Namely, that medical professionals cannot be required to provide treatment contrary to their professional judgement.  It would clearly be inappropriate for the court to exercise its powers under the Mental Capacity Act in such a way as, to adopt the words from 
Re J [1993], directly or indirectly to require a doctor to treat a patient in a way that was contrary to the doctor’s professional judgement and duty to the patient.  

113. The Mental Capacity Act requires the court to exercise its independent judgement and to determine any application by reference to all the relevant circumstances.  However, in my view, in the present context, one of the circumstances needs to be a choice of treatment options.  If there are no treatment options, then the court has no effective choice to make.

114. In the present case, no counsel has advanced the argument that there are no treatment options.  Ms Watson submits that this is because there is no clear evidence that the relevant treatment would not be recognised as proper by a responsible body of medical opinion.  I do not agree with that submission.  It is not a theoretical issue about the treatment in general.  It is an evidential issue about the treatment options in the specific case.  Does the evidence establish that there are treatment options?  If it does not, I question whether the Court is entitled to assume that there are. 

[…]

116. It is also submitted, correctly, that the court is entitled to disagree with medical evidence.  A court is, indeed, entitled to disagree even with unanimous medical evidence.  But, given that I cannot require a doctor to provide treatment contrary to their clinical judgement, a court must in my view be careful in exercising its jurisdiction under the Mental Capacity Act so as not to put doctors in the “impossible position” referred to by Balcombe J in Re J, directly or indirectly.  That is why in applications of this nature the parties must specifically address in the evidence what treatment options are available.  Those options must be treatments which are available.  They must be treatments which would not require medical professionals to act in a way which was contrary to their professional clinical judgement.

117. I make these general observations because in my view the evidence in this case does not establish that there are treatment options. 

A similar case before Mr Justice Hayden the year after Re L, concerned a resuscitation decision about a patient in a minimally conscious state (An NHS Foundation Trust v VT & A [2013] EWHC B26 (Fam)).  Like Moylan J, Hayden J conducted a best interests analysis (but without the preceding reflection as to whether this was appropriate) and found treatment not to be in VT’s best interests.  The commentary from 39 Essex Chambers reflects on the question of whether, in fact, any clinicians would have been willing to administer treatment, and the implications of this for the way in which DNACPR decisions are made: 

The evidence cited in the judgment suggests that it was highly unlikely that an intensive care team would have been willing to admit VT, or that the staff already treating him would have administered CPR, since, as the judge held, that would have been to cause harm to VT for no purpose. However, there was no positive assertion by any party that the option of receiving treatment was not in fact available (an issue which readers will recall troubled Moylan J in the Re L case recently). Despite the apparent absence of an ‘available option’ , the Trust no doubt applied to court because of the fundamental disagreement with VT’s family, but the lay observer may remain puzzled as to why so many public resources were expended in such circumstances. One explanation may be that there remains an unanswered question as to whether a clinician who says they would not provide treatment is making a clinical decision or a best interests decision. The decision of the Supreme Court in Aintree suggests that clinicians can make clinical decisions which the Court of Protection cannot interfere with, yet if the clinician’s decision relies heavily on their view as to the prospect of meaningful recovery for P, it is easy to see how the distinction between a clinical decision and a best interests decision will be more apparent than real. (An NHS Foundation Trust v VT, 39 Essex Chambers)

Is the distinction between a clinical decision and a best interests decision “more apparent than real”?   

According to Victoria Butler Cole: 

DNACPR orders hover somewhere between the exercise of clinical judgment and the making of a best interests decision, with recent decisions by the courts placing them on the best interests side of the divide with a perceived lack of respect for clinical judgment” (“Do Not Attempt CPR orders and the law”)

I posed the question on Twitter: “Doctors of Twitter – why would you ask a judge to decide whether CPR is in a patient’s best interests when you have already arrived at a clinical consensus that CPR is futile/clinically inappropriate?”

A GP responded by describing the “confusion” between clinical and best interests decisions.

The predicament as I outlined it in in my tweet (“Family of COVID patient want CPR if cardiac arrest. Also ivermectin and hydroxychloroquine. Patient is in ICU, 100% ventilated, in renal failure, with sepsis”) was widely recognised, for example:

But the question of how to manage this “awful situation” of relatives “insisting” on “clearly futile” treatment” was troubling.

An intensivist told me (over the course of a tweet thread):  “It is complicated.  If the doctors are referring to the court other best interests decisions, it makes sense to also ask for a decision on CPR.  There is a clear dispute with the family. The judge is reviewing expert evidence anyway – assuming the judge agrees, it avoids that being another source of contention with the family.  But in a case where that is the primary reason doctors/trust may bring to court because they fear adverse publicity and being sued.  Even if unlikely that court would side against doctors – risk is of career damaging/distressing attention.  They may also be aware of cases like Glass where hospitals have been criticised for not seeking a court declaration in the setting of a dispute with a family.”  (Dominic Wilkinson tweets)

A geriatrician explained that he’d apply to court to avoid complaints – and because the medical defence unions would recommend it. (The latter is common in my experience of working with cessation of clinically assisted nutrition and hydration for patients in prolonged disorders of consciousness, even when all parties agree that CANH is not in a person’s best interests).

According to Victoria Butler Cole (again) – and perhaps with reference to the case of An NHS Trust v L & Ors [2012] EWHC 4313 (Fam) to which she alerted me, 

 Palliative care doctor, Idris Baker, seems to make that very distinction here, where “quantitative futility” means a low chance of success that the heart can be restarted (i.e. the person will remain dead), and “qualitative futility” embraces broader questions relating to quality of life.

The decision in Tracey seems not to be well understood and, in my view, has become a convenient scapegoat for broader failings in DNACPR decision-making. I am often told that clinicians are now somehow compelled to carry out CPR because of the Tracy decision despite this clear statement:

Prima facie, the patient is entitled to know that such an important clinical decision has been taken. The fact that the clinician considers that CPR will not work means that the patient cannot require him to provide it. It does not, however, mean that the patient is not entitled to know that the clinical decision has been taken. Secondly, if the patient is not told that the clinician has made a DNACPR decision, he will be deprived of the opportunity of seeking a second opinion. (§55, Tracey v Cambridge University Hospitals NHS Foundation Trust & Ors [2014] EWCA Civ 822, my emphasis) 

There is also excellent guidance on the NHS Website on “Do not attempt cardiopulmonary resuscitation (DNACPR) decisions

But despite the guidance, it seems to me as a member of the public – who might be subject to CPR against my wishes, or counter to my best interests (or both), or from whom it might be inappropriately withheld – the whole situation looks a mess.

I don’t have much confidence that there is widespread compliance with law and good practice guidance when clinicians make decisions about CPR. My personal experience with doctors when I explain I am DNACPR regularly reveals huge gaps in understanding the law in this area.

It doesn’t help that the courts are (in my experience) also unclear about the status of clinical decisions relating to CPR and that judges are (as I understand it) engaging in best interests considerations in relation to treatments that are – or may be – unavailable as options.

If doctors are not willing to provide a medical treatment (and I recognise that part of the problem may be their reluctance to state clearly that they won’t), then since the court cannot compel them to do so, it’s not clear to me what the basis is for conducting a Court of Protection hearing.  I recognise that there may be benefits to the people involved (to the family in feeling ‘heard’, to the doctors in ensuring they have legal backing for their position and can’t be sued), but there are also costs, both financial (in particular to the public purse) and medico-ethical or social – because these hearings seem to me further to blur the boundaries between clinical and best interests decisions, where I would want clarity. Perhaps, though, the blurring is inevitable?

In a Court of Appeal case, Re AVS [2011] EWCA Civ 7, the fact that a treatment was – in practical terms – unavailable (because there was no clinician to administer it) was confronted head on, and the outcome was that an appeal court hearing was refused.

This is a case about providing medical treatment for a patient who has been declared to lack capacity to make decisions as to his treatment and care. The problem in the case is that at the moment there is no medical practitioner ready and willing but also able to provide the treatment which the patient’s next friend considers should be given to him.”  

The patient had Creutzfeldt Jakob’s Disease and was now in a prolonged disorder of consciousness.  His brother (who also held Lasting Power of Attorney) believed he had found a treatment that would help and when this was not approved at first instance, he applied for permission to appeal. This was refused on the grounds that, without a clinician able and willing to provide treatment, the matter was “purely hypothetical” (§38) or – as was also finally concluded by the Trust in the case on which this blog post focuses – “wholly academic” (§39)

Lord Justice Ward said in the judgment (with which Lord Justice Patten and Lady Justice Black agreed):

…continuation of this litigation by permitting a lengthy hearing to be urgently arranged for numerous busy medical practitioners to be cross-examined truly would be “doomed to failure”. If there are clinicians out there prepared to treat the patient then the patient will be discharged into their care and there would be no need for court intervention. If there is no-one available to undertake the necessary operation the question of whether or not it would be in the patient’s best interests for that to happen is wholly academic and the process should be called to a halt here and now.” (§39, Re AVS [2011] EWCA Civ 7).

I’ve observed numerous serious medical treatment cases at which doctors have given explicit evidence that they consider treatment “futile”, “burdensome” and “ineffective” and that in their professional judgment they should not provide it (albeit often with the possible implication that if the court were to order them to do so they would submit, unwillingly, to its authority). 

I am left with many questions.

Is there something that doctors and lawyers could do, collaboratively, to make these cases less painful for everyone?  Could doctors be encouraged to be clear about which treatments they would actually decline to administer to their patients – as the treating clinician in this case declined to administer ivermectin, hydroxychloroquine, and azithromycin?  What are the consequences of such refusals, given that there may doctors elsewhere who are apparently willing to prescribe these treatments?  On what basis can CPR be properly considered “futile” and distinguished from a ‘best interests’ decision? 

And is it really necessary for a court to do what Hayden J described as “perhaps the most controversial issue in this case … authorising that CPR should not be undertaken where it is assessed by the clinical team as futile”.  Under what circumstances is futile treatment properly the subject matter of best interests decision-making?

Celia Kitzinger is co-director of the Open Justice Court of Protection Project. She tweets @KitzingerCelia

Amber Dar is a Lecturer in Law at Birmingham Law School, University of Birmingham. Her research and teaching has focussed on child and family law and healthcare ethics and law. She tweets @amberdar02


[i] A subsequent exchange between Mr Justice Hayden and the treating clinician went like this: 

Judge:   Any obvious comorbidities?  

Doctor: Hypertension, but nothing else, no.  

Judge:   Is hypertension a recognised comorbidity? 

Doctor: Yes it is, My Lord.  

Judge:   (laughs) Oh! Oh dear.  I’m sorry to hear that.  Right.

This exchange taught me (Celia) –  as it maybe also did the judge – that,  as someone with hypertension, I have a “recognised comorbidity” for COVID-19 and have perhaps been more sanguine than I should about my risk factors.

[ii] Celia Kitzinger is co-director of the Coma and Disorders of Consciousness Research Centre. She is not aware of any such cases.

[iii] Nobody suggested sending AB abroad for treatment that doctors are declining to provide in England,  as has been proposed in some other cases (blogged here, and here).  In 2021, in the United States alone, there were  more than 560,000 prescriptions of hydroxychloroquine for the prevention, post-exposure and treatment of COVID-19. There are also websites listing doctors who’ll prescribe ivermectin for COVID-19 (including international shipping of the medication). 

Photo by Martin Sanchez on Unsplash

On not allowing the strong views of family members to prevail: A COVID-19 hearing

By Angus Mackenzie, 19 January 2022

Editorial note: This is the latest in a long series of cases concerning Covid vaccination. For an extensive consideration of the issues involved, see our earlier blog post “The politics of the pandemic in the Court of Protection“.

This was the second hearing in a case to determine whether it is in MK’s best interests to receive COVID-19 vaccinations in accordance with Government guidance and the views of his treating team. It took place by video link on the morning of 10th January 2022, before District Judge Mullins (COP 12770223).

At the previous hearing (23 December 2021, which I blogged earlier), both the patient and his mother were suffering from COVID-19, and his mother was too ill to attend the hearing.  Thankfully, both have now recovered and MK’s mother was able to join the hearing by telephone.

The applicant CCG was represented by Elizabeth Fox.  MK was represented (via his litigation friend the Official Solicitor) by Winsome Levy.  The local authority was represented by Shadia Ousta Doerfel. MK’s mother was a litigant in person.  

Counsel for the applicant CCG provided a summary of the case so far.  

The patient is 37 years old with “severe cerebral palsy”, “severe learning disability”, and “end-stage renal failure”.

He lives in a 24-hour supported living placement.  He  was described as “wheelchair bound”, requires assistance to get out of bed and attend to his personal care and is “extremely clinically vulnerable”.  He attends hospital for dialysis three times a week (which increases his potential exposure to the virus).  

At the hearing of 23 December 2021, it had been determined that he lacks litigation capacity and also lacks capacity to make his own decisions about vaccination.  

He is also unable to express his wishes and feelings about vaccination.  

Since 2013 he has received annual vaccination for influenza – most recently in December 2021 – and his mother has not raised objections to this. 

The CCG’s application is to administer either the Pfizer or Moderna COVID-19 vaccinations and boosters. MK’s mother opposes the application.

The hearing

From the outset of the hearing, it became clear that MK’s mother’s relationship with the care home where MK is currently living is under considerable strain. She was critical of a number of aspects of his care and was keen to make a case for having him back home with her, partly because this would limit the number of carers who came in contact with him and hence reduce his risk of becoming reinfected but also because, as his mother, she believes she could do a better job. “I’m a healthy, strong, loving mother,” she said, “He’s my only son and I want to care for him[1].

DJ Mullins took pains to point out that the question before the court was specifically whether vaccination was in MK’s best interests and that the Court was unable to consider where MK should be living in the absence of an application on the matter. It had been a different judge some time ago who made a decision about where MK was to live, and there was no information at that time that MK’s mother objected to the placement.  “If you have changed your mind about where he should live”, said the judge, “raise this with the social worker and have a meeting to see if questions and worries can be resolved, and if they can’t, then there needs to be a separate application to the court”. 

MK’s mother was then given an opportunity to raise her concerns about vaccination. She said “the doctors mean well, but I don’t trust the vaccine”.  She expressed concern about the safety of vaccination and held the view that COVID is a man-made virus released by the manufacturers of vaccines. She was also concerned about recurrent infections, the prospect of future variants or different pandemic infections, which would result in the need for more and more vaccines.  And some people, she said, are vaccinated but still lose their lives to COVID.  She was concerned about side effects, especially the possibility of blood clots, particularly as MK spends long periods in a wheelchair.  “If he is vaccinated and becomes sick,” she said, “I will never forgive myself.  I ask the court to give my son safety.”

The judge explained – for the benefit of MK’s mother – that, as MK lacks capacity to make his own decision about vaccination,  his job was to make a “best interests” decision for him:

I have to take into account his own wishes and feelings, and so far I haven’t been able to identify any.  I have to take into account the views of people who care for him.  That includes the doctors and carers, and it includes you.  The other thing I’m going to take notice of is the official government advice on vaccination, which you can see on the website.” (DJ Mullins).

The court then moved to consider witness evidence from MK’s GP.

Witness evidence from MK’s GP

Counsel for the CCG (Elizabeth Fox [EF]) asked a series of questions of the GP, beginning by asking “are you able to provide an explanation as to whether MK is at increased risk of blood clots from the vaccine?”.

The GP responded that the vaccine associated with concerns about blood clotting was the AstraZeneca version and it was proposed that MK would receive Pfizer or Moderna. 

EF:      Why or how is it that he could still get COVID even if he’s vaccinated?

GP:     You’d need someone more well-trained in immunology than me, but vaccines can’t  

           100% guarantee that a person won’t get the illness the vaccine is designed to prevent.

EF:     So what is the benefit of having the vaccine?

GP:    Vaccination will prevent most people from contracting COVID, and for those who do 

          contract it, it will make the illness less severe. Most of the hospital admissions we are

          seeing at the moment are unvaccinated patients.

EF:     What is the benefit of vaccination specifically for MK?

GP:    I’m particularly worried for MK because he’s very vulnerable.  He’s vulnerable to 

          infection because he goes three times a week to hospital for dialysis, and he’s unable 

          to wear a mask.  If he were to contract COVID – and, unfortunately, he already has –  I 

          would be very worried about it. There’s a risk of morbidity.

EF:     He has already contracted COVID – is the risk reduced now if he were to contract 

          COVID again?

GP:    It’s difficult to say. We don’t know. We don’t know what variants of the virus we will 

          be dealing with next or how virulent they will be.

EF:     What guarantee is there that he won’t come to harm if he has the vaccine. Or put 

           another way, what are the risks to MK of getting the vaccine?

GP:    Most people who get vaccinated get a sore arm, which settles down quite quickly.  

          Some get flu-like symptoms, which tend to be short-lived.  AstraZeneca carries a small 

          risk of blood clots: we would never administer AstraZeneca to MK.

EF:     Practically, how will it be administered? In your surgery?

GP:    Provisionally the plan is to administer it in his home, as a home visit, on 13th January.

MK’s mother was then invited to ask questions of the GP.  The judge assisted her with this, by reformulating some of her questions.

Mother:  There was a professor of world vaccination on the internet who said that Moderna

                 does not give protection – does not have very good efficacy.

GP:           My understanding is that it’s effective and works well. I haven’t seen anything to 

                 contradict that.

Mother:   Like any mother, you want to protect your son.  I don’t want him to have it in the 

                  house with the care workers. If he has to have it, I want him to have it in the 

                  hospital when he goes for dialysis, with doctors and nurses, so he will be safe.  

                  I cannot be there myself.  I cannot bear to see him taking it.  If anything happened,

                  I could not live with myself.

Judge:      So, first, who will administer the vaccine?

GP:           A member of the vaccine team. They are trained professionals, trained to give that

                 vaccination.

Judge:     What is the plan for reassuring him?

GP:          He will be in his own home environment. We wanted to do it at home also to 

                 minimise his risk of further contact. If we take him into a surgery, he’d be in a

                 waiting room with other patients and at risk.

Judge:     He goes to hospital three days a week for dialysis. Could it be done at the same

                 time?

GP:           It would have been some time back, but it’s not possible at the moment.

Judge:      Knowing MK as you do, do you think it would be an advantage to him to have the 

                 vaccination away from home?

GP:           No.

Another member of the CCG, with practical experience of the vaccine team, was also in court and outlined the provisional plan.  

The proposal  was that a District Nurse from the vaccination team would visit MK at home and in the presence of a known carer (for comfort) administer the vaccine, carrying out such clinical observations as were appropriate for 15 minutes afterwards. The nurse would be one specialising in home services so “very well versed in dealing with people with limited mobility and other conditions”.

Turning back to MK’s mother, the judge asked, “So that’s the CCG’s provisional plan. Do you have further questions?

MK’s mother continued to express her concerns:

“I’m not convinced that vaccination works. I’m not a medical person, but I believe that this illness is in the whole world, and the disease is not going to stop coming, so how many vaccinations will be needed?  I have no faith in the care home. I don’t trust them.  After 15 minutes, leaving my son with them, his heart might stop, I don’t know, and they might not call an ambulance.  Every time I go there, they try to make it hell for me.  I get really emotional at what I’ve been through in the last two and a half years I have been abused by them”.

The judge tried to cut her off during this speech, and then said:

You asked how and by whom and where the vaccine was going to be given, if it is to be given.  It was reasonable for you to ask whether it could be given in hospital.  We’ve had answers, and if I’m right about the thing that worries you most, the vaccination wouldn’t be given by the care home staff but by a specialist district nurse who is skilled in doing this and can decide what needs to be done if there was a specific reaction and can give advice to care home staff.  And that advice has to be obeyed by care home staff, and if it reassures you, I can write that into the order.

MK’s mother expressed scepticism that care home staff would actually follow the nurse’s advice, and the judge said he would write into the order that the plan must be followed – checking with Shadia Ousta Doerfel (for the local authority) that this “wouldn’t cause problems with the care home, would it?”.  She confirmed that it would not, adding, “that’s what we would expect to happen anyway”.  The judge asked the GP, “does the care home call you if needed?” and the GP confirmed that they did, “very appropriately”, and paid tribute to the care rendered to MK by the staff in the home when he was ill, pointing out that they had been monitoring him hourly to ensure any deterioration would have been detected quickly.

As MK’s mother continued to ask questions of the GP along the lines of “Do you believe in the vaccine” and “Do you trust the vaccine?”, the judge rephrased these questions in a way that seemed designed to enable the GP to provide the information the mother was looking for.  (That’s part of the judicial role – helping out a litigant in person.)  “If MK himself was able to talk to you”, the judge said, “and he had some of the concerns his mother does, what advice would you give him.  Would you advise him to have it or not?”.  The GP responded by reiterating that COVID vaccinations were “generally very safe and effective”, that side effects are mostly “incredibly mild” and: “I would absolutely advise him to have it. He’s very high risk.

The mother expressed additional concerns at this point – about how it had happened that she and her son had caught COVID (she believed it was from a member of the care home staff); and about her son’s ability to communicate (“I don’t know how the doctors are saying he’s not communicative. He can’t speak, but he can express things”).   But these were not, as the judge pointed out, questions for the GP.

 Referring to the GP and other medical professionals, she said:  “I understand and respect their professional opinion, but I believe the same people are spreading the virus and making the vaccine, so it is terror in the world, and I have no confidence in the vaccine.  Other vaccines we took as children, they worked to help us.  This vaccination is very strange. There is divided opinion. I’m getting confused as a mother.  Especially when a son cannot speak for himself, cannot protect himself. He’s like a baby for me, always.

The lawyers (and judge) had no further questions for the GP, who was released with a comment from the judge that “MK is lucky to have you as his GP”.

Closing Submissions

Counsel for the applicant CCG said that the case was not complicated.  It involved a straightforward application of the best interests test in s. 4 of the Mental Capacity Act 2005.  The case law she considered relevant was SD v Royal Borough of Kensington and Chelsea [2021] EWCOP 14.   She read out §31 from that judgment to emphasise that: ““it is not the function of the Court of Protection to arbitrate medical controversy or to provide a forum for ventilating speculative theories. My task is to evaluate V’s situation in light of the authorised, peer-reviewed research and public health guidelines, and to set those in the context of the wider picture of V’s best interests.” It remained the position of the CCG that MK should be offered vaccination as soon as he is eligible to receive it after the current infection (i.e. 13th January).

Counsel for the LA supported the CCG’s application – adding (with reference to the mother’s claim that she and MK were infected with COVID by a member of the care home staff): “these are not proceedings about who gave COVID to whom and no reliance should be placed on any conjecture about that”.  Residence decisions would also be the subject of a separate decision on another day.  Finally, she also quoted from SD v Royal Borough of Kensington and Chelsea [2021] EWCOP 14: “Strongly held views by well-meaning and concerned family members should be taken into account but never permitted to prevail nor allowed to create avoidable delay. To do so would be to expose the vulnerable to the levels of risk I have identified, in the face of what remains an insidious and highly dangerous pandemic virus.“ (§26)

MK’s mother, invited to say “anything you haven’t already said” was clear that: “I want the safety and wellbeing of my son. I want my son to be well and safe, whatever medication he is given. I think I shared what was in my heart”.

Finally, Counsel for MK via the Official Solicitor pointed out that the judge would “normally be provided with wishes and feelings, but the position is that MK is unable to understand or express his wishes about vaccination” but said that “it would be in his best interests to receive both the covid-19 vaccinations and any subsequent booster recommended by the government or felt appropriate by his clinical team”.  She also quoted from SD v Royal Borough of Kensington and Chelsea [2021] EWCOP 14

“… respect for and promotion of P’s autonomy and an objective evaluation of P’s best interests will most effectively inform the ultimate decision. It is P’s voice that requires to be heard and which should never be conflated or confused with the voices of others, including family members however unimpeachable their motivations or however eloquently their own objections are advanced” (§33)

In this case, “you don’t hear MK’s voice. But you hear he has not objected to the flu vaccination.  With these jabs he did not object ‘in the moment’

Judgment

The judge expressed his gratitude to all the parties, especially the mother to whom, he said, he was “grateful for bringing our attention to the practicalities of what’s proposed”.

He reminded parties that he had previously (at the earlier hearing) expressed concern about the delay in bringing this case to court, and he reiterated what he’d said at the earlier hearing: both First Avenue House London and the regional hubs of the Court of Protection have arrangements in place for dealing with urgent matters such as vaccination and referring them on quickly.

It’s striking that the time it took for this case to come to court was so long that MK contracted COVID – which is of obvious concern to the court.  Happily,  his symptoms don’t seem to have been too serious.”

In reaching the decision, Judge Mullins pointed out he was required to consider, as part of  best interests decision-making:

  • the wishes and feelings of P where it is possible to ascertain them
  • the views of others involved in his care – his mother, carers, GP etc.
  • official government guidance 
  • MK’s individual circumstances.

The judge then summarised the situation, i.e. despite attempts to elicit MK’s own wishes and views about vaccination, he’d been unable to provide them.  “I fully accept he’s able to express pleasure (for example at seeing his mother) and I also note that he has not physically turned away or shown reluctance to vaccination for flu in the past.  If there were signs of resistance I’d take that into account – especially if asked to authorise restraint”.

In considering the relevant circumstances of the case the judge drew attention to the clinical advice given.  Both the written evidence from two doctors, and the oral evidence of the GP who participated in the hearing incorporated NHS Guidance.  “As the lawyers correctly submitted to me, it’s not the function of today’s hearing to go behind that advice and to question it.  The consensus of the professionals is that MK’s best interests lie in being vaccinated.”

The views of MK’s mother were, the judge said, “not always easy to identify precisely because there’s a general and understandable anxiety about COVID and about vaccination.”  

He continued.

“She was forthright and clear today.  At other times I see from the papers that she has been less sure.  When he was unwell, she said she wasn’t sure she’d made the right decision in objecting.  She says she is unhappy with the care provided. There has been a breakdown in trust.  I’m not sure to what extent that’s about COVID. She has attached too much weight to the possibility that a care home staff member might have been the means by which she and/or MK had contracted COVID.  She also overvalues the idea that she can protect MK by taking him home and isolating him. That’s not practical. He needs 24-hour care, and he goes out to hospital three times a week for dialysis – that makes him very vulnerable.  He’s also unable to wear a mask so is vulnerable that way.  MK’s mother played a useful role in considering the practical details of how the vaccination would be administered and where the lines of responsibility would be drawn.

We reached a position where it was agreed there will be a plan setting out the details of how the vaccination will be given and making clear that clinical advice is to be followed by the care home staff.  I think that would have happened anyway, but it doesn’t do any harm at all to have that in place.  He will have either Moderna or Pfizer on 13th January or as soon as possible afterwards. It will be given by the district nurse who is part of a specialist team, who is well-versed in working with patients with impairments.  At least one member of the care home staff will be present, and reassuring to MK, and he’ll be in a familiar environment – his home. Vaccination in hospital is not possible, and even if it were possible it would not be in his best interests.

MK’s mother has a number of underlying beliefs about the virus. That this is a man-made virus, which I think is a common belief, and that there’s a link between the creators of the virus and the producers of the vaccines – which is not a common belief.  Her views about vaccination are directly contrary to the national guidelines.   

Would the vaccine protect MK? Yes – we know now that people can get COVID more than once. We know he’s extremely vulnerable. The benefits outweigh any disadvantages.    It will protect MK from a range of adverse consequences . If he were to become more ill it would be very distressing and confusing for him – and hospital treatment would be extremely distressing for him.

Is it safe? There is no reason to think he’d be at increased risk of side effects.  The risk of blood clots is related to AstraZeneca and not on the vaccines proposed to be given.  Side effects are likely to be localised and short-lived.

It is my clear view that it is in MK’s best interest to have all the doses recommended by national guidance and by the treating team at the time.  There will be an order drawing up the plan for this and a practical road map.

DJ Mullins indicated that vaccination would take place on 13th January or as soon as possible afterward according to the plans outlined.

Observations

MK’s mother has adopted some controversial views about COVID-19 and vaccines, but the way in which she sought to incorporate her concerns- blood clotting for example – to the particular circumstances of her son was notable. She had given the matter considerable thought, as indeed she had when concluding that having him at home would limit contacts and hence possible further infection. Judge Mullins observed, however, that she gave undue weight to the possibility of protecting him at home,  given that he needs to go three times a week to the dialysis unit.

Before I retired from being a Consultant in Anaesthetics and Intensive Care, I was working in a city where the Coroner held quite a lot of brief Inquests. My colleagues and I were quite used to attending and giving evidence, which gave us insight into the fact that many unnatural deaths occur without anyone necessarily being at fault. But where death had occurred after a prolonged or difficult hospital stay, relatives often attended with the expectation that there would be an exhaustive inquiry into matters which the Coroner did not agree had any relevance to the death. They were therefore often disappointed. 

I felt that MK’s mother also expected a more wide-ranging enquiry, and sometimes struggled with the very specific nature of the question being considered in the hearing, having so much she wanted to get off her chest about MK’s living arrangements. 

Both this hearing and accounts of others from the Open Justice Court of Protection Project demonstrate that the Judges try very hard to support Litigants in Person through the proceedings in compliance with the Equal Treatment Bench Book: “The aim of the judge should be to ensure that the parties leave with the sense that they have been listened to and had a fair hearing – whatever the outcome” (§11).

I cannot know how MK’s mother felt after the hearing, but DJ Mullins took great care to support her. It can be very difficult for Litigants in Person to isolate a single issue from its history and broader context, and I think we should be able to do better in explaining to them – and indeed to inexperienced witnesses – what to expect from the Courts.

Angus Mackenzie is retired from an NHS Consultant job in Anaesthetics and Intensive Care. He now works part time for the Welsh Medical Examiner Service.  He tweets @anxiousmac


[1] Direct quotations are supplied by Celia Kitzinger who observed this hearing too.  They are as accurate as possible (based on contemporaneous note-taking) but since we are not allowed to audio-record hearings, they are unlikely to be word perfect.

Photo by Hakan Nural on Unsplash

Untenable and unsafe: A trial of living in the community breaks down

By Jenny Kitzinger, 18th January 2022

Mr G is a 64-year-old man who has been arguing for his right to live in the community since soon after entering residential care in early 2019. 

He is deemed not to have capacity to make a decision about where he lives, so this decision (along with other best interests decisions) has come before His Honour Judge Tindal in Worcester on numerous occasions (Case 13382192). 

The hearing I observed on 20th December 2021 was the latest (and perhaps last) in a series of hearings about his case: I’ve blogged about earlier hearings hereherehereherehere and here.

Mr G’s loss of capacity to make decisions for himself (in relation to his care and residence) is relatively recent. He previously had a highly successful career in senior management, but had struggled with alcohol and opiate abuse. He has vascular dementia, Korsakoff’s amnesic syndrome, and frontal lobe damage. He also has severe physical health challenges because of diabetes and he’s had a pancreatomy – which has left him entirely dependent on prescribed insulin and means that drinking alcohol is extremely risky for him.

Mr G is an articulate and determined individual who is vociferous in his rejection of “incarceration” in residential care and consistently demands respect for his “autonomy”. 

Various attempts have been made to enable to have his “liberty” with support from social and healthcare teams and from his partner, Miss F. This includes an earlier trial of living in the community in late 2019 (which failed after a few months), and the current trial that started in September 2021.

This latest hearing, however, drew an end to the most recent trial of living in the community. The judge ruled that it was in Mr G’s best interests to be returned into residential care, even though this was clearly against his will.

Hearing on 20th December 2021

The applicant in this case was Mr G (via his litigation friend, the Official Solicitor). The respondents were the local authority and the NHS Trust involved in providing professional services. 

Written evidence submitted to the court included updated statements from health and social services and an updated capacity assessment which confirmed that Mr G lacked capacity to conduct proceedings, and to make decisions in respect of care, residence and contact with his partner, Miss F.

Miss F was present via the remote platform for this hybrid hearing. (She had planned to come into the courtroom but Mr G was unwell so she had stayed at home to support a consultation with his GP).

Mr G was also present for most of the hearing, lying in bed behind Miss F. For the most part he declined to contribute formally to proceedings with the exception of admitting he had been drinking since leaving residential care and of asserting that he wished to remain living with Miss F.

The hearing consisted of two parts. The first part (which took up 3.5hrs of the hearing) addressed longstanding allegations that Miss F had engaged in financial and physical abuse against Mr G. I blogged about this here. The judge wound up this part of the hearing by concluding “I exonerate her from the allegations…I will proceed on this basis that none of the allegations against her have been substantiated”. 

The second part of the hearing was relatively straightforward and lasted just over an hour. 

Mr G’s social worker who’d been keeping a close eye on the situation and had had lengthy conversations with both Mr G and Miss F, confirmed his written statement which recorded that, in his opinion, it was no longer safe to leave Mr G in the community. 

Mr G had been drinking heavily, including spirits, and Miss F was not able to stop him. The social worker commented: 

He is a risk-taking person and it is part of his integrity to do what he wants to do” [Mr G has made clear he believes that] “nobody has the right to tell him when to have a drink, neither the judge, not the local authority. This is consistent with his wish to be fully independent and his view of himself as an intelligent person who knows exactly what is best for him.”

Miss F, for her part, confirmed that she had read the social worker’s report which she characterised as “frank and in depth”, adding “he is being restrained and considered in what he says”. In a poignant statement to the court she said:

I’ve been massively disappointed with what has happened since 21stOctober [2021] [the date at which the injunction against Miss F was lifted and she became central to supporting Mr G living in the community].…

He and I were very positive leaving the hearing – there was so much promise and optimism.

He didn’t come home over that weekend. It was a trial period, wasn’t it. I found out on the Monday evening that he’d been drinking spirits during the day. 

I’m in a difficult position because I am present [here with him here]… It is a position of both power and treachery that I’ve been put in, but I don’t think there’s anything to be gained by covering up. After making those undertakings [not to drink] to you [the judge], to me, to himself on Thursday and knowing how close he’d come [to going back into care immediately] I couldn’t believe he was drinking by the Monday.”

Attempts to tease out why he was drinking had left Miss F with the impression that, quite apart from liking the taste and effect of alcohol, it was also part of “thumbing his nose at authority”.

Miss F’s previous alienation from the professionals (so evident in the October hearing) seemed to have been replaced with more of a sense of common alliance with them (albeit with deep regret). At one point, for example, she referred to the social worker’s “astute” observation about how Mr G’s behaviour changes, adding “he wears people down” (before carefully noting that she recognised that the social worker had not said that – but that was part of her experience).

The change in attitude was particularly noticeable in how she spoke about the expert who has assessed Mr G’s capacity in 2019, and again, for this 2021 hearing. Miss F had previously been very critical of this particular expert, resisting the court’s request that he should carry out an updated capacity assessment on the grounds that his 2019 report was “full of errors” and “I have grave concerns of his impartiality’” (speaking at October 2021 hearing). However, this time she read his latest report as “illuminating”. She commented, for example, that the report helped to highlight that Mr G’s “premorbid high-level intelligence and eloquence masks a lot of things”.

The judge’s decision: “everything has been tried that can be tried”

After hearing all the evidence, HHJ Tindal took care to take responsibility for the decision. I was struck, for example, by the following exchange

Judge: “Miss F. I am NOT going to ask you whether you could look after him and keep him safe. You can tell me what you want to tell me, but it seems to me that I am in a position to grasp the nettle without you having to be in that position. 

Miss F: He is seeking it [alcohol] every day. I am not abandoning him. I am not going to do that. But he can’t have this sword of Damocles hanging over him. I’m not a psychiatrist. He’s got a phenomenal memory, of course he can remember what he’s promised – some of it is dementia, some of it is addiction….[But] I believe the head can rule the heart. But I can see him going downhill. But I am not going to abandon him. I would be happy to surrender him, not have a relationship, to have him live in the community. But I don’t believe he can live on his own. He pushes boundaries too far.”

The judge then asked Miss F to invite Mr G to return to the room (he had walked out a little earlier). The message came back from Mr G that he would not come back and to “F off’. (His demeanour during this hearing was in stark contrast to how he had comported himself at earlier hearings where I’d noted the pains he took to present himself as courteous, reasonable and respectful of the court process).

With clear regret, HHJ Tindal then summed up the situation: “I’ve always tried to strike a balance between autonomy on the one hand and protection on the other” he said, “but I find myself driven to admit defeat”.

Highlighting the huge risks that drinking posed to Mr G’s life given his specific health conditions, the balance, he said, now came down in favour of protection. 

“In fairness to every single professional, everything has been tried that can be tried and Mr G is not safe to live in the community…With sadness and a great degree of thanks to the huge patience shown by the professionals and Miss F in this case, [I have to admit] that my efforts have not worked. It is not in his best interests to remain in the community. It is in his best interests to return to [care home]…The current situation is untenable. It is not safe. It must now end.”

He approved a draft order for Mr G to be conveyed back to the care home as soon as possible. 

Reflections

So, Mr G will return to the safety of residential care, where he will no doubt continue to rage against his incarceration, but there will be a suitable infrastructure to help him manage his precarious health condition. The question one is left with, of course, is, as Munby J famously said: “What good is making someone safer if it merely makes them miserable?” (§120 in Local Authority X v MM & Anor (No. 1) (2007). What weight should be given to autonomy versus protection? This is a huge challenge for the courts and one which any of us may face when thinking about our own future, or the future of family members.

Regardless of the outcome, however, I am confident that no effort was spared by the judge in attempting to ensure that Mr G was not deprived of his liberty without due process. It is also clear that considerable energy was put into trying to create the infrastructure to allow him to live ‘independently’, in the way he wanted. 

I felt for the district nurses and care workers involved and was also impressed by the measured evidence from Mr G’s social worker which reflected a clear commitment to his client and thoughtful attempts to navigate the ‘volatile relationship’ Mr G had with Miss F.

The investment from the health, social care and legal services (and, of course, from Miss F) is all the more striking in midst of a pandemic – and I suspect Mr G accessed far more resources than some other people with comparable incapacities, and equally strong wishes and feelings, are able to mobilise.

The series of hearings I attended about Mr G demonstrates the complexity of trying to support people who lack capacity to make a decision but have strong wishes, and/or a strong sense that this decision should belong to them – that they should properly have the right to make it themselves.

Mr G’s tragedy (given that  he is subject to the Court’s balancing of autonomy and protection) is that he is passionate about his own liberty and ‘independence’ but appears to lack insight into, or the ability to control, the behaviours which threaten his freedom.

Jenny Kitzinger is Professor of Communications Research at Cardiff School of Journalism, Media and Culture. She also co-directs (with Professor Celia Kitzinger) the Coma and Disorders of Consciousness Research Centre and runs online training for healthcare professionals about law and ethics. She tweets @JennyKitzinger

Photo by Joshua Hoehne on Unsplash

Abuse and coercive control? A fact-finding hearing and exoneration

By Jenny Kitzinger, 17th January 2022

The hearing I observed on 20th December 2021 (Case 13382192) concerned Mr G, a 64-year-old man who has vascular dementia, Korsakoff Syndrome, and frontal lobe damage. He also has problems with diabetes and alcohol use, and previously had an opiate addiction, from which he has since recovered.

The hearing was to determine where he should live. 

At the time of this hearing, Mr G was living partly in his own flat and partly with his partner, Miss F. The two had originally met and moved in together in 2016 but their relationship had broken down and, in January 2020, after making serious allegations against her, he had moved into a care home and broken off all contact with her. However, he had re-established a connection with Miss F during a trial of returning to live in the community that had started in September 2021. He had also withdrawn all his allegations.

The focus, most of the time in this hearing, was on the allegations against Miss F. They included allegations of physical and financial abuse and coercive control, and an allegation that she’d deliberately administered an insulin overdose when she visited him in hospital. There were also reports of her being obstructive and hostile to healthcare professionals trying to support Mr G.

My interest in this hearing was two-pronged. 

On the one hand, I have a longstanding interest in how to investigate the abuse that happens ‘behind closed doors’. In the 1980s I was involved in setting up one of the first UK refuges for girls needing to escape sexual abuse at home and I wrote a book about how child sexual abuse is reported and understood: “Framing Abuse”. There is, of course, also extensive research showing that abuse by carers (paid or unpaid) is a serious, and often hidden, problem (currently the subject of a government review).

On the other hand, I am concerned with how family members, perhaps struggling to care as best they can with inadequate support, may sometimes be wrongly, inappropriately or precipitously characterised as neglectful, or suspected of being abusive, with a move to institutional care seen then as an obviously better option. 

In addition I’m interested in how conflict between family members and social care staff or health care staff may be framed by professionals and recorded in social and healthcare records. In my experience, family members who have views about a person’s treatment which strongly differ from those of healthcare professionals may sometimes be framed as unreasonable, aggressive or not having their relative’s best interests at heart. 

As the sister of an individual with profound neurological injuries, and through my links with other families in this situation, I know how relatives can feel subject to negative stereotyping. In my own sister’s medical notes, I discovered I had been labelled: ’difficult’ and ‘vociferous’ and criticised for being ‘obsessed’ with the Mental Capacity Act and the Court of Protection and for ‘writing letters+++ to consultant’.

I was therefore fascinated to see how Miss F’s conflict with the healthcare professionals might be addressed in this hearing and the way in which the specific allegations around her treatment of Mr G would be investigated. 

I also felt very invested in this case as I’d been following the ins and outs of proceedings about Mr G for almost a year and a half. 

Outline of the hearing

The central question (where Mr G should live) had been considered at over half a dozen previous hearings because Mr G has been and remains adamant in rejecting residential care. 

At various times over the protracted proceedings there seemed some hope that, with the right support in place (including from Miss F), he might be able to live long term ‘in the community’. (See my previous blogs herehereherehere and here)

The December 2021 hearing reported in this blog was basically a ‘fact finding exercise’ to address the concerns about Miss F, alongside reviewing how his trial placement back in the community had gone, prior to making a final decision about residence and care. 

The hearing was before HHJ Tindal at Worcester Combined Court and was a hybrid hearing. 

Three barristers were present: one representing Mr G via the Official Solicitor, another representing the NHS Trust and a third representing the Local Authority.

Miss F attended remotely as a Litigant in Person. She had intended to be in the courtroom in person but because Mr G was unwell, she had to connect from home.

Mr G was present for most of the hearing in so far as he was visible lying in bed behind Miss F. He made occasional interjections, and on a few occasions got up and walked out of the room.  By and large,  he declined to contribute formally to proceedings apart from making one statement: “My position is simply that I want to live with [Miss F].  I want to share my life with her”.

Miss F had been presented with a “schedule of allegations” and at the start of the hearing these were read out to her by the judge.

Evidence in support of the allegations was then presented (mainly by the barrister representing the Local Authority, Carol Knotts) and Miss F was invited to respond and was questioned about them. 

Legal Context 

The Court of Protection is not a criminal court so although it may make findings about behaviours which can include criminal behaviours (such as physical abuse or coercive control), the standard of proof is on the “balance of probabilities”, rather than “beyond all reasonable doubt”. There is no criminal conviction for the person against whom such findings have been made, but CoP judges can use such findings to protect people who lack capacity to make their own decisions from abusive relationships. They might, for example, issue an injunction to prevent contact with the protected party. 

Two recent examples are: 

In both cases steps were taken to prevent contact and also to protect P from entering into a forced or coerced marriage or civil partnership with their abuser.

In the cases cited above, the case was explicitly focused on the abuse (and the application to court was made for that reason, by the County Council in the first example, and by BU’s daughter in the second). 

However, questions about the behaviour of a partner (or other family member) may emerge as part of any hearing.  

For example another blog published by the Open Justice Court of Protection Project  describes a case where the local authority decided to remove an eighteen year-old from her family and place her in residential care in spite of family protests. This young woman (P) has profound learning disability and cerebral palsy; the local authority’s concerns about her welfare at home included alleged:

“…. exposure to physical aggression (from the mother’s partner towards the mother), missed medical and dental appointments, dental decay, the mother (Ms X) not providing P with prescribed medications […], not following advice about the need for P to wear her back brace, allegations that she was putting P at risk of choking because she won’t use a blender to puree food, and in other ways “wilfully ignoring” the advice of professionals, and behaving “aggressively” towards care staff. “

Background to Miss F and Mr G’s relationship and an overview of allegations

The allegations presented in court against Miss F gave a clear and compelling picture of the concerns which reflected and/or informed social and healthcare professionals’ approach to Mr G’s best interests.

It seems that Miss F met Mr G in July of 2016 and he had moved in with her by the following month (August 2016). He was in difficult circumstances, and out of control of his own life (he may have been homeless at this point). However, he was about to turn 60, and became eligible for his pension payout very soon after moving in with her. As he’d previously had a high-flying career in finance, this was a very large pension and, with Miss F’s help in tracing his assets, Mr G was also able to locate and access an overseas account he had previously set up. 

In August 2018, Mr G started to make allegations against Miss F to the professionals involved in supporting him – and he repeated and expanded upon them over the following months. 

He accused Miss F of taking £40,000 from him and trying to control his finances. On top of this, he accused her of coercive control of his medication (he was addicted to opiates). A district nurses recorded his statement that Miss F would “give him an extra pill if he was good or well behaved”. 

After a series of hospital admissions Mr G also made allegations of physical abuse and, in January 2020, he opted to go into residential care “as a place of safety at his own wish because he felt threatened and harassed by Miss F. And he has since then, until recently, said that he doesn’t want to have any contact with her.” (Testimony from Mr G’s social worker from hearing 21st Sept 2021) 

It was not only the accusations from Mr G himself that alarmed social work and healthcare professionals. Professionals reported overhearing interactions with Mr G which caused concern e.g. an incident when she was heard to “scream and shout at him” after a phone call (where the phone was not disconnected after the call) and another where a GP’s receptionist was alarmed by the way in which Miss F spoke to Mr G apparently putting pressure on him to sign a consent form.

Miss F’s interactions with the professionals themselves also raised red flags. There were reports of her trying to gain access to his medical records, for example, verbal aggression, confrontational behaviours and staff feeling she was obstructing them from doing their job. 

There was also, of course, the incident when Miss F gave Mr G the alleged ‘overdose’ of insulin. He was in hospital at the time and his diabetes medication was being determined by the medical team there. When Miss F became concerned about Mr G’s blood sugar levels and was unable to persuade the hospital to provide him with more insulin (over a weekend). She went ahead and gave him insulin herself, informing the medical team on the Monday. They called the police – she was arrested and bailed pending investigation (but never charged).

During this December hearing, additional evidence presented to the court included the fact that Miss F had been arrested for shoplifting just after she met Mr G: this was used to suggest she must have been short of money, hence raising concerns about her involvement with him more broadly.

An examination of Mr G’s finances also revealed a series of large cheques signed by Mr G, but where the payee was added in Miss F’s handwriting (although the total amount of potentially ‘suspect’ transactions came to only 13K, not the 40K that Mr G had originally accused her of taking).

Mr G withdraws his allegations

The original source of concern, and the strongest evidence for most of the allegations against Miss F, had originally been Mr G himself. 

However, two months before this hearing, Mr G had withdrawn all his allegations against Miss F. (This was when he was back living in the community and his long-term prospects for staying there were under consideration – and Miss F was offering her support.) 

This left the relevant professionals uncertain about how to understand his position. As his social worker carefully commented, he could either conclude that Mr G’s allegations against Miss F “have all not been true and they’ve been a diversion of his difficulties themselves”; or he could conclude “that there has been coercive control and Mr G’s decision to move back with Miss F is caused by his inability to recall the incidents which caused serious distress in the past”.

It became important to have a fact-finding exercise in court about the allegations against Miss F – both for her own sake (she was keen to have the accusations scrutinised) and for future planning about Mr G’s care.

Cross-examining Miss F

The question of legal representation

There seems to have been some confusion about whether or not Miss F might be eligible for legal aid for the December hearing, and she’d been unable to access independent legal advice and representation. Early on in the hearing she commented that “In the absence of advocacy I was intending on coming and refusing to answer any of these allegations against me because it is inequitable that I’m the only person who’s not represented”. HHJ Tindal responded that These allegations have been hanging over your head for over 2 years in some case 3 years” and he was clear that “If I take the view that I am minded to make serious findings against you …I could adjourn to enable you to get legal advice

The focus on specific allegations

There were 13 allegations against Miss F, 8 of which focussed on her treatment of Mr G and 5 of which concerned her interactions with social and healthcare professionals. Clear direction was given by the judge about the focus of cross examination. It should, he said, focus on the allegations about her conduct towards Mr G rather than the allegations about her behaviour towards staff. This was “Not because it’s not important how Miss F speaks to professionals but that it is clear Miss F speaks her mind and professionals on occasion find that quite challenging.” 

The style of cross questioning

The style of questioning of Miss F by the barrister for the Local Authority was much more confrontational than anything I’d seen before in the court (at least in relation to a lay person). I also noted that Miss F was rather good at holding her own.

The following exchange, for example, about the insulin incident is typical of the type of interaction during the cross-questioning.

Carol Knotts: Let’s deal with the issue of the insulin, because you were

                        arrested by the police, weren’t you?

Miss F:           Yes.

Carol Knotts: You admitted to one of the nurses that you had given Mr G

                        insulin.

Miss F:           I didn’t ‘admit’ it, I volunteered that insulin had been supplied

                        to Mr G – because I didn’t want the nurses to think doing

                        nothing had lowered his blood sugar. Only an idiot would leave

                        a Type 1 diabetic’s blood sugars running at 21.5 […]

Carol Knotts: You didn’t inform the staff immediately after it had happened?

Miss F:            No. They’d told me they were not going to give him anything 

                        and there wasn’t a prescribing physician until the next day. 

                        They were reckless in not giving him insulin

Carol Knotts: What you did put him at risk didn’t it?

Miss F:            Rubbish. It did not.

There was another sharp exchange concerning the time Miss F had shoplifted.

Carol Knotts:  At the time he moved in, you were clearly short of money.

Miss F:            No. I had 5K savings ready to install a new kitchen.

Carol Knotts: The police record (on page 57) shows that on 8th September

                        2016 you were arrested for an offence of shoplifting (which 

                        occurred on the 15th August.) 

Miss F:           You are assuming that was because of I was short of money.

Carol Knotts: You pleaded guilty.

Miss F:           This matter has been dealt with. You are wrong in your

                        assumption that I couldn’t afford to pay for it.

Carol Knotts: Why take it?

Miss F:            I refuse to answer your question. You may infer. 

Miss F’s evidence

When Miss F did offer explanations and answer questions, a very different picture emerged from the picture presented by the Local Authority.

Regarding ‘financial abuse’, for example, a great deal of time was spent going through copies of a series of cheques – all of which benefitted Miss F, and where the payee was in her handwriting, although the signature was Mr G’s. Most of the cheques appeared to be for Miss F’s mortgage. Miss F argued that this was simply a reflection of normal exchanges between a couple, based on an informal agreement between them, complicated by Mr G’s illnesses. Mr G had moved into Miss F’s home and she’d given up her job to care for him and he’d agreed to contribute financially to their shared living arrangements. Then there was a “a terribly chaotic period” after Mr G had had a stroke, “with lots of mortgage payments unpaid that he’d previously agreed to make”. Miss F had been served with an eviction date in early 2019 after making no mortgage payments through 2018 she said. It was at this point that one of the most problematic cheques was signed, when a friend of Miss F’s went into the hospital and returned with a cheque signed by Mr G while he was very ill indeed (I think the implication was that he was very unlikely to have had the capacity to make a financial decision regarding signing the check at this point). 

Regarding the alleged abusive behaviour toward Mr G, Miss F was clear that all the behaviour described was motivated by her concern for him. Her expressions of anger at Mr G were when she was at the end of her tether with his self-sabotaging behaviour or distressed about his state. The incident when she threw a pan (and it broke a window) in her home was not an attempt to harm him (“I didn’t aim it at him. I’ve never injured him in any way”). She countered that he had injured her in the past: “During summer of 2018 – I had to hide in the lavatory; he’d cut my hands where he tried to wrest the car keys out of my hand”. (This was one point at which Mr G interjected, protesting that this allegation against him was ‘Absolute rubbish!’)

Incursions such as trying to gain access to his medical records were not actions taken against his will, but reflected her support role, and the need to be proactive when he was in no fit state to take the initiative. 

Behaviour presented as evidence of harassment and attempts at coercive control by the Local Authority were similarly seen in a very different light by Miss F. Contacting Mr G in breach of bail conditions (following the insulin incident) was motivated by the knowledge that Mr G needed her – his mother had died and he had absolutely no support in organising the funeral, so “I did it in support of him”. Repeated phone calls, that he might see as harassing, were driven by her desire to ensure he was okay.

Miss Knotts: On the 29thJanuary, he’s complaining that you are harassing

                       him, He showed [a healthcare professional] 43 missed calls

                       to him from you.

Miss F:           I’d make 103 calls if I couldn’t have access to him. I was

                       trying to find out how he was and where he was.

Regarding allegations of abusive behaviour toward professionals, Miss F was equally confident in refuting them. So called aggression’ at professionals was justified frustration when they had done their jobs poorly (such as the GP who had, she said, ‘recklessly’ prescribed several weeks’ worth of opiates, breaching the arrangement whereby Mr G’s access was meant to be strictly controlled).

In relation to Mr G’s own allegation against her she argued that Mr G confabulated at times and deliberately deflected his own responsibility or was kicking against her efforts to support him or to control his addiction:

“What you are observing is a consistent drug seeking behaviour…And I am the whipping boy for this”. 

Mr G, she argued, invented his own reality and there were times when “Mr G would say black was white if he thought it was of benefit to him”. In relation to the suggestion that she used medication to control Mr G, she reflected that at one point Mr G had told her he could “get me into a lot of trouble” and that he was sometimes angry with her because she was the only thing that stood between him and his addiction. His illness could make him manipulative, and indeed, led him to want to resist or punish her.

Miss F concluded: “My conscience is clear, my memory is clear, I’ve never done anything to cause Mr G harm, physically or psychologically, or pharmaceutically.

She retained her composure throughout what must have been difficult cross-questioning, and became a little weepy only towards the end of the hearing, commenting:

 “I apologise for my loss of composure (weeping) I was told by Mr G: ‘I’ll tell you about tomorrow. You are the one in the dock’…I reiterate I’ve never done anything…but try to promote his health and wellbeing and restore him to his good health that had been lost and indeed his standing in the community.”

The judge’s conclusion

The barrister for the Local Authority made a closing statement – reiterating key evidence against Miss F and characterising some of the explanations offered by her as “unsatisfactory” and stating ”It is obvious we are not getting the full story”.

The judge then rounded off this part of the fact finding by saying he was grateful to the local authority for preparing the bundle of evidence and the schedule of allegations. He acknowledged that the Local Authority had quite properly taken great care in relation to these allegations and to ensure safeguarding.

He then highlighted that this had been the first opportunity Miss F had had to respond to the allegations against her and stated that:

 “I found her evidence, detailed, compelling and honest… In my judgment, whilst there are findings to be made, they are relatively modest and moderate findings, unlikely to have any long-term bearing on my decision in the case”

The judge said he could entirely understand the Local Authority’s concern that Miss F had pleaded guilty to shoplifting just before Mr G moved in with her. He was, however, satisfied that it was not indicative of her financial difficulties at the time. He accepted that the arrangement for Mr G to pay Miss F’s mortgage was an agreement that had been made between them as a couple. Although some of the cheques were concerning, especially those signed by him when he was very ill, “this was not a case of financial abuse”.

In relation to the overdose of insulin, HHJ Tindal accepted that it had been done with good intent rather than with the aim of harming Mr G and noted that “It could have caused significant harm to Mr G – but all the evidence I have seen is that it brought down his blood levels to a safer level”.

In relation to allegations of abusive behaviour he accepted Miss F’s account of the pan-throwing incident and “I am satisfied that at times when professionals have heard Miss F expressing her frustration and anger at Mr G that is a natural human reaction of someone dedicated to caring for someone not easy to care for”. 

Regarding “aggressive” behaviour towards professionals HHJ Tindal noted that Miss F has “consistently been very blunt and straightforward to the point of disrespectful to some of the professionals”. Miss F, he went on to say, “is not someone who respects a professional because they are a professional. As a consequence, more than one professional has been at the receiving end of Miss F’s frank views. That is not a safeguarding issue – it reflects that Miss F felt she had to make clear her concerns”. 

HHJ Tindal’s noted that once the narrative had been established in relation to Miss F being “the problem’ (a narrative established by Mr G), “that is a narrative that the professionals took on board.” He observed that: 

“I am satisfied that Mr G has complained about Miss F to professionals which reflected his resentment at the time towards Miss F for controlling his life… Whenever Mr G doesn’t like not just Miss F but also professionals seeking to restrict his freedoms, he complains about all of them”

He concluded: 

”I exonerate Miss F from the allegations that she has faced and will proceed on this basis that none of the allegations against her have been substantiated.”

Reflections

I found the ‘fact finding’ process followed for this case detailed and ultimately reassuring. 

On the one hand the Court systematically addressed concerns about Miss F and additional evidence was sought out for the hearing (such as the investigation into the cheques). It was clearly important to seek evidence regardless of Mr G’s withdrawal of his allegations against her and to cross-question Miss F robustly. Such processes are key to protecting people from coercive control in particular. 

On the other hand the Court process ensured that Miss F knew the allegations against her and could respond to them. The judge also clearly acknowledged how professional narratives might form a bias against family carers who are “blunt and straightforward”.

The fact-finding process meant that, going forward, best interests decisions could be made with a clearer understanding of Miss F’s behaviour towards Mr G. It was also important in light of the fact that both have talked in court about plans to marry (and both have capacity to marry).

The fact-finding process took the first 3.5 hours of this court hearing. The remaining time focussed on whether or not Mr G should be returned to the care home. This decision did not take very long. My next blog will explain what happened, and what conclusion was reached.

Jenny Kitzinger is Professor of Communications Research at Cardiff School of Journalism, Media and Culture. She also co-directs (with Professor Celia Kitzinger) the Coma and Disorders of Consciousness Research Centre and runs online training for healthcare professionals about law and ethics. She tweets @JennyKitzinger

Photo by Wolfgang Hasselmann on Unsplash

The politics of the pandemic in the Court of Protection

By Celia Kitzinger, Claire Martin and Daniel Clark, 14 January 2022

An autistic learning-disabled man in his 30s has not been vaccinated against coronavirus (COVID-19) because his sister does not agree that vaccination is in his best interests.  

The Clinical Commissioning Group responsible for his care has made an application to court for an order that vaccination is in his best interests and should be administered as soon as possible.  The application is supported by the Official Solicitor (on behalf of the protected party) and by his father. It is opposed by his sister.

This was the issue at the heart of the all-day hearing we observed before Deputy Circuit Judge Rogers in Nottingham (Case no.13816452 on 29th November 2021).

Introduction by Celia Kitzinger

The backdrop to this hearing is a global pandemic with profound economic, social and political impacts.  

We’ve seen draconian measures to contain the virus – lockdowns severely limiting freedom of movement, compulsory mask-wearing, restrictions on contact with loved ones – and a desperately overstretched health service.  

The political motivations behind lockdown measures, their underlying legality, and their impact on parliamentary democracy have all been challenged (e.g. “Was lockdown lawful?” ”Is lockdown 2 lawful”) and have led to huge protests internationally.

Both the evidence base for masks, and questions about the safety and efficacy of a mass vaccination programme, have been at the centre of public protests and demonstrations, some directly targeting vaccine clinics

Fears about government infringement of fundamental freedoms via compulsory vaccinations and vaccine passports has also fuelled public unrest internationally. Critics point to the weaponizing of fear to coerce population-wide vaccination and to the use of coercive psychological power to pit those who comply with mask-wearing against those who do not, and the vaccinated against the unvaccinated. “Propaganda and the manipulation of the masses has been a key tenet in totalitarian regimes”, says one critic, pointing to the “segregation and persecution” now meted out to the unvaccinated. Others make comparisons with Nazi Germany and claim we are headed at break-neck speed into a  “global pseudo-medicalized police state” fuelled by the “demonization of the unvaxxed”.

In the UK, public trust in the government rose at the beginning of the lockdown imposed in March 2020 but has declined ever sinceattributed to a series of government failings: its numerous last-minute U-turns, granting contracts for PPE to personal contacts who’ve failed to deliver, and its own ministers and their advisers breaking the rules. 

The pandemic, and measures attempting to contain it, have exposed and exacerbated social divisions and inequalities.  “The necessary restrictions of freedom during an epidemic may be strategically exploited by governments to reinforce power”, say academics who’ve studied plagues of the past (the Black Death, the Spanish flu, the great cholera outbreak in Paris) – all of which, they say, were “incubators of social unrest”.  

The courts are inescapably enmeshed in the socio-political issues of the day – and this includes the politics of COVID-19.

There are statutory prohibitions on salaried judges undertaking any kind of political activity and detailed guidance for judges that they should “avoid any appearance of political ties”.  Judges are warned of the risks of taking part publicly in “political or controversial discussion”, “public debate”, “public protests and demonstrations” or other conduct that might risk undermining public perception of the impartiality of the judiciary.  Impartiality means that the judge’s personal, political and ethical views are subordinated to the law which he or she must administer (Guide to Judicial Conduct).

But impartial administration of the law is always already to take a side – and it’s the “wrong” side for those who oppose the law, challenge government rules and policies, and want to change them. This applies to those who dissent from mainstream views about the vaccine as to any other dissenters, and it applies across a wide range of issues addressed by the court.

It’s clear, for example, that decisions about sexual behaviour at the heart of several recent Court of Protection cases are likewise inescapably enmeshed in wider social, political, and ethical debate: the hearing we blogged as Is it lawful for C’s carers to support him in accessing a sex worker? evoked wide-ranging public discussion about the oppression of women represented by the sex industry, and prostitution as a form of modern slavery.

The remit of the court and existing case law.  

Despite an enduring myth that “next of kin” are decision-makers for their incapacitated loved ones, it is rarely the case (in England and Wales) that family members can lawfully make serious medical treatment decisions, including vaccination decisions, on behalf of other adults. 

 In SD v RB Kensington and Chelsea [2021] EWCOP 14Hayden J held that: “…strongly held views by well-meaning and concerned family members should be taken into account but never permitted to prevail nor allowed to create avoidable delay. To do so would be to expose the vulnerable to the levels of risk I have identified, in the face of what remains an insidious and highly dangerous pandemic virus” (§ 26)

Decisions about vaccination for adults unable to consent to it are usually made in their best interest by the person with overall responsibility for the person’s health care.  Very often this means (for people living in care homes) their GP – who should consult with “anyone engaged in caring for the person or interested in his welfare” (4(7)(b) Mental Capacity Act 2005). 

When there is disagreement between professionals, between family members, or between professionals and family members about whether or not vaccination is in the protected party’s best interests (and where this cannot be resolved after second opinions, mediation attempts etc), then the matter should be quickly referred to the Court of Protection.

For the Court of Protection, the ’facts’ about COVID-19 and vaccination are pre-determined as in line with government policy, the NHS England COVID-19 Vaccination Programme, the Joint Committee on Vaccination and Immunisation (JCVI) and mainstream scientific research. 

 In SD v RB Kensington and Chelsea [2021] EWCOP 14, Hayden J held that: “… it is not the function of the Court of Protection to arbitrate medical controversy or to provide a forum for ventilating speculative theories. My task is to evaluate V’s situation in light of the authorised, peer-reviewed research and public health guidelines, and to set those in the context of the wider picture of V’s best interests.“(§ 31)

This means that little weight is given to “alternative” perspectives from family members (or others) who oppose vaccination of a protected party on the basis of challenges to the “authorised, peer-reviewed research and public health guidelines”.  Non-mainstream medical viewpoints from family members (or – indeed – from professionals) about COVID-19 are, according to this stipulation, simply disregarded by the Court.

Reliance on mainstream science means that, in practice, the Court overwhelmingly finds in favour of vaccination being in the protected party’s best interests, as illustrated by these extracts from judgments.

In stark terms the balance Mrs E, aged 80, must confront is between a real risk to her life and the unidentified possibility of an adverse reaction to the virus. This risk matrix is not, to my mind, a delicately balanced one. It does not involve weighing a small risk against a very serious consequence. On the contrary, there is for Mrs E and many in her circumstances a real and significant risk to her health and safety were she not to have the vaccine administered to her. […] By virtue of her vulnerabilities, the prospects for her if she contracts the virus are not propitious; it is a risk of death, and it is required to be confronted as such. The vaccination reduces that risk dramatically and I have no hesitation in concluding that it is in her best interests to receive it. (Hayden J , §17 & 19, E v LB Hammersmith and Fulham [2021] EWCOP 7,

I find that the risk to V’s life and health, if she were not to have the vaccine, would be unacceptably high and that it is in her best interests to receive it. In cases such as this, there is a strong draw towards vaccination as likely to be in the best interests of a protected party (P).” (Hayden J, §33 in SD v RB Kensington and Chelsea [2021] EWCOP 14)

This mainstream science must, however, be considered in the wider context of the protected party’s own past and present values, wishes, feelings and beliefs (as mandated by s. 4(6) Mental Capacity Act 2005).

P’s values, wishes, feelings and beliefs

As Hayden J said (in the context of a judgment approving vaccination, counter to the position of the family,[I] it cannot be presumed that vaccination is inevitably in a protected party’s best interests:

What it is important to emphasise here, as in so many areas of the work of the Court of Protection, is that respect for and promotion of P’s autonomy and an objective evaluation of P’s best interests will most effectively inform the ultimate decision. It is P’s voice that requires to be heard and which should never be conflated or confused with the voices of others, including family members however unimpeachable their motivations or however eloquently their own objections are advanced.” (Hayden J, §33 in SD v RB Kensington and Chelsea [2021] EWCOP 14)

And in another judgment, this time finding that vaccination was not in the protected party’s best interests, Hayden J said: “A determination of ‘best interests’ in this context … [is] not to be confined to the epidemiological; it requires evaluating welfare in the broader sense” (§36, Re SS [2021] EWCOP 31)

The case in which Hayden J made this comment was one in which the protected party herself (as opposed to her family members) held strong views about vaccination: It seems unlikely she would have wanted [vaccination] whilst capacitous and certainly does not want [vaccination] at this point”. (§ 32 Re SS [2021] EWCOP 31.).

Cases in which both the past and present wishes of the protected party are not to be vaccinated are fairly rare in my experience. This case was specifically assigned to a Tier 3 judge (the highest level in the Court of Protection) because it represented “an opportunity to evaluate strongly and consistently expressed views by P relating to vaccination and the weight they should be given, in the broader landscape of the insidious risk arising from the Covid-19 public health crisis” (§ 35).

The case concerned an 86-year-old woman (SS) with dementia living in a care home, who was refusing COVID-19 vaccination.  It was accepted by all parties that she lacked capacity to do so.

Her refusal of vaccination was in the context of increasing resistance to medical interventions of any kind.  The judgment records that SS had kept a newspaper cutting of an article she read as arguing that medicine “did more harm than good”.  She would “brandish [the newspaper article] with characteristic forcefulness, at anybody who sought to afford her medical care of any kind” and has been “almost entirely non-compliant with any attempted intervention”: she has refused blood pressure medication, and application of cream for a rash on her leg.

Specifically in relation to vaccination, her medical records going back to 1997 show no record of SS receiving any vaccination of any kind at all.

Even more strikingly there is an unambiguous note that SS declined both seasonal influenza and pneumococcal vaccines when offered them by the surgery. The first of these refusals is recorded in 2002 with entries identified in 2010, 2012 and 2014. Thus, there is a clear and consistent pattern of behaviour which predates SS’s diagnosis of dementia by a significant period.” (§20 Re SS [2021] EWCOP 31)

In court, Hayden J explained to the staff giving evidence that he was “trying to balance risk of death against trying to protect her dignity, autonomy, who she is, her pride” (quoted in blog post).  In the end he decided: “though much of [SS’s] cognitive function may have gone, her autonomy – and her own sense of it – not merely continues but flourishes, and she guards it carefully. Ultimately in my judgment, it is that which requires to be respected and is ultimately determinative of this issue” (quoted in blog post).

In the published judgment,  Hayden J concluded:

“….   there can be no doubt that SS lacks the capacity to take a decision on the question of vaccination. Nobody has sought to argue to the contrary. The issue for the court therefore is one of determining what is in SS’s best interests. Having regard to the available evidence I consider that there is substantial material from which to conclude that SS if capacitous would most likely have declined the vaccination. ….  it must be borne in mind that even though a capacity to weigh and balance the decision in focus has long disappeared, SS has nonetheless consistently and volubly opposed the vaccination. SS’s reality is undoubtedly delusional, but that does not stop it being her reality. This has to be both recognised and respected.” (§25 Re SS [2021] EWCOP 31)

Each case, then, has to be assessed on an individual basis, and it cannot be presumed that simply because vaccination is in a person’s medical interests according mainstream scientific evidence, that it is therefore in their best interests overall.  

If the evidence is that a protected party would have wanted to refuse vaccination (or is in fact refusing it, albeit non-capacitously) then that would need to be taken into account as part of best interests decision-making, and could (as in Re SS) lead to a best interests decision not to vaccinate. 

The difficulty in many cases (including the one reported here ) is that P’s own wishes may not be, to use the language of the Act,  “reasonably ascertainable” – and in cases like the one we’re focusing on in this blog post, which concerns a person with a learning disability, the person may never have had the capacity to express their own values, wishes, feelings or beliefs about vaccination.

Where – as here – the person at the centre of the case has not been able to communicate either past or present views about vaccination, it is difficult to see – as we will show –  how any argument from family members challenging mainstream scientific research about the safety or efficacy of the vaccine could influence the court’s best interests decision-making.

The hearing on 29th November 2021

This hearing concerned whether it is in the best interests of a man (P) living with what was described as “severe intellectual disabilities and severe Autism Spectrum Disorder” to receive COVID-19 vaccinations.

There was no dispute that P lacks capacity to make his own decision about COVID vaccination, and hence that a ‘best interests’ decision was required. 

He doesn’t understand the relevant information about COVID-19 and cannot weigh it up in coming to a decision.  Attempts to help him to understand and express a view have failed: asked what coronavirus is, he pointed to the symbol for sweets.  When asked what happens if you get the virus, he twice pointed to the symbol for a holiday. 

It had proved impossible to elicit P’s wishes and feelings on the matter – beyond the obvious observation that he dislikes having needles put in his arm.  

At a meeting on 1st March 2021 (so 9 months before this hearing), it had been agreed by the care home staff looking after him, his GP, and his father that vaccination was in his best interests.

His sister does not agree, which is why the case came to court.

The application (for an order that vaccination is in P’s best interests) was made by NHS Nottingham and Nottinghamshire Clinical Commissioning Group (“the CCG”), represented by Ben Tankel of 39 Essex Chambers. 

The man at the centre of the case, P, was represented via the Official Solicitor by Victoria Butler-Cole QC, also of 39 Essex Chambers.

P’s father played a “low key” role (the judge’s term) as a litigant in person. (There are no quotes from him in this blog because when offered the opportunity to contribute in his role as a party in court he usually declined to do so, beyond simply asserting his support for his son to be vaccinated.)

And P’s sister was represented by Geoff Peter of Wingrove Law – a lawyer we’ve not previously seen in the Court of Protection, and a specialist in the law relating to new build properties.  (We understand that P’s mother supports the position of P’s sister but that she was ill and unable to attend court.)

The hearing opened with a discussion of the admissibility of evidence from a retired GP whose advice P’s sister had sought and then forwarded to the court (see our previous blog post, and further discussion of his role by Daniel Clark below). Although this GP, Dr Jon Rogers, played no formal role in the case, there had been (as the judge put it) an attempt by the sister to “leak information” from him into the case, and so his role is of interest to us.

Counsel for the applicant CCG summarised their reasons for believing that vaccination is in P’s best interests and went on to describe the other parties’ positions as follows:

 “His sister objects to giving of COVID vaccination, full stop. The main substance of her objection is what I’ll call, in a non-derogatory way, an ‘anti-vax’ stance. The Official Solicitor is not objecting on clinical grounds but did have room for pause or hesitation over the issue of restraint, because by Friday we hadn’t set out what that would entail.  We now have done so and she agrees it is limited, proportionate, minimal and lawful.  And P’s father supports the giving of the vaccine.”

He said there was a question “about the extent to which the court should get involved with the generic questions about the merits of the COVID vaccination as such”, and drew attention to Hayden J’s statement that it is not the function of the Court of Protection to arbitrate on medical controversies.  In any case in which “mainstream scientific evidence” is set against the views of “anti-vaxxers”, the court – said counsel – “is going to prefer the former”.

Victoria Butler Cole QC (for P via the Official Solicitor) took the same position.  P’s sister, she said, had “submitted various Excel spread sheets which purport to set out scientific opinion …. We have no objection to the court looking at this, but it’s not going to take the court very far.  The court cannot prefer an Excel spreadsheet analysis from a non-expert over advice from the government and peer-reviewed articles in scientific journals”.

The judge was clear from the outset that “this is not a forum for a public symposium on the merits and demerits of COVID jabs that go beyond the best interests of this patient” and said “I do not want this to become a soapbox for a broader debate about the rights and wrongs of COVID vaccination”.  

The tension that ran throughout this hearing was between “mainstream” views (as represented by government policy, NHS England and JCVI) and the views of P’s sister (and the GP whose opinion she had elicited), which were critical of this mainstream perspective, questioned the dominant narrative about the safety and efficacy of the COVID vaccine and challenged government policy of mass vaccination and other ‘coercive’ measures. On our analysis, it seems that P’s sister set herself against what, for the Court, constituted an overwhelming body of scientific opinion on vaccination. 

As the judge stated at the outset, it is not for the Court of Protection to “embark on a broad, academically-wide debate on the merits and demerits of vaccination”.

The case for vaccinating P

The case of the applicant Clinical Commissioning Group (CCG) for vaccinating P was that, like everyone else, he was at risk of contracting COVID-19 – more so since he does not understand the need to observe social distancing measures.  The evidence is that people with learning disability are also more likely to become seriously ill and die from COVID-19. There is “very little to weigh in the balance against his receiving it”, said counsel for the applicant, since the restraint to enable vaccination would be minimal and brief.

The Official Solicitor (OS) took effectively the same position, providing research evidence published in the British Medical Journal in June 2021 based on review of 17 million patients showing that people with learning disabilities who test positive for COVID-19 are five times more likely to be admitted to hospital and eight times more likely to die. A long period of hospitalisation would be difficult for P, she said, and any physical restraint required for vaccination would be “very fleeting”. 

For both the applicant CCG and for the OS, then, the risk/benefit analysis was unambiguously in favour of vaccinating P.

The case against vaccinating P: A “veiled” and “tactical” approach from P’s sister

The sister (we’re referring to her as CT) gave a wide range of reasons as to why P should not receive COVID-19 vaccinations.  

The reasons she’d provided in advance, in documentation to the court (which we haven’t seen), were summarised or read out at different points in the hearing by counsel for the CCG and counsel for the OS and by the judge.

We understand that they relate to concerns about the clinical risks of the vaccine generally, and about the ethics of it being administered to a person like P without his consent (which of course he is unable to give, or to withhold).  

We have not seen CT’s witness statement, but according to counsel for the CCG her main focus in that document is that:

“… contrary to the established scientific consensus and all applicable public health guidance, she believes the COVID-19 vaccine is harmful. Opposition to vaccination appears to be the lifelong stance of P’s sister and mother: P has never received a flu vaccine and only received a few vaccinations when he was born[2]. (Counsel for the CCG)

The judge described CT’s witness statement as “an argumentative statement which goes from first principles to the efficacy of the vaccine itself”.  The documents CT had submitted, and those submitted by counsel on her behalf were, he said, “of a wide-ranging and general nature” concerning the safety and efficacy of COVID vaccination.

From what was said by counsel for the Official Solicitor, it seems that CT also suggested that people who are vaccinated are more likely to die from COVID than those who are not.  Counsel described this as “based on a misunderstanding of risk” and relied on the Office of National Statistics for evidence that the rate of death from COVID among the unvaccinated is 32 times higher than among the vaccinated.  

Counsel for the CCG addressed another concern apparently raised by CT in advance of the hearing: the problem of administering the vaccine to someone unable to consent to receive it. That, of course, is  what the Court of Protection process is for: it supplies the consent that those lacking capacity are unable to provide for themselves.  “To hold otherwise would mean that the most vulnerable members of society would be deprived of all medical treatment, which would be a far worse ethical outcome.” 

As observers, we have access to these arguments from CT only via the rebuttals from counsel for the other parties.  These were not the key arguments she presented in her oral evidence to the court. 

In court, CT raised concerns about not having been given sufficient information by the treating team about the risks and benefits of the vaccine for her brother, and said that in the absence of that information she did not believe that she (or, by extension, the court) was in a position to make a decision in his best interests.  

She also asked for further investigations to be undertaken. These included a blood test to see whether her brother already had natural immunity (which might have been achieved from an earlier COVID outbreak in his care home), an ECG, and research into possible counter-indications for vaccination due to drug interactions. If the court were to order that vaccination was in P’s best interests, she asked for this to be delayed until after Christmas, so that he could enjoy the festive season without side-effects. 

The judge found a “rather stark contrast” between the witness statement CT had submitted to the court, which he described as embodying “an inherent opposition to the vaccine and to the vaccination programme”, and the position she took in court today in which “she was careful to give credence to vaccination and the dangers of COVID” and to “follow what is obviously the court’s task of looking at what is in P’s best interests”.

Commenting on this “contrast” (between the documents submitted and the oral evidence), the judge said:  “I regret to say this. I wish in no way to be unpleasant, but I am quite satisfied that this was a strategic or tactical approach that was taken.”

He added: “I am satisfied that she is, in principle, in opposition to COVID vaccination (and maybe vaccination in general)”. 

The judge suggested that CT’s oral submissions in court served “substantially to cloud the issue” and that she had made “a veiled submission in the hope of deflecting consideration away from the substance of the case”.  This is “a dangerous approach and clouds the issue”.  

In the rest of this blog post, the three observers – (1) Daniel Clark, (2) Claire Martin and (3) Celia Kitzinger – explore the way in which the politics of COVID-19 vaccination played out in court, both via the sister’s attempts to introduce evidence from a campaigner who’s been explicit in taking a position against government policy on COVID-19 vaccination, lockdown, and laws about face-coverings, and via the sister’s own testimony in court, in relation to opinions she’s stated out-of-court. Finally in section (4), I draw on my experience of watching COVID vaccination hearings more broadly to make some suggestions for how people can put in place protection for themselves to ensure that they won’t be vaccinated against their wishes after loss of capacity, and how best to promote the wishes and beliefs of those who have, or may be about to, already lost capacity to make this decision for themselves.

1. Dr Rogers and politics in court by Daniel Clark

This was the first time I’d observed a hearing in the Court of Protection, and knowing in advance (from the listing) that it was about COVID vaccination, I expected it to stimulate reflection on my experiences in social care, as a paid carer.   

As it turned out, it was my interest in political theory (having just completed an MA) that was most stimulated. 

First, briefly, in terms of social care.  In this case, there had been (some months earlier) a COVID-19 outbreak in P’s care-home. Whilst it transpired that P did not contract COVID-19, the deputy manager was very clear that every resident was affected “one way or another”.  This did strike a chord with me. COVID-19 is not just a virus that has the potential to cause serious illness. Living in a care home brings a unique sort of social isolation for all residents, with family visits potentially cancelled depending on the scale of the outbreak. It also brings with it an overwhelming atmosphere of panic, both for residents and, I must admit, for staff. It’s hard to ‘switch off’ after your shift when, after a couple of days off, you could be going back to even more people who have tested positive. 

These were, however, background thoughts. Instead, I’ve mostly found myself reflecting on the way in which politics and the Court of Protection came together. Before going further, I do want to acknowledge my own epistemic bias – that is to say, the bias I have with regards to the type of knowledge that I identify and categorise as true. I accept the mainstream science regarding the COVID vaccine, and I believe that lockdowns saved many thousands more people from dying. I emphasise this so that all of my cards, so to speak, are on the table.

Dr Jon Rogers

The hearing got off to a rather confusing start (at least for me) with a discussion about “the unauthorised disclosure of court material to Dr Jon Rogers” (described as “a retired GP”) and whether an email from him could be used as evidence. 

The judge ruled the evidence inadmissible because it had been improperly obtained (P’s sister had breached a court injunction by sending confidential court documents to Dr Rogers) and because the Court of Protection Rules Part 15 procedures had been breached in a number of other ways (as described in an earlier blog).  

Dr Jon Roger had been subsequently revealed (after the Official Solicitor, on receipt of his letter, had requested his CV) to be one of the directors of the UK Medical Freedom Alliance (UKMFA), one of whose objectives is to “provide information and resources to aid people who wish to challenge mandated Covid-19 testing, interventions or Covid-19 vaccines, and any resulting restrictions or penalties imposed on them”. 

The involvement of Dr Rogers was raised again later in the hearing, when P’s sister (CT) was cross-examined by Victoria Butler-Cole QC. “You showed Dr Rogers a draft of your witness statement and got his comments on it before you filed it with the court”, she said. CT confirmed that was so.

Although Dr Rogers is a “retired GP”, the GMC ‘temporarily restored’ him to the register “as part of the UK government’s response to the coronavirus (COVID-19) pandemic.” It is somewhat ironic, then, that having been re-registered for this reason, he opposes the government’s response to the pandemic[3].

Both as a “retired GP” and with reference to his re-registration by the GMC, Dr Rogers has used his medical credentials to spread what has been described as “disinformation, conspiracy theories and pseudoscience” about the pandemic itself, and the vaccine, especially via the UKMFA (see this tweet thread for commentary).

Dr Rogers is very publicly opposed to a great deal of government policy in relation to COVID-19.  He has signed a number of public letters (such as this one) raising concerns about COVID vaccination, including what is said to be the government’s exaggeration of the nature of the threat from COVID, its inappropriate and unethical use of behavioural science to generate fear, and the misunderstanding concerning asymptomatic spread and its use to promote public compliance with restrictions. He signed a letter to the Education Secretary arguing for #NoMasksInClass and he’s a signatory showing support for the British Ivermectin Recommendation Development Group (BIRD).

The UKMFA provides links to downloadable template letters for people to use across a range of situations: for example, if you have been refused access to any type of medical treatment without taking a COVID-19 test; to help parents withdraw their consent to any offer of COVID-19 vaccines for their child at school, and to challenge any claim that their child has Gillick Competence to consent themselves; and a letter for care home staff to use to decline ‘mandatory’ vaccines.

The videos Dr Rogers has posted on Facebook express his passionate resistance to government policies on lockdown, mask-wearing, and vaccination – in large part due to his commitment to “freedom” in the form of individual autonomy and the right to choose.  

He commented recently on a survey which he found “reassuring” for showing that “the majority believe that protecting the right to choose is more important to people than controlling Covid” (23rd November 2021, Facebook).

At a “Freedom Rally” (College Green Bristol, 15th May 2021, Facebook Video 98) he was scathing about mask-wearing (which does not work, he says, to prevent COVID transmission) as a form of “virtue-signalling”.  His speech comes to a rousing conclusion, as he pumps his arm up and down over his head and leads the chant, followed by cheers, whistles, and applause from the crowd.

We are now in a situation where we can carry on living in fear, living in this dystopian, disproportionate world or we can stand up and say: I am free!  You are free!  We. Are. Free!

We are free!  We are free! We are free! We are free! We are free! We are FREE!”

At an event called “Glastonbury Freedom Festival”,  Dr Rogers referred to government policy as “a scam”,  to roars of approval from the crowd. He said of COVID: “Children don’t get it. This is not a disease of young people. This is a disease of the elderly and frail” (at around 4 mins, Facebook Video 107). 

In the same talk, he says: “the vaccine is not safe, and frankly it’s not even very effective” (at about 19:40, Facebook Video 107) stating that “most of the people in hospitals with COVID have had two jabs”.

Freedom from coercion is again at the core of his message:

This is a little virus that I’m not that frightened of. I’m frighted of the totalitarian regime that seems to be coming on the back of it. I’m frightened of the vaccine passports. I’m frightened of the identity cards, I’m frightened of all those things, but I’m not frightened of COVID.  I personally have a number of co-morbidities. I’m 66.  But I reckon I’ve got a 1% chance of dying if I catch it. That’s not enough to make me want to rush out and get a vaccine.”

Last year, as part of my MA in Political Theory, I spent a great deal of time reading (and writing about) Hannah Arendt. In 1967, she published an article titled Truth and Politics. Here she wrote that “no opinion is self-evident. In matters of opinion…our thinking is truly discursive…until it finally ascends from these particularities to some impartial generality”. Facts, on the other hand, are in her words, “irritating…for they have no conclusive reason whatever for being what they are”. What connects fact and opinion for Arendt is that neither of them is self-evident, “and this may be among the reasons that opinion-holders find it relatively easy to discredit factual truth as just another opinion”. Thus, the factual truth that the COVID vaccines are mostly beneficial and not harmful can be discredited as “just another opinion”.

I have raised this because Arendt’s essay clearly sets out that opinion is political but truth is strictly non-political: in fact, she suggests, it may even be “anti-political”. Therefore, when something that purports to be fact is presented in an overtly political way, we have the glimmer of an idea that what we’re being told is actually an opinion. Dr Rogers speaks quite clearly about being ‘“frightened of the totalitarian regime that seems to be coming” as if it is a fact. In the interests of transparency, I would like to be very clear that I have grave concerns about the policy direction of this government. But to describe our government as on the cusp of totalitarianism as a result of extraordinary measures taken in an extraordinary situation is not a factual description: it’s a political opinion. 

I do suspect that concerns about the vaccine have been conflated with concerns about the handling of the COVID-19 pandemic. In a review of a book about ‘Anti-Vaxxers’, Julie Leask tells us that vaccine concern “has always been a proxy for wider fears about social control”. In the last 21 months, we’ve had what could be described as “social control”, in the forms of lockdowns, mandatory mask wearing, and limitations on social contact and travel. And then a new vaccine.  

It is when the distinction between fact and opinion is blurred that we are in potentially hazardous waters. CT’s view of P’s best interests was couched in claims of being factual when they amount to opinion (her views about vaccination, discussed in detail by Celia Kitzinger below, are simply not reflective of commonly accepted scientific facts). When opinion masquerades as just another version of truth, the waters become muddied, and (as in this case) decisions are delayed. It is presumably because the care home gave weight to CT’s opinions about what was best for P – opinions that seem to have drawn on the kinds of campaigns advanced by Dr Rogers (among others quoted in the Introduction to this blog post) – that P did not receive a vaccine for almost 9 months.  

As a result of anti-vaccination campaigns, at least to the extent that CT is part of them, P has been unvaccinated and at risk of COVID, despite the fact that (as his counsel established from the care home deputy manager) he has been “out and about in the community”, unable to understand social distancing or to wear a mask. This would have significantly raised his risk of contracting COVID-19.

What remains, therefore, is a situation in which the politics of the pandemic (including the vaccine rollout) have intruded into the assessment of the best interests of P on the ground. This is not to say that the beliefs held by CT are not genuinely held, the result of years of her own research. However, what cannot be avoided is the fact that her beliefs, in tandem with her political opinions about vaccination, delayed a best interests decision for almost 9 months.

Of course, I do not believe that CT genuinely wanted to put her brother at risk – her love for him seemed quite profound.  A possible interpretation of CT’s resistance to her brother having vaccines is that she believes that her priority is to protect him from human-made harm, and that it is more important to protect him from this than a ‘natural’ harm (of infection). She was doing the best she could in accordance with her beliefs, desperately trying to keep her brother safe against the weight of the NHS and the law. Speculation aside, what remains is that CT’s cost-benefit analysis misidentified the greatest risk in this case i.e. the risk of COVID rather than the risk of vaccination.

As Dr Marcus Gillespie writes, a “common source of error in deciding who is an expert is to mistakenly conclude that because someone is an expert in one field, they are an expert in another” (emphasis in original). He uses the example of Senator Rand Paul who, when people know he is a doctor, is usually assumed to know ‘as much about Covid-19 as the experts he is challenging’. However, Rand Paul has a medical degree in ophthalmology, meaning that ‘he isn’t an expert in the relevant field’ (emphasis in original). 

Despite the fact that GPs actually do make judgments all the time about best interests for people with complex long term needs in a community residential setting, Dr Rogers is not an “expert” in the relevant fields of immunology, virology, epidemiology. 

The judge found, ultimately, that it was in P’s best interests to receive both shots of the COVID vaccine, the booster, and any subsequent booster deemed necessary. I was relieved by that. 

This considered judgment emphasised to me that fact (not political opinion) is at the heart of the decision-making process of the Court of Protection. 

2. Clouding the issues: The blemish game by Claire Martin

Many thoughts were going through my mind observing this hearing.

Why was this case only reaching the court now – 11 months after the introduction of COVID vaccination in the UK? 

What is the Court of Protection’s position on debating the whys and wherefores of COVID-19 vaccination? 

What do care homes and treating medical teams need to understand in order to navigate decisions about, and (if necessary) expedite, medical treatments for people who lack capacity, when there is family disagreement about those treatments? 

How can the Court navigate arguments against action X when those arguments do not seem to be in ‘good faith’? 

I found this hearing an education. P is the only resident in his home (of eight people) who has not received the COVID-19 vaccination. He doesn’t like needles (or indeed any medical intervention) and his sister was against the vaccination for him, she said, because she was concerned about the impact on him emotionally and because the clinical risks of vaccination for him as an individual (as opposed to the clinical risks to him of COVID), she asserted, had not been fully investigated. 

Witnesses at the hearing

The hearing opened with an initial discussion about admissibility of evidence from retired GP Dr Jon Rogers (previously blogged elsewhere) and then opening submissions (as described earlier).  This was followed by witness evidence from the Deputy Manager of the care home. 

Deputy manager of the care home

Counsel for the CCG, Benjamin Tankel, asked her how long she had known P (12 years) and how often she sees him (every day when at work). 

We learned that P is generally an anxious person and is prescribed Lorazepam for this by a psychiatrist. Anymedical procedure causes him anxiety, and restraint, in the form of holding his arms for “no longer than two or three minutes” is sometimes necessary.

The deputy manager explained that restraint is ‘potentially’ necessary for medical procedures and the home has ‘a lot of plans in place’ for that eventuality and they ‘try to avoid it, but it is a possibility’. Notably, P has PCR tests every twenty-eight days and does not resist or experience distress from this.

Counsel: Does he form a negative view of the people restraining him?

Deputy Manager:  No, he doesn’t actually.

Cross-examination by Geoff Peter (for P’s sister) raised the question of how long P remains distressed after a medical procedure (such as a blood test): “it depends … usually around 1-2 hours”.

It transpired that the care home had a COVID-19 outbreak last year and all residents, except for P, contracted the virus. 

Exploring P’s understanding of, and response to, injections, the deputy manager clearly described P’s visceral response (‘Yes he understands what a needle is. He knows enough to not want a needle in his arm’)  – as distinct from an understanding of what the injection is for and a considered decision to refuse. Victoria Butler-Cole QC further explored this line of questioning  in her cross-examination.  

Counsel: Are there any medical treatment decisions where he’s been assessed as having capacity to make decisions for himself?

Deputy Manager: No.

Counsel: Does he understand what Covid is?

Deputy Manager: No

Counsel:  Can he socially distance?

Deputy Manager: No.

Counsel: Can he wear a facemask?

Deputy Manager: No. He would not wear a face mask under any circumstances.

Counsel: He’s going out and about in the community though, isn’t he?

Deputy Manager: Yes.

Counsel: Can he self-isolate, or manage periods of isolation?

Deputy Manager: No. He’s not able to do that due to his behaviours.

Counsel: Would he find it difficult to be admitted to hospital?

Deputy Manager:  Oh yes. Very, very difficult.

The deputy manager also explained the care plan for P should a direction be made to give him the COVID-19 vaccination: they would prepare the vaccination out of sight, P would be distracted by watching TV or doing something he enjoys, then he vaccinator (a stranger to P)  would enter, P’s arms would be held by carers for a couple of seconds and the vaccinator would vaccinate him swiftly and then leave the room 

P’s sister (CT)

Mr Peter opened his questioning of P’s sister by saying that there had been a suggestion in the CCG position statement that CT was ‘anti-vaccination’ in principle.

 NO. That is abhorrent. I strongly refute those claims. I am a medical ethicist. I have a Masters in biomedical law. …. As an ethicist I want a risk-benefit analysis. That was denied to me. I felt bullied and victimised. What should have been good clinical practice has been tainted by how vaccination is presented in the press. I feel very much alone in trying to make sure P’s wishes are maintained. … His best interests is not vaccination. This is not about the vaccine – it is purely and simply about the balance for P.”

Notwithstanding the (im)possibility of ascertaining P’s ‘wishes’ in relation to COVID-19 vaccination (it had been agreed by all parties that P lacked capacity to decide about vaccination and those caring for him said they were unable to ascertain his wishes), my understanding of CT’s submission regarding the balance for P (not having seen her position statement) is essentially that her interpretation of the scientific evidence is such that her brother is not at risk of hospitalisation or death from COVID-19 (should he become infected), that he is at higher risk of complications from the vaccination, and, therefore, that it is not in his best interests to be sedated and restrained in order to administer that vaccination. 

Counsel for the local authority cross-examined CT:

BT: Do you have any expertise in immunology?

CT: I have many books. I’m not an expert.

BT: Virology?

CT: I read books. I’m not an expert.

BT: Epidemiology?

CT: The same – I have read up on the subject widely but I don’t consider myself an expert.

CT explained that (from her reading) P risked myocarditis or pericarditis from the vaccine and that those risks had not been acknowledged in a balancing exercise. She argued that this, combined with the necessity of restraint to administer an injection, meant the vaccine was not in P’s best interests. She wanted further assessment of those risks for her brother, in the form of an ECG, and she also wanted an antibody test for him to establish any current immunity from COVID-19. Of course, further assessment would entail more medical intervention for P – which would also necessitate restraint (for a blood test for antibodies) and likely sedation too for an ECG. 

This didn’t hang together. If one of CT’s key anxieties was to prevent unnecessary medical procedures for P (because he finds them distressing) arguing for more procedures flies in the face of that concern. 

It started to feel to me that CT was using a straw man argument and that her anxieties were actually more about the vaccine per se.  

This became most apparent when counsel for P via the Official Solicitor asked CT a series of questions.  

Did she accept that COVID-19 can result in “serious illness, hospitalisation and death”?  CT replied with a question: “for what percentage?”

Counsel said that wasn’t what she was asking and asked the question again.  CT said, “not for everybody”. 

When pressed whether the risks are there for everyone, she said “no”. 

When pressed further as to whether COVID-19 is worse than the vaccine, she said “it depends”.

I felt for CT when she said she felt “bullied and victimised” by medical professionals at the best interests meeting earlier in the year. She said that the minutes of that meeting were not accurate in terms of how the medical professionals engaged with her and her concerns. It is entirely possible that she was dismissed at that meeting, and that the minutes (written by the professionals) were from their perspective only.  It must have been a difficult meeting for her. It is also entirely possible that CT’s position in that meeting was lacking in transparency about why she was taking the stance she was. Both parties would therefore be approaching the meeting with suspicion of the other. 

It did start to feel as if she was against vaccination in principle. Instead of just stating that, in good faith, CT’s oral argument in court rested upon criticism of the process of medical risk-benefit analysis for P. 

As the hearing continued it seemed as if there would not, ever, be enough ‘evidence’ from assessments of P’s medical risks, to satisfy CT that COVID-19 vaccination was in her brother’s  best interests. 

If an argument is made in good faith (i.e. you state your clear position and argue from there) then this can be addressed and dealt with by others. If an argument is not made in good faith, then, as at this hearing, parties end up talking about things that are not, really, the nub of the issue. 

In his judgment, Rogers J said: “I reject the submission that there is insufficiency of information before the court today. This was a veiled submission in the hope of deflecting consideration away from the substance of the case.”

How can and should courts deal with experiences such as this? If, indeed, CT’s position is one of anti-vaccination in principle, then not saying so means that the questions, discussions and evidence in court are predicated on (what are for her, according to her underlying belief) irrelevancies. 

Everyone then starts to feel that their time is being wasted. 

Reflecting on CT’s account of feeling ‘bullied and victimised’ in the best interests meeting, I am wondering whether she could have felt the same in this court hearing? The Court of Protection takes an inquisitorial position – rather than a combative approach. Nevertheless, as stated earlier, it has to rely on the scientific evidence accepted and adopted in national guidance insofar as medical matters are concerned. CT might not have appreciated the inquisitorial nature of this court.

In this blog post, journalism students make exactly this point about the Court of Protection: 

It wasn’t combative like you see on the TV.  Instead there was a very clear statement from the judge that these were civil proceedings and were very different from a criminal case – there was no ‘prosecution’ and it should not be seen as ‘a fight’ – ideas which seemed to be in the head of the patient’s brother, and the judge was keen to challenge this. The judge said the Court of Protection was trying to make a best interests decision which meant people coming together to try to work out what was right for the person at the centre of the case – combining what was known about his clinical condition with what was known about him as an individual.

I wonder whether, because the COP operates in this way (and not in a combative manner), CT’s approach was misguided. An approach that appears to be in ‘bad faith’ (i.e. not actually a party’s true position) is unusual in the COP, and its effect was to derail the usual etiquette and conventions. CT might not have known this, of course, and her counsel is not a COP barrister, so also might not have been familiar with the conventions. Even if CT and her advocate had been aware of the inquisitorial nature of the court, they would have been at a disadvantage due to the fact that the court accepts the mainstream scientific evidence – but at least they might have chosen the approach of presenting a transparent, good faith, argument. Then all parties would have been advancing their ‘true’ position. 

So, CT might well have, again, “felt bullied and victimised” in this hearing.  It is possible that she (and anyone who has some scepticism about, or outright opposition to, vaccination) will feel this way in general at present, given the public health narrative and messaging about COVID-19.

Anyone who is already feeling “bullied and victimised” is likely to respond badly to the COP’s (mandated) position in relation to what it recognises as medical evidence.  

From a relational perspective (whatever one thinks about vaccines), it might have felt to CT that her ‘bullied’ position was acceptable to the court, at the expense of challenging (what CT might see as) the “bullying and victimising” behaviour of the court/the government/the scientists/the system.  

Under these circumstances it would be hard to hold on to an “adult ego state” (see next section) while feeling “bullied and victimised”.   If your frame of reference (to a specific issue) is entirely through this lens, a forum where ‘best interests’ are based on a body of information that you fundamentally oppose is not going to seem fair. It might then lead to particular approaches as a way of coping. I explore one potential approach below. 

The blemish game

Eric Berne, the founder of transactional analysis, wrote a book called Games People Play. In this book, he describes:

a series of “mind games” in which people interact through a patterned and predictable series of “transactions” which are superficially plausible (that is, they may appear normal to bystanders or even to the people involved), but which actually conceal motivations, include private significance to the parties involved, and lead to a well-defined predictable outcome, usually counterproductive.”

One of those ‘games’ is called the ‘blemish game’. In this game, the (possibly unconscious) aim of the game’s instigator is to keep everyone, including oneself, looking in a direction other than the key direction. This involves relentlessly pointing to the failings of others and deflecting attention away from one’s own contribution to proceedings. 

Unless everyone can occupy what Berne calls the ‘adult ego state’ (distinct from a parent or child ego state), dialogue and relationships are compromised. 

Stating your position, plainly and straightforwardly, would fit the ‘adult’ role. It is very hard to argue about something when the real something is different. I ended up thinking that this is exactly what was happening at this hearing, and it made it hard for everyone to approach their task.

People have many and varied views on issues of our times. Misinformation and disinformation are rife. At the same time, people are entitled to hold whatever views they wish. Why not just state your view – especially if your case hangs on that position? In a court of law any view, if it informs a submission, would rightly be scrutinised. If a view underpins a party’s position, it is good faith to name that view and to articulate it clearly. Then everyone can proceed with trust. Without that basic ground-rule being observed, there is a pervasive sense that discussion of the issues is missing the point. 

Going back to my original questions, I wonder now whether the reason the case took so long to come to court was because the system around P got caught up in the ‘blemish game’, chasing more and more evidence that the vaccine would be in P’s best interests, in the hope of consensus. This pattern casts everyone in a perpetual conditional-to-striving reciprocal relationship, where the conditions are never met. . As Berne’s theory of transactional analysis would suggest, the system ended up in a “well-defined predictable outcome” – a lack of consensus that was protracted and counterproductive. 

The judge answered my question about how much the Court can become involved in the whys and wherefores of medical treatment (in this case COVID vaccination) – very little and they must rely on accepted authorities’ evidence. 

The third question seems trickier. What do care homes and the treating medical teams need to understand in order to navigate and (if necessary) expedite medical treatments for people who lack capacity, when there is family opposition? For P in this case, if they had realised they were engaged in a ‘blemish game’ they might have brought the case to court sooner. How would one realise? 

Perhaps the seriousness of the decision in question could be a guide – in this case P is a 39- year-old man with a learning disability, in a pandemic for which, as Victoria Butler-Cole QC emphasised, the evidence shows that “people in care homes and with learning disabilities are at increased risk [of COVID]”. Given the increased risks for P, the care home or health care team and CCG should have brought the case to the Court of Protection sooner, as soon as agreement could not be reached. The Vice President of the Court of Protection, Hayden J,  has often said in hearings (across a range of contexts) that “delay is inimical to P’s welfare”. 

The court navigated the issues of the argument, as presented by CT, in a straightforward and logical manner. It would have been possible for counsel to take a more compassionate, less adversarial, position if they had been addressing a clear (good faith) position. Instead, they were presented with needing to expose what they suspected was CT’s actual position underpinning her opposition to the vaccination for her brother. 

As it transpired, I think what happened was probably more upsetting and uncomfortable for CT, in the spotlight of a (virtual) courtroom with observers present, than had she simply stated her beliefs outright. 

Of course, she would have known that to do so would not have been supported by the weight of the internationally accepted scientific evidence (on which the court must rely), and would be likely to be dismissed. So, she was in a bit of a double-bind.

It must be isolating to be faced with the establishment position, when you hold a diametrically opposed view. I had no doubt throughout the hearing that CT believed that she was acting in her brother’s best interests – whatever the underlying reasons for opposing a vaccination for him, she expressed love for him and wanted what she thought was the right outcome for him. I’m not sure that was sufficiently acknowledged by the court. 

Furthermore, CT’s (and P’s) father was also a party to, and present at, the hearing. He listened to proceedings and confirmed to the judge that he was in favour of P receiving the COVID vaccination. This must have compounded the sense of isolation that CT reported feeling. 

Any of us can get caught up in the blemish game, especially when we feel strongly about an issue and we’re outnumbered and isolated. Someone holding the ‘adult ego state’ is required. Compassionately acknowledging that, if a person holds non-mainstream narrative views, that they feel unable to air straightforwardly, though understandable, this presents everyone with a very difficult task when trying to resolve a dispute. 

The judge did say that CT’s position “clouded” proceedings. If there was anything the court could have done differently, I think it might have openly acknowledged the emotion of the situation, and the discomfort CT might have been experiencing in relation to the court’s position of having to rely on officially recognised mainstream medical evidence. 

3. Is P’s sister an ‘anti-vaxxer’ by Celia Kitzinger

In the hearing, P’s sister took strong exception to her position being labelled (by counsel for the local authority) “an anti-vax stance”. She said it was “not accurate at all” and that it was “abhorrent that I’ve been characterised in this way”.  

The problem with labelling someone as “anti-vax” is that there’s a spectrum of views from people with a range of different concerns, hesitancies and skepticisms – both about the vaccine itself, and about the government responses to it.

Yet throughout the hearing it was hard (as Claire Martin points out) to see her opposition to her brother having the vaccine as driven by anything other than strong scepticism as to the merits of the science underpinning COVID-19 vaccination.

The arguments she raised were, in essence:  

  1.  COVID-19 is unlikely to be dangerous to P. This is because he’s “very robust immunologically” and apparently did not contract COVID-19 when there was an outbreak in the home and all other residents did become ill.  He’s a relatively young man (39 years old), he  has “no respiratory conditions, no liver or kidney malfunction” and in her view COVID might be “unpleasant” for him, but would not put him “significantly at risk”.
  • Vaccination may be dangerous for P.  Not only is it likely to require some restraint which he would find distressing, but also there are risks, she said, such as myocarditis. She said the vaccine can possibly cause COVID infection, or neurodegenerative disease, and can possibly be lethal in some cases – plus there are also potentially dangerous interactions with anti-psychotic and anxiolytic drugs P is receiving. She believes, in the context of mounting evidence that COVID vaccination does not confer full immunity against COVID infection, the risks of vaccination do not outweigh the benefits.  She also highlighted that there are more deaths from COVID-19 among those who have been vaccinated as compared with those who are not vaccinated[4].  
  • The evidence provided to her by health care professionals about the risks and benefits of vaccination is not trustworthy.  In her written statement (read out by counsel for P), she’d said that – contrary to medical claims – vaccines “do not limit or prevent infections” and “do not limit or prevent death”.  She repeatedly said that health care professionals had failed to engage adequately with her questions and concerns about – for example – drug interactions and the idea that vaccination was “experimental treatment”. She said: “the questions I raised were tainted by the way vaccines have been presented in the media, with exaggerated claims that they are contributing massively to the reduction of COVID.”  She wanted “upfront acknowledgement of the risks of vaccination” and had submitted to the court various Excel spread sheets which set out her own analysis of scientific data relating to the risks and benefits of vaccination.  

Counsel for the CCG (Ben Tankel) commented that although P’s sister’s opposition to COVID vaccination for her brother “is sometimes presented not as outright opposition but rather that more information is needed”, what it amounts to is “really just another way of saying ‘I am opposed to this vaccine, and the onus is upon you to convince me otherwise, and unless you can convince me otherwise there is an insufficiency of evidence’.” 

Counsel for P (Victoria Butler-Cole) likewise said in her closing summary that CT’s position “boils down to the fact that she doesn’t accept vaccination is safe, or that it works, or that he’s likely to get ill if he doesn’t have the vaccine”. 

These assessments were supported from what I discovered when searching for P’s sister online.

P’s sister online

Although her identity is protected by the transparency order, her name was freely used in the course of the hearing and so I was able to google her to see whether there was any evidence online of her stance toward vaccination. 

I found that she has set herself up as a specialist in law and ethics, with a website offering legal support to members of the public. 

She’s already made public the fact that her brother might be subject to a forced vaccination order.  She said that her family had declined other vaccinations on his behalf “for years”.  

I learnt a lot about her views on vaccinations in general, as well as on COVID-19 in particular.  I’ll try to convey an accurate impression of those views, without quoting what she says directly at any length (because it could lead to her identification). 

Her views are not “mainstream” (ie. they are clearly different from those adopted by the court) but nor are they purely idiosyncratic.  They are shared by others who are sometimes branded “anti-vaxxers”, including some of the people I quoted in the Introduction to this blog post.

She’s “very concerned” about vaccinations for infants: for example, the single 6-in-1 vaccine that is routinely given to babies at 8, 12 and 16 weeks to protect them against diphtheria, hepatitis B, haemophilus influenzae type b, polio, tetanus and whooping cough. She’s “appalled” that parents are simply expected to have their babies vaccinated without (in her view) being given relevant information about the risks and benefits of vaccination.  She sees it as “coercive”.  

She’s not surprised by government policies on COVID-19 vaccine because, she says, it’s an extension of the “coercive mentality we all have to obey” that starts at birth with childhood vaccinations and has culminated with the policies put in place during this (purported) pandemic. (I think she is sceptical as to whether, in fact, there is a genuine pandemic.) 

We are, she says, ground down by relentless “vaccine ideology” and propaganda about the safety and efficacy of COVID vaccination: it’s as if we are under “a spell” (she says) as we all line up obediently to be vaccinated.

She wants us to be “free of the system”, to become authentic and autonomous self-directed beings, acting according to our own inner values and to “step outside of the mass coercive society”. She advocates “critical thinking” and spiritual development. 

Having researched vaccines over a period of 15 years, CT she feels equipped to take aim at a mishmash of targets which, she says, account for the current  “scary”, “crazy” and “dangerous” situation that has led to compliance with a mass vaccination programme.  She attributes our submissiveness variously to: capitalism, consumer culture, Western culture, postmodernism, widespread internet use, loss of connectedness with each other and loss of connection with nature. We need to “wake up”.  

She also raises questions about how vaccinations are funded within the NHS.  Big Pharma, she says, is raking in millions.  

She repeatedly refers to her research (by which she means, reading books about vaccination), and to her credentials as someone with a bioethics degree.  Her cited sources include many of the people branded as “anti-vaxxers” by their opponents.  They include Judy Mikovits who claimed that a virus possibly implicated in chronic fatigue syndrome was possibly delivered through vaccines; and Ed Hooper’s book, The River: A Journey to the Source of HIV and AIDS, who advanced the theory that the origin of AIDS could be traced to oral poliovirus vaccines administered in the Belgian Congo between 1957 and 1960 (subsequently debunked). 

In court, CT declined to answer the Official Solicitor’s question as to whether or not she’d been vaccinated against COVID-19 herself.  But she has said online that she is “strongly” opposed to vaccination and would “never” be vaccinated.  

She is however willing to accept other people’s autonomous decision to be vaccinated, and acknowledges that there may be risk factors (like being over 65, or having a respiratory condition) that might change the risk/benefit analysis for some people.

So the online evidence is that there was, as Claire Martin proposes, and as the judge found, a disjunct between CT’s ‘authentic’ views, as expressed in her online engagement with people who share her broad perspective, and the more cautious and circumlocutory position she took in this hearing.

Implications of CT’s position for P

If an ‘anti-vaxxer’ is someone who is always, under all circumstances, opposed to vaccination for everyone, the evidence is that CT is not an “anti-vaxxer”. 

She is, as far as I can tell, opposed to vaccination for herself and for her brother based on her own assessment of the risk/benefit ratios, but she’s willing to accede to other people’s wish to be vaccinated if they are in the small group of people with risk factors (in which she’s never to my knowledge included people with learning disabilities) – and if they are not simply sleep-walking into vaccination based on brainwashing from the government.

But the term “anti-vaxxer” is often used in a more inclusive manner.  

According to an article in Nature, referencing the Centre for Countering Digital Hate

Every anti-vaxx message can be boiled down to a master narrative of three parts: 

  • COVID-19 isn’t dangerous; 
  • vaccines are dangerous; 
  • you can’t trust doctors or scientists.”  

This is pretty much what P’s sister argued in court and in her online materials. 

If this is the position you start from, it must be hard or impossible to understand why other people are of the view that it would be in your brother’s best interests to be vaccinated against COVID-19.  

It makes sense to contact someone with the resources of an organisation like UKMFA to ask for support when up against a court application to vaccinate P.

It also means P’s sister had a choice between: (1) standing firm and saying what she believed to be true, challenging the mainstream; or (2) trying to ‘game the system’ by accepting the ‘best interests’ premises of the court and seeking to influence the risk/benefit analysis.  

On the basis of my observation of many court hearings, I don’t think either approach would have resulted in the outcome she wanted.  

For the reasons outlined earlier, it seems likely that for the vast majority of COVID vaccination hearings – at least for protected parties whose own wishes and feelings cannot be ascertained – the court will rule, on the basis of overwhelming scientific consensus, that vaccination is in P’s best interests.  It increasingly feels like a foregone conclusion.

That is how impartial administration of the law works, in practice, to uphold mainstream science and government policies.  

The role of the Court of Protection is thereby, inevitably and inescapably, in my view, part of the “politics of the pandemic” and not aloof from it.

4. How to refuse COVID vaccination by Celia Kitzinger

Those of us deemed to have mental capacity to make our own decisions about vaccination can decide either to consent to, or to refuse, the offer of COVID vaccination – and if we refuse there is no legal requirement (in England and Wales, or Scotland) for us to explain our reasons for doing so, or justify our decision.  

It’s quite likely that enquiries might be made as to the reason for refusal, in case more information or explanation might change the decision, or in case the offer of an alternative place or mode of administration might be helpful. Seeking to understand why people refuse treatments and offering alternatives is part of supportive healthcare.

There may be also be attempts to persuade or incentivise (in New York with pizzas and Big Macs; in Austria with brothel visits). 

There may be restrictions on the unvaccinated (as in AustriaItaly and Germany, and as feared in the UK). 

 Mandating COVID vaccination for all NHS staff who work in health and social care settings regulated by the Care Quality Commission (currently due for implementation in April 2022) is a clearly “persuasive” or “coercive” move insofar as job retention may depend on vaccination: one hospital chief said:There’s a possibility if they choose not to be vaccinated they could be redeployed. And if we can’t find that opportunity to redeploy them then the consequence is that they will [not have a job].” But even he added “We will not make individuals be vaccinated…. ultimately it is their choice“.

What he meant, I assume, is that – after the attempts to persuade, incentivise, and encourage you to have a COVID-19 vaccination fail, and if you still refuse vaccination despite the loss of your job – nobody can lawfully physically restrain or sedate you and administer the vaccine against your will.  

That is what changes when you are deemed to have lost capacity to make your own decision about vaccination.  

Refusing for your future non-capacitous self

We are all potentially no more than the blink of an eye away from a stroke, a cardiac arrest, a car crash, a sporting accident – some unexpected injury which could mean that we lose capacity to make our own medical decisions.

Unless you have made a legally binding refusal of COVID vaccination in an Advance Decision to Refuse Treatment (ss. 24-26, Mental Capacity Act 2005), then once you are deemed to have lost capacity for this decision, it’s someone else’s job to decide whether or not vaccination is in your “best interests”.  The decision-maker must take account of any views you may have expressed before you lost capacity (in writing or via family reports), and your present wishes and feelings, in so far as they are ascertainable.  But neither your past nor present views about vaccination are determinative.  They are considered as just one element of best interests decision-making in the context of mainstream scientific research.

And if there’s disagreement between the people who care for you and are concerned for your welfare (your family, friends, treating clinicians, paid care staff), then you could be “P” in the Court of Protection with a judge having to decide whether or not you should be given COVID vaccination (or any other medical treatment for that matter). 

If you know now that you would want to refuse COVID vaccination if you were to lose capacity in the future, the best thing to do to ensure your wishes are respected is to make an Advance Decision to Refuse Treatment. This is legally binding on clinicians (they could not then lawfully vaccinate you) and it would avoid painful and lengthy arguments between your family and your treating clinicians about what it in your best interests (and potentially a court hearing).

You can check out Compassion in Dying for information about how to prepare these documents, but if vaccination is the ONLY medical intervention you want to refuse at this point, it’s very simple.  It’s a method also used, for example, by Jehovah’s Witnesses who want to refuse blood products. You simply write something like this: 

I refuse vaccination against COVID-19 (including boosters and any variations of the vaccination not yet invented) under all circumstances.  I make this refusal knowing that, according to mainstream science, my life may be shortened as a result.”  

You need to sign and date it in the presence of a witness (who can be anyone you choose – all they’re  doing is witnessing that they saw you sign it), and then ask your GP to put it on your medical records.  That’s it. (Note that the bit about “my life may be shortened as a result” is required by law and your treatment refusal won’t be valid without it, see 25(5)(a) Mental Capacity Act 2005).  You don’t have to give your reasons – though you may of course choose to, and if you do, this may make your treatment refusal more “persuasive”.

I believe it’s very important to make a formal, written, witnessed, Advance Decision to Refuse Treatment if we know  for sure that we wouldn’t want COVID-19 vaccination after loss of capacity to make that decision for ourselves.

Without it, doubts will inevitably arise.

 It’s not necessarily straightforward to extrapolate from the choices a person made before they lost capacity to what they would want after losing capacity.  

Some people who refused vaccination on the basis of their own risk/benefit analysis when they were healthy and living in their own homes might make a different risk/benefit analysis and wish to receive vaccination if they were to become brain-injured, vulnerable and were now in an ICU or care home with an increased risk of contracting COVID-19 and/or becoming seriously ill as a result and/or passing on infection to others with whom they live.

Some people who consented to vaccination when they were healthy may wish to refuse vaccination (and other possible “life-prolonging” treatments) if they were to become brain-injured and no longer able to enjoy (what for them is) “quality of life”.  Any opportunity for an ‘early exit’ from that scenario – even the prospect of a fairly unpleasant death from COVID-19 – might be positively valued.  

You may not know for sure whether you would want COVID vaccination or not if you were brain-injured in future and unable to decide for yourself.  It might feel like there are too many unknowns. In that case, you may be content to leave it with the doctors treating you at the time to decide.  Or you could discuss the matter with a trusted family member, friend or ally – someone who understands your values and beliefs and is able to be assertive in medical situations  – and  appoint them as your Health and Welfare Lasting Power of Attorney (ss. 9-14, Mental Capacity Act 2005) to make that decision for you (instead of the doctors) when you cannot.  

But if you know for sure that you want to refuse vaccination (or any other medical interventions), you need to make that Advance Decision to Refuse Treatment now.  

Refusing for an (adult) friend or family member

Unless you’ve been appointed by the person (when they had capacity to do so) as their Health and Welfare Attorney, and the documentation has been registered with the Office of the Public Guardian, it’s not your decision about whether or not your brother, spouse, mother, friend or other family member is vaccinated.  That decision lies with the person with overall responsibility for the individual’s care (usually their GP) or – if there’s dispute – with the Court.  

Supporting advance refusal (ADRT) before the person loses capacity to refuse for themselves

If you are currently caring for someone (perhaps an elderly relative, a spouse, or someone with mental health issues) who has refused COVID vaccination and has capacity to do so, but might lose that capacity in the near future (e.g. because they have a dementia, or Parkinson’s), you might consider asking them whether they want to make an Advance Decision to Refuse Treatment (ADRT) relating to vaccination – and any other treatments, for that matter.  Bear in mind, of course, that they might have a change of mind about vaccination if the circumstances were different, and that a current refusal doesn’t necessarily translate into a future refusal, or vice versa – but if they are certain about refusing vaccination after loss of capacity, they should do that now in an ADRT.  This enables them to make an autonomous choice about their own healthcare, and relieves the future burden on you of having to explain to doctors (or the courts) what they’d want.  

It’s especially important that people you care for should make an ADRT if you disagree with their position on COVID-vaccination.  If they don’t make their own advance refusal, you could find yourself in a really uncomfortable position of having to tell doctors/the court what you think they’d want (not to be vaccinated) while simultaneously believing that it would be better if they were vaccinated. 

If you are confident that you are able to represent the person’s views and the reasons why they want to refuse COVID vaccination (and other matters relating to their health and welfare), and if you feel able to communicate confidently with doctors, you could ask whether the person would like to appoint you as their Health and Welfare Attorney.

Representing someone’s views after they’ve lost capacity to refuse (without an ADRT)

If the person you’re caring for has already lost capacity to make or communicate their own decision about COVID vaccination, without making an ADRT or appointing you as their Health and Welfare Attorney, then you have a much harder task in representing their wish to refuse vaccination.

On the basis of what I’ve seen in vaccination hearings in the Court of Protection, I do not recommend attempts to challenge mainstream COVID science: for the reasons explained earlier in this blog, I think that’s unlikely to work.

You will need to focus on evidence about their position on vaccination (and maybe medical treatment more broadly).  Have you got evidence that they refused vaccines in the past?  Did they write anything expressing their views on vaccination – on social media, in letters, in emails?  Can you recall conversations with them about vaccination – did they have discussions with other friends or family in which they said anything relevant to vaccination decision-making? 

It doesn’t matter whether their objections to vaccination were based on challenges to the science, belief in ‘natural immunity’, fear of side-effects, scepticism about Big Pharma, revulsion at the idea of polluting their body with alien material, or anxiety about government control. They could be what others brand “anti-vaxxers” or “conspiracy theorists” (you might think them entirely misguided or delusional) but they are entitled to hold those views and to have them respected.  As Hayden J said, in the one case I’m aware of in which vaccination was not imposed on the protected party: “SS’s reality is undoubtedly delusional, but that does not stop it being her reality. This has to be both recognised and respected.” (§25 Re SS [2021] EWCOP 31)

Refusing for a person who has never had capacity to refuse for themselves

If the person you care for is (as in the case this blog focusses on) someone with a learning disability who’s never had capacity to make a decision about vaccination, and who struggles to understand what COVID is, and how vaccination works, it’s very likely (in my experience of the Court) that vaccination will be found to be in their best interests. 

This is because, in considering what is in their best interests, there is no ascertainable view about COVID vaccination from the person themselves to set against the overwhelming message from the mainstream scientific research that vaccination is medically indicated.  

The “instinctive reaction” which may lead many people with learning disability to recoil from unpleasant or painful medical procedures does not meet the criteria for capacitous refusal nor is it seen as expressing a view on the merits or otherwise of vaccination: even if it were to be so understood, it is unlikely to weigh heavily against the medical benefits as determined by mainstream science.

In the case this blog has focussed on, attempts to elicit P’s views were unsuccessful and this clearly influenced the position taken by the Official Solicitor: 

It does not appear possible to elicit P’s views about the vaccine.  It is possible that when asked about it by his solicitor he was saying he did not want an injection, but equally possible that he was asking for the WhatsApp call to end.  Even on the assumption that P does not want an injection, this appears to be an instinctive reaction to a mildly unpleasant medical procedure. This has to be balanced against the potential benefits to P, which he is not able to understand or weigh.” (Counsel for P via the Official Solicitor)

In several cases I’ve observed, parties have attempted to advance arguments about what position a never-capacitous P would have taken in relation to COVID vaccination if they had capacity.  These counter-factual arguments are fraught with difficulty.

In one recent case, the mother of a young woman with “severe learning disability” suggested that her daughter would “ “almost inevitably” have “expressed the same views as her mother” if she’d had capacity to do so. Rogers J noted that there was simply no evidence at all of the young woman’s own views, and to speculate on them would not be right (blogged here). 

In another case (blogged here), concerning vaccination of a fifty-year-old man (JS) with “severe learning disability”, from whom people had likewise been unable to elicit any views about vaccination, counsel for the applicant GP Practice (in favour of vaccination) speculated that “it would be unlikely for any adult to wish to be at risk of severe disease and death” and took the position that JS, if capacitous, would be that hypothetical person of legal fiction, the ‘reasonable man’:

“It is reasonable to consider that any person with capacity who was at heightened risk from COVID-19 would wish to minimise the risk of serious disease and hospitalisation through vaccination, and would be willing to accept the miniscule risk of harm from the vaccination.” (Conrad Hallin, Counsel for the GP Practice).  

His parents took the opposing view that it would be reasonable for JS, if he had capacity and understood the damage that had (they believe) been caused to him as a baby by the triple vaccine, and then by the measles vaccine, to decide not to risk another vaccination with the real risk of vaccination damage. 

Claims about what someone who’s never had capacity would decide if in fact they did have capacity and were acting reasonably are rather implausible and tell us more about the speaker’s own wishes, feelings, beliefs and values (and what they think ‘reasonable’) than about the views of the protected party.

I have not seen any evidence that judges use these counter-factual arguments (either from family members or from other parties) in arriving at their decisions. 

Closing remarks

This hearing raised important issues about the politics of vaccination within and beyond the court.  

  • How do health care professionals ensure that people who can’t consent to medical treatments receive the best possible care that (mainstream) science can offer in a timely fashion – even when family dissent?
  • How do we recognise and respect diversity of opinion – for families, for clinicians, and for the vulnerable people at the centre of these cases?
  • What is required to ensure that P’s voice is truly heard (where possible) and respected?
  • Bearing in mind that all of us may be future Ps, what can we do to plan in advance to safeguard our own autonomy?

We’d welcome feedback and commentary on these and other issues raised in this blog post.

Celia Kitzinger is co-director (with Gill Loomes-Quinn) of the Open Justice Court of Protection Project. She tweets @KitzingerCelia

Claire Martin is a Consultant Clinical Psychologist, Cumbria, Northumberland, Tyne and Wear NHS Foundation Trust, Older People’s Clinical Psychology Department, Gateshead. She is a member of the core group of the Open Justice Court of Protection Project and has published several blog posts for the Project about hearings she’s observed (e.g. here and here). She tweets @DocCMartin

Daniel Clark is a paid carer. He is also deputy director of Backbench: an unaffiliated, open platform, blog that publishes a range of articles about current affairs. He has recently completed an MA in Political Theory. He tweets@DanielClark132


[1] We have blogged about a number of these hearings: for example, Covid vaccination and a Christmas visitCovid vaccination contrary to parents’ wishes;  Covid vaccination in the Court of ProtectionDisputes about COVID vaccination should be rapidly referred to the Court.

[2] All material quoted from oral submissions and oral evidence in court is based on notes taken contemporaneously during the course of the hearing.  Quotations are as accurate as possible, but given that we are not permitted to audio-record court hearings, it is unlikely to be word perfect.

[3] According to the GMC website, checked by Celia Kitzinger in the course of posting this blog for publication, Dr Jon Rogers very recently relinquished his registration (on 12th January 2022) and may not now practise as a doctor in the UK.  

[4] This was addressed by Victoria Butler Cole, counsel for the Official Solicitor, in her Position Statement:  “The suggestion that people who are vaccinated are more likely to die than those who are not is based on a misunderstanding of risk.  It is inevitable that as a majority of a population are vaccinated (and in particular the older members of the population), there will be more deaths among the vaccinated, measured absolutely.  The relevant metric is what the rates of death are among the two groups, and the clear evidence is that the rate of death among the unvaccinated is 32 times higher than among the vaccinated.  Lay explanations of this are available at:  “Why most people who now die with Covid in England have had a vaccination” and “How do death rates from COVID 19 differ between people who are vaccinated and those who are not?

Continuing search for a placement – 5 months on

By Celia Kitzinger, 10th January 2022

The person at the centre of this case (NA) is a 17-year-old woman diagnosed with autism, mild learning disability and emotional dysregulation. She also has Hepatitis B, contracted from her mother at birth.

Since June 2019, when NA’s mother reported she could no longer care for her, NA has been a “looked-after child” (Children Act 1989).  

For much of that time she has been in secure children’s homes.   

She has experienced multiple placement breakdowns and is now on her 14th or 15th placement since mid-2019.  

During the five months I’ve been observing hearings concerning NA, she’s been living in accommodation described (by the local authority) as “wholly inappropriate”.  The local authority is seeking a suitable placement for her and the search has been nationwide for every conceivable form of placement, including children’s homes, specialist therapeutic residential homes, residential schools, solo placements, crisis placements, adults’ residential homes, and adults’ specialist placements.  Unfortunately, “despite the very extensive and continual efforts of the local authority to identify any suitable, alternative placement for NA, and including secure accommodation options, one had not been identified” (statement for the local authority). 

I have observed a series of five hearings, all primarily concerned with finding a suitable placement for NA. I think there have also been other hearings in this same six-month period that I have not observed.  So far, there is still no suitable placement for NA.

The problem seems to be a scarcity of suitable accommodation for someone with NA’s constellation of needs.

This blog post updates a previous post covering the hearings of 2nd July 2021, 16th July 2021, and 26th October 2021, which I’ve also summarised below.  

The two new hearings, not previously reported, are those of 16th November 2021 and 14th December 2021.  

It is hoped that this blog post will provide useful background for anyone concerned about secure accommodation for young people, who might also want to watch the next hearing, which is provisionally listed for 24th February 2022.

The hearing of 2nd July 2021before Mrs Justice Judd.

When this hearing took place, NA was being held inappropriately in an A&E bed after “a significant episode of dysregulation” between 25th and 27th June 2021 in the care home where she’d been living. 

She’d been continuously awake and “experiencing mania” for 72 hours, during which she gained access to the roof and threatened to kill herself. She threw boiling water from a kettle over staff caring for her, and threw nail polish remover into the eyes of a carer saying she wanted to blind them.  She armed herself with knives and parts from a broken bed and threatened staff.  She set fire to a tea towel, saying she wanted to burn the house down.  

The day before this hearing she’d been assessed as not meeting the criteria for detention under the Mental Health Act 1983, but there was nowhere to discharge her to because the care home was unable to agree to NA returning, saying it could not keep NA and others safe. 

The local authority had been trying “desperately” to find somewhere but had not been successful and asked for a three-week adjournment, which Mrs Justice Judd granted.  (More details in an earlier blog.)

The hearing of 16th July 2021,  before Mrs Justice Judd

At this hearing it was reported that an “emergency” placement had been found for NA in an annex (for her sole residence) to the main building of a children’s home. 

She had carers with her on a 4:1 basis, 24 hours a day.  “Staff have been pulled in from elsewhere to provide the support she needs, and have received appropriate levels of training in relation to restraint.”  

There was some difficulty with respect to authorising NA’s deprivation of liberty: it was opposed by counsel for NA via the Official Solicitor on the grounds that there was  insufficient evidence to displace the presumption that NA has capacity to make her own decisions about care and residence – at least at times – and because there is at the moment no evidence as to NA’s own wishes and feelings in this regard.  

Faced with an impossibly difficult situation, Mrs Justice Judd authorised depriving NA of her liberty for an interim period, but did so under the inherent jurisdiction rather than the Mental Capacity Act 2005.  

An expert was instructed – the Consultant Psychiatrist, Dr Claudia Camden-Smith, to report on NA’s mental capacity in relation to a number of areas including capacity to make her own decisions about where she lives and the care she receives, and whether she has capacity to refuse COVID vaccination (which she hasn’t had, and says she doesn’t want).   The report was due at the end of October 2021. 

Meanwhile, there had been a further period of dysregulation (the day after the previous hearing) involving alleged assault and criminal damage (at the hospital, before moving to the interim placement), following which NA had been arrested and detained in police custody, where she was verbally and physically aggressive and racially abusive.  (More information in an earlier blog post.)

The hearing on 26th October 2021, before Sir Jonathan Cohen

There was still no suitable placement available for NA.  Some of the options that had been under consideration were now no longer considered suitable due to the risks she has posed recently during some further periods of dysregulation.  

It was reported, for example, that a week or so earlier (on 18th October 2021) NA had attacked a staff member, dragging her downstairs, punching and kicking her in the back and ribs. She said she wanted to kill her and crack her head open. She was restrained. On release, she pressed the emergency release button into the carpark and went out and damaged vehicles. When the police were called, she went back inside and hid, but was carried from the building and placed on suicide watch in police custody. In the police cell she was observed to be hitting her head and pushing her acrylic fingernails up her nose to create blood which she spat around the cell. 

The crisis intervention team caring for NA were, it was reported, “truly shocked by the extent of the violence and aggression and accompanying risk”and were raising the possibility that NA has an undiagnosed psychosis.  She now needs 6:1 care to keep her and others safe.  

There was also no expert report because NA had refused to see Dr Camden-Smith. (More information in an earlier blog post.)

The hearing on 16th November 2021, before Mr Justice Poole

My understanding is that an application had been made to vacate this hearing because there had been no progress in finding a suitable placement for NA, and so “it would be in NA’s best interests to maintain her current placement and care arrangements and for the matter to be returned to court in approximately 4 weeks time.  By the next court date, it is envisaged that the available accommodation and transition plans will have crystalised.” (Lucy Leeming, counsel for the Local Authority).

The judge, Mr Justice Nigel Poole, required the hearing to take place.

I was reluctant to approve the papers [without a hearing]”, he said, “given the extensive restrictions that authorisation has been given for, and that are still sought, and given the length of time that P has been in accommodation that’s been considered unsuitable”. 

And so, he said “I required the full attendance of the court”. 

At the hearing counsel for the local authority,  updated the court on four matters: 

  1.  Despite a nation-wide search,  there was still no placement. Three possible placements were under consideration, and the preferred option would be available by the end of the following month after as-yet-unresolved application for registration by the Care Quality Commission.
  • NA has been charged with the offences of criminal damage and common assault, with “a raft of further criminal offences in the background”.    “We are”, said counsel of NA via the Official Solicitor (Arianne Kelly) “alive to the fact that there may be an impact on accommodation if a custodial sentence were to follow”.  
  • There had (finally) been a meeting between NA and Dr Camden-Smith on 11th November 2021 and it was expected that Dr Camden-Smith would submit her report by the 7th December 2021 deadline.  
  • There was concern about grooming – and police were aware of this.  NA’s phone had been taken from her and retained for police inspection. She’s agreed not to use Facebook and to share use of her phone with those caring for her.  There is no capacity assessment in respect of NA’s use of the internet and social media platforms.

At the end of the hearing, Mr Justice Poole said he would approve the order sought, and  extend the authorisation of NA’s deprivation of liberty.  This order covers a list of restrictions, including support by care staff at a ratio of 6:1 (“the highest I’ve so far encountered”), as well as “removal of items which could be used by NA to hurt herself, and extensive other restrictions”.  He approved the order because he was satisfied that “if not so restricted she would be at risk of serious harm”.  

The hearing on 14th December 2021, before Mr Justice Poole

There was still no progress on where NA should live, and no news about the criminal proceedings against her, which had been adjourned until 21 December 2021.

The local authority (represented by Lucy Leeming) said that the “deeply regrettable position” was that the hoped-for placement was no longer available.  The preferred placement had withdrawn its offer of accommodation for NA on the grounds that it would be a 5-month process for staff to be protected against Hepatitis B.  Given that the local authority had been “absolutely frank” with the placement about NA’s behaviour and medical diagnosis from the outset, it was “with a great deal of dismay that I inform the court that we came so far along the process, only for the offer to be removed”.  One of the other options that had been explored was also no longer available due to “concern from the landlord about a resident in the neighbouring flat who is elderly and vulnerable”.  

Counsel for the local authority reported that the expert report from Dr Camden-Smith, Consultant Psychiatrist, has now been received.  Dr Camden-Smith has confirmed that NA is autistic and has a learning disability and complex Post Traumatic Stress Disorder, or Developmental Trauma Disorder  – all of which are disorders or impairments in the function of the mind or brain, for the purpose of the Mental Capacity Act 2005.  (The expert did not find that NA suffers from a psychotic disorder, as suspected by current care providers.). 

It was reported that Dr Camden-Smith concludes that NA lacks capacity to conduct litigation, and to make decisions in respect of residence, care and treatment – including medication and consenting to or refusing COVID vaccination.   She does not, however, consider it to be in NA’s best interests for the vaccine to be administered against NA’s wishes, due to the likelihood of NA finding the experience highly distressing and the likely need for high levels of restraint in order to administer the vaccine.  (If the court accepts this conclusion, it will be only the second case I have seen in which COVID vaccination was not considered to be in a protected party’s best interests.)

What counsel for the local authority found “most troubling” was Dr Camden-Smith’s conclusion that due to the very high level of risk that NA poses, “NA may not be safe in the community, full stop, and that she needs admission to a Medium Secure Unit in a hospital”. 

Even if the parties and court accept this conclusion, the options for such an admission are very limited.  Of the two women’s Medium Secure Units for those with learning disability, one is closed for admissions due to an inadequate CQC rating, and the other is hundreds of miles from the family home and is over-subscribed.  As a result, NA would likely be admitted to a generic Medium Secure Unit (rather than one specifically for autistic women) – and the evidence is that autistic women in these units do very badly and many are discharged with higher levels of self-harm than when they were admitted.  Nonetheless, counsel for the local authority acknowledged that a benefit of such a placement would be that NA has suffered significant social isolation at her current placement and an admission to a hospital would provide NA with a safe environment in which to form relationships with peers.

Counsel for the local authority also drew attention to the fact that Dr Camden-Smith’s report emphasised the critical involvement of the Special Support Team and the need for them to work collaboratively with NA’s carers to develop and implement a Positive Behaviour Support plan.

Counsel for NA via the Official Solicitor (Arianna Kelly)  said there were some concerns about Dr Camden-Smith’s findings (“some of which contradict each other”), including what I understood to have been Dr Camden-Smith’s suggestion “that there might be potential benefits to NA of entering the prison system”.  This, said counsel, would be “an incredibly damaging and harmful environment for NA and one that we have been trying to avoid for her”.  A pre-trial hearing concerning the criminal charges against NA is coming up shortly and the Crown Prosecution Service are still deciding on the charges.  Counsel expressed concern that the “real focus of this case” should now be on the fact that  NA is “fast turning 18”, and from age 18 she can no longer stay in the annex to the children’s home where she has been detained for the past five months.  “It is utterly imperative that clear plans are in place for after her 18th birthday”.  

Counsel for NA’s mother (represented by Mungo Wenban-Smith)  raised questions about contact, saying that NA wanted contact with her mother and other members of her family before Christmas.  The mother’s main concern in terms of the broad direction of travel of the case was about placements a long way from the family home which would make contact difficult.

Judge’s questions and ex tempore judgment

The judge was clearly concerned about what was (and wasn’t) happening in this case.

He referred to an earlier “cri de coeur” from the local authority to escalate the case to the Children’s Commissioner back in September (I didn’t attend a September hearing and am not sure what this referred to).  He asked “Was that done?”  Counsel for the local authority said it had not been done: “Learned judges did express their dismay as to the situation, but nothing further happened”.  

It’s been 5 months now – forgive my pessimism that we may be in the same situation in February at the next hearing”, replied the judge.  He suggested informing the Secretary of State for Education

The local authority has long said it’s crying out for help….Every possible route to finding a solution for this young and incredibly vulnerable woman is needed”, said counsel for the local authority.

The judge asked how much it was costing to keep NA in her current, unsuitable, accommodation and was told it currently costs £60,000 per week, which counsel for the local authority described as “a staggering cost which has come about through there being a complete lack of alternative resources”. 

The judge then gave a brief oral judgment.  

He authorised the continuing deprivation of NA’s liberty in the (unsuitable) placement where she’s been for more than 5 months.  This was not a case, said the judge, where he was “so perturbed by the current placement that I’d consider not authorising her placement there.  It has provided a degree of stability”. 

He did however feel that the toll on the care staff and the social worker was “beyond that which they should reasonably be expected to bear” and wanted “publicly and sincerely to thank them for all that they’ve done and continue to do for NA”. 

The judge also made a “respectful request” for information and documents from the overseas country where NA grew up in the hope that these might assist mental health professionals in understanding and treating NA.

The local authority had, he said, “… invited the Court to escalate the matter to the Department of Education and the Children’s Commissioner.  This case is reflective of a national crisis.  Support from central government is needed.  As far as I’m aware, neither were informed or provided with information.  It seems to me that now that should happen”.

He  gave permission for relevant case papers to be disclosed to NHS England and to the Secretary of State for Education “with a view they each are invited to provide information and witness statements to the Court”.  

The next hearing will be held (remotely) on 24th February 2022.

Celia Kitzinger is co-director (with Gill Loomes-Quinn) of the Open Justice Court of Protection Project.  She tweets @KitzingerCelia

Photo by Johnny Cohen on Unsplash

A mother abroad and a family dispute: Part 3

By Kristy Regan, 6th January 2022

This long-running case (COP 13677853) concerns Mrs P, an 80+ year old widow who’s been living in a European country at an unknown address with one of her daughters, “Kim” (all names are pseudonyms), a litigant in person.  

The applicant is Mrs P’s other daughter, “Louise” (represented by Sarah Haren  of 5 Stone Buildings).  

According to counsel for Louise, Kim had taken Mrs P “in a surreptitious way” and with “no prior notice” from England to a European country where they remained at the point of the first hearing, and “within weeks of arriving in [Country] Mrs P’s property was placed on the market” by Kim, under power vested by a Lasting Power of Attorney for property and finance over Mrs P.  This led to Louise feeling “deeply concerned”.

Louise had made an application to the Court for an order to return Mrs P home to England, to preserve her property until her capacity to make her own financial decisions is determined, and to suspend the powers under the LPA.

I’d watched this case back on 31st December 2020 before Mr Justice Peel and blogged about it here.  At that hearing, Kim reported that her mother’s house had been put on the market and an offer had been accepted – she said by Mrs P, although she herself had dealt with all the calls and paperwork for the house sale.

It was unclear whether or not Mrs P had capacity to manage her own affairs.  The judge did not make any declarations about her capacity or the LPA but agreed part of the order: namely to preserve the property until at least the next hearing. He kept emphasising that the aim was to preserve the “status quo” while further directions are considered. 

A subsequent hearing (on 11th January 2021) was blogged by Daniel Cloake here. At that hearing (before Mr Justice Cohen), Kim had supplied a “curious document” purporting to assess her mother’s capacity to make her own decisions about her property and affairs. This did not, said the judge, avoid the need for a court-appointed assessment of capacity, and he made an order for this to be carried out by Mrs P’s social worker and GP.  The judge also made orders for Louise and her mother to have contact twice a week.  There was also some indication that the parties might agree to mediation.

The hearing I observed and am reporting on here was on 23rd November 2021, nearly a year after I first observed a hearing in this case.

The hearing

I gained access to the 10am hearing at 9.58am. It was a strange experience as there was only myself and a court official there, and I was asked which parties were attending! It was certainly not what I was expecting and quite perturbing. I waited with camera and microphone off for a good half an hour before people started to arrive. The judge’s clerk when naming participants also directly introduced me as a public observer and checked that people knew I was there. This was a departure from my last observation, where I was totally ignored, and it definitely added to the sense of voyeurism. In my notes I have written “awful, tempted to press leave meeting”.

The case today was being heard by Mrs. Justice Theis and there was a helpful round of introductions. I have again used the pseudonyms Louise and Kim, for the applicant and respondent. The only people who were invited to leave their cameras on were Mrs. Justice Theis, Sarah Haren QC (representing the applicant Louise), Ruth Hughes (representing Ms P via the Official Solicitor (OS)), and Kim (who was again a litigant in person).  

At the start of today’s proceedings, which turned out to be a pre-trial review, Ms Haren helpfully provided an introduction and update, which included reference to the transparency order (I haven’t seen a copy of this).  

From this introduction it was clear that events have moved on considerably. 

Mrs P has been living back in England with Louise since September 2021. She has been visited by an agent for the Official Solicitor and is receiving medical treatment for her health conditions. A professional deputy has been appointed to manage Mrs P’s property and affairs. 

I have absolutely no idea how Mrs P came to return to England, and at a few different points in today’s proceedings there was opaque references to not “raising the temperature1 and “not wishing to cause upset”. My take on this was that none of the parties wished to go over the matter of how Mrs P came to return to England again, to avoid causing emotions to rise in the room. 

The proceedings

The hearing today was referred to as a pre-trial review. The website www.justice.gov.uk describes a pre-trial review as being held if: 

“the case is complex or the trial is expected to be lengthy. The aim is to make sure the trial will proceed efficiently, particular areas of dispute being identified and narrowed down as far as possible.”

The aim of today appeared to be to plan the final hearing which would determine where Ms P should live long term – unless she is found to have capacity to make this decision herself. All parties appeared to agree that it was unlikely she does have capacity for this, but a number of reports are awaited; one from Mrs P’s doctor, one from independent expert Dr Chris Danbury, and one from an Independent Social Worker (ISW).

Kim, again acting as a litigant in person, submitted a letter yesterday to the Judge which was referenced in the proceedings. I gleaned from the discussion that this document referenced financial abuse and historic concerns, and also named individuals who Kim wants to call as witnesses in the hearing. 

All parties were asked by Mrs. Justice Theis to agree on the focus of the hearing. This was agreed by counsel for Louise and for Mrs P to concern whether it is in Mrs P’s best interests to live in England or abroad with Kim, and arrangements for contact (presuming Mrs P lacks capacity). Kim also agreed with this focus but said she wants the case to be presented “fairly” and with the opportunity for witnesses to be heard. 

From an observer perspective, the issue of witnesses seemed to be the area causing the parties to feel that the case may not proceed efficiently. Mrs. Justice Theis said that a lot of the witness statements appear “historical and not relevant to the current situation” and that the Court needs to deal with the current evidence. She suggested the parties produce a list of witnesses after the reports are completed, and if there is a dispute about this then she will deal with this “on papers” before the hearing. 

There then commenced a long discussion about a timetable for reports and responses, before the final hearing was agreed to take place on 10th and 11th February 2022. 

Highlights of this discussion included the barrister for the OS stating that there is a possibility that it would be in Mrs P’s best interests to move back abroad with Kim, therefore they didn’t want too much time to elapse. 

The timings of the doctors and ISW reports were also discussed, and the building in of a ‘round table’ or ‘shuttle diplomacy’ to be convened by the OS. I surmised this was a type of mediation which occurs outside of the Court room in a bid to reach agreement before the hearing (google confirmed this view).

A timetable was set out by the Judge and she asked whether the parties agreed it. Counsel on behalf of Louise, felt it was “tight, but should work” and counsel for Mrs P concurred. 

Mrs. Justice Theis then went to Kim and carefully outlined the whole timetable again, ensuring she understood what was planned. Kim’s response was to ask again if the Judge had read her letter (submitted yesterday). Mrs. Justice Theis said she’d read it “slowly and carefully”.

Curveball

It was at this point Kim threw in what I perceived as a total curveball. 

She stated that she was not seeking her mother’s return. Kim said she feels she has “handed the baton on” to Louise (who she kept referring to as her mother’s “other daughter”, rather than as her sister). Kim said that her mother had a lovely time with her abroad, but she cannot ask it of her to travel back. Kim said her mother needs to be made comfortable and her wishes to be respected. Kim went on to say that when her mother had been living with her, she’d been disorientated to place. 

I think it’s safe to say that as an observer I was not expecting this at all! 

Not knowing some of the events surrounding the case, such as how Mrs P came to be back in England, I couldn’t say whether this was an expected or unexpected turn of events. I was interested to know however how the parties would respond.

Counsel for Mrs P said that sometimes Kim suggests she is happy for her mother to remain in England and at other times this changes. 

Again, the subject of how Mrs P came to be back in England was obliquely referenced, with the comment about not wanting to “ raise the temperature”.  

Counsel for Louise advised that if Kim is not going to provide an option for Mrs P’s return, then there isn’t an alternative option for the court to rule on. In this case the applicant would not be happy to go ahead with the two-day hearing, due to the expense to Mrs P from experts and the hearing itself. 

Counsel for Mrs P pointed out that the OS may recommend that it is in Mrs P’s best interests to return to live with Kim and they don’t want to prejudice this potential outcome. 

The response to this from counsel for Louise was that it was hard to see how the OS could come to a different view if both sisters were in agreement about Ms P’s best interests. 

I did find it curious that the Official Solicitor suggested that they could find it in Mrs P’s best interests to return abroad if the option was not actually ‘on the table’. In the case of  N v ACCG [2017] the Supreme Court confirmed that the Court of Protection could only decide between ‘available options’ and jurisdiction is limited to decisions Mrs P could make if she had capacity. If Kim had withdrawn the offer of care for her mother, then in my view, there is no alternative and no dispute (short of an argument that Mrs P should be cared for elsewhere, such as a care home). I felt that perhaps the main issue was that Kim may later change her mind.

Mrs. Justice Theis advised that it was now the Court’s job to make a decision. That it involves striking a balance to see if a decision can be reached while not draining financial and emotional resources. The Judge felt it would be worth having a round table when the doctor’s report comes in (as it is already expected). Counsel for Mrs P felt they also need the ISW report. 

The Judge requested a meeting in December to confirm the parties’ positions. This is before the ISW report is due. If there is agreement then the Court can be advised via a paper application and the hearing can be abandoned. As the Judge pointed out, there are decisions being made about best interests all around the country, but they don’t end up in Court. If, however, agreement is not reached, then the parties can revert to the timetable previously discussed. 

Mrs. Justice Theis asked the applicant counsel (for Louise) to draft an order today outlining the positions. She advised Kim that is important for her to consider her final position away from the Court, but she “strongly encourages and supports” the parties to come to an agreement. 

The Judge’s final words were that if agreement is reached “emotional energies can be released for providing care and support for your mother, rather than being focussed on court proceedings”.

As an observer I sincerely hope that agreement can be reached, for the sake of all parties. 

Kristy Regan is Senior Lecturer in Social Work at the University of Sunderland who previously worked in Adult Safeguarding for 8 years, as a Senior Social Worker then Team Manager.  She is also a COP Visitor. She tweets @kristyregan13

1. All quotations are as accurate as possible but as we are not allowed to audio-record hearings, they are unlikely to be verbatim.

Photo by Cameron Venti on Unsplash